Williams v. Principi

15 Vet. App. 189, 2001 U.S. Vet. App. LEXIS 1011, 2001 WL 1002132
CourtUnited States Court of Appeals for Veterans Claims
DecidedAugust 31, 2001
DocketNo. 98-1491
StatusPublished
Cited by23 cases

This text of 15 Vet. App. 189 (Williams v. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Williams v. Principi, 15 Vet. App. 189, 2001 U.S. Vet. App. LEXIS 1011, 2001 WL 1002132 (Cal. 2001).

Opinions

KRAMER, Chief Judge, filed the opinion of the Court. KRAMER, Chief Judge, with whom STEINBERG, Judge, joined, filed a separate statement. IVERS, Judges, with whom FARLEY, Judge, joined, filed a dissenting opinion.

KRAMER, Chief Judge:

The appellant, Shirley D. Williams, appeals an April 28, 1998, decision of the Board of Veterans’ Appeals (Board or BVA) determining that the appellant was not entitled to an effective date prior to October 20, 1989, for the award of dependency and indemnity compensation (DIC). Record (R.) at 9, 19. The appellant and the Secretary have filed briefs, and the National Veterans Legal Services Program has submitted an amicus curiae pleading suggesting that the Court defer action until the appellant has exhausted her judicial remedies before the United States District Court for the Northern District of California [hereinafter the District Court], Oral argument was held on August 28, 2000. This appeal is timely, and the Court has jurisdiction pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). For the reasons that follow, the Court will affirm the decision of the Board.

I. BACKGROUND

The veteran, James B. Williams, served on active duty in the U.S. Army from January 1968 to December 1969, including service in Vietnam. R. at 9. On June 28, 1979, the veteran died as the result of a carcinoma of the lung. R. at 15. In August 1979, the appellant, his surviving spouse, filed an application for DIC, contending that the veteran’s fatal lung cancer had resulted from his military service. R. at 17-20. A Department of Veterans Affairs (VA) regional office (RO), in November 1979, denied the appellant’s claim (R. at 48), and the appellant timely appealed that decision (R. at 51, 74). In support of her appeal, the appellant’s representative asserted that the veteran’s lung cancer had been caused by exposure to herbicides while he was serving in Vietnam. R. at 76-77. The Board, in an October 1980 BVA decision, denied her claim, finding that the veteran’s lung cancer did not develop in service or within a presumption period, that it was not a result of Agent Orange exposure, and that it was not caus[191]*191ally related to any service-connected disability. R. at 87-88.

In October 1984, Congress enacted the Veterans’ Dioxin and Radiation Exposure Compensation Standards Act, Pub.L. 98-542, §§ 5-6, 98 Stat. 2725, 2727 (1984) (Dioxin Act), which required VA to prescribe regulations that “establishfed] guidelines and (where appropriate) standards and criteria for resolution of claims ... based on a veteran’s exposure during service ... in the Republic of Vietnam during the Vietnam era to a herbicide containing dioxin.” In order to establish such guidelines, an advisory committee, to be composed of experts in dioxin, experts in epidemiology, and interested members of the public, was required to provide recommendations regarding diseases that should be deemed to have a connection to exposure to dioxin. The Secretary, taking those recommendations into consideration, was then required to prescribe regulations setting forth the circumstances under which service connection would be granted for diseases found, based on “sound scientific or medical evidence,” to have a connection to exposure to herbicides containing dioxin.

Prior to the promulgation of any such regulations, the appellant, in June 1985, submitted to the RO another application for DIC, asserting that the veteran’s death was due to Agent Orange exposure. R. at 96. Later that month, after receiving information from the Department of the Army regarding the use of herbicides in Vietnam (R. at 100-22), the RO confirmed the prior denial of the appellant’s DIC claim. R. at 124.

Subsequently, under the authority of the Dioxin Act, VA promulgated a final regulation (since replaced), 38 C.F.R. § 3.311a, effective September 25, 1985, which had provided presumptive service connection for chloraene for veterans exposed during service in Vietnam to herbicides containing dioxin if the condition developed during a specified period. 50 Fed.Reg. 34, 458 (1985). That regulation had also specified that sound scientific and medical evidence had not established a cause-and-effect relationship between dioxin exposure and any disease other than chloraene. 38 C.F.R. § 3.311a(d) (1986).

In February 1987, Vietnam veterans and survivors of veterans filed a class action suit in the District Court against the Veterans’ Administration (now the Department of Veterans Affairs), alleging that 38 C.F.R. § 3.311a violated provisions of the Dioxin Act because the scientific standard used in determining whether claimed diseases were related to Agent Orange exposure was too restrictive. See Nehmer v. United States Veterans’ Administration, 712 F.Supp. 1404, 1408-10 (N.D.Cal.1989) (Nehmer I). As a preliminary matter, the District Court, in December 1987, issued an order granting the plaintiffs’ motion for class certification. Nehmer v. United States Veterans’ Administration, 118 F.R.D. 113 (N.D.Cal.1987). In that order, the District Court noted that, in opposition to the plaintiffs’ motion, the defendant had argued that some of the named plaintiffs had never submitted a claim under the challenged regulation; rather, their claims had been denied prior to the promulgation of § 3.311a. Id. at 117. In response to that argument, the District Court noted that the plaintiffs were claiming “that the 1985 regulation, and the procedures used to enact it, violatefd] the Dioxin Act” and that the “[pjlaintiffs denied benefits prior to the regulation’s enactment lack standing to pose that legal challenge to their denial.” Id. Nevertheless, the District Court held that, because the “pre 1985 claimants share a threat of future harm with other class members,” the plaintiffs had satisfied [192]*192the requirement that class members share common questions of law and fact. Id.

As to the merits of the plaintiffs’ claim, the District Court, in May 1989, issued a decision agreeing with the plaintiffs that the portion of the regulation that specified that there was no cause-and-effect relation between dioxin exposure and diseases other than chloracne was contrary to the Dioxin Act. Nehmer I, 712 F.Supp. at 1409; see also 38 C.F.R. § 3.311a(d) (1986). Accordingly, the District Court held that 38 C.F.R. § 3.311a(d) was invalid and “void[ed] all benefit decisions made under [38 C.F.R. § 3.311a(d) ].” Nehmer I, 712 F.Supp. at 1409.

In order to resolve remedial issues implicated by Nehmer I, the parties subsequently entered into a final stipulation and order [hereinafter the Nehmer Stipulation], which was incorporated into the District Court’s final judgment. See Nehmer v. United States Veterans’ Administration (Nehmer II), 32 F.Supp.2d 1175, 1176 (N.D.Cal.1999). The

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Clabon Jones v. Eric K. Shinseki
23 Vet. App. 122 (Veterans Claims, 2009)
White v. Nicholson
541 F. Supp. 2d 87 (District of Columbia, 2008)
Vola M. Brown v. R. James Nicholson
21 Vet. App. 290 (Veterans Claims, 2007)
Brian K. Coker v. R. James Nicholson
19 Vet. App. 439 (Veterans Claims, 2006)
Frank E. Coburn v. R. James Nicholson
19 Vet. App. 427 (Veterans Claims, 2006)
Elizabeth H. Bonner v. R. James Nicholson
19 Vet. App. 188 (Veterans Claims, 2005)
Barney O. Padgett v. Anthony J. Principi
18 Vet. App. 223 (Veterans Claims, 2004)
Kane v. Principi
17 Vet. App. 97 (Veterans Claims, 2003)
Janssen v. Principi
15 Vet. App. 370 (Veterans Claims, 2001)
Burris v. Principi
15 Vet. App. 348 (Veterans Claims, 2001)
Maxson v. Principi
15 Vet. App. 241 (Veterans Claims, 2001)
Tellex v. Principi
15 Vet. App. 233 (Veterans Claims, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
15 Vet. App. 189, 2001 U.S. Vet. App. LEXIS 1011, 2001 WL 1002132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/williams-v-principi-cavc-2001.