William P. Flake v. John W. Gardner, Secretary of Health, Education and Welfare

399 F.2d 532, 1968 U.S. App. LEXIS 5793
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 14, 1968
Docket21536
StatusPublished
Cited by180 cases

This text of 399 F.2d 532 (William P. Flake v. John W. Gardner, Secretary of Health, Education and Welfare) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William P. Flake v. John W. Gardner, Secretary of Health, Education and Welfare, 399 F.2d 532, 1968 U.S. App. LEXIS 5793 (9th Cir. 1968).

Opinion

DUNIWAY, Circuit Judge:

This is an action to review a decision of the Secretary of Health, Education and Welfare 1 denying an application for a period of disability and for disability insurance'benefits under sections 216 (i) and 223 of the Social Security Act as amended (42 U.S.C. §§ 416(i) and 423). The District Court entered summary judgment for the Secretary and the applicant (Flake) appeals. His arguments are, in essence, (1) that the decision of the Secretary is not supported by substantial evidence (§ 205(g)); and (2) that the Secretary applied an improper legal standard in finding the facts.

The case presents some important questions as to the proper construction of section 223 of the Act, as amended, and we therefore discuss it in some detail.

I. The facts.

Flake filed his application on October 10, 1963. It was denied by letter on January 13, 1964, and reconsideration was denied on June 27, 1964. He requested a hearing, which was held on November 16, 1964.

a. Flake’s oral testimony.

In his application, Flake described his impairments as “coronary” and “osteoarthritis of the spine and extremities” and alleged that he became unable to work because of these impairments on June 10, 1963. At the hearing he was the principal witness. He was then fifty-eight years old, had a high school education, and had worked mainly as a retail clerk, although he had driven a truck for a short period. He had arthritis before entering the service in 1943 *534 and had been on crutches for several months just before he was drafted. He was, however, able to walk into the induction center, and accordingly was drafted. The Navy in its infinite wisdom sent him to Farragut, Idaho, in the middle of winter, and shortly thereafter he was discharged for physical disability. He returned to Fresno, was unable to resume work as a truck driver, and after a short period of recovery, went to work as a clerk in a liquor store. He and his brother bought the store in 1946, operating it jointly until his heart attack in 1963. He worked only 3 days a week, but on those days he worked 12 hours. His arthritis continued to bother him, necessitating “boatloads of aspirin” and frequent shots.

On June 10, 1963, he suffered a heart attack and was hospitalized for forty-two days. After his release from the hospital, he spent several months in bed and then began to become more active. He tried to help his brother out at the liquor store on two occasions, but was unable to do so because he become nervous and upset, had chest pains, and his feet began to swell. His daily routine consisted of dressing himself (which took 45 minutes), taking pills, and light activity. He did drive an automobile on short trips.

He also complained of respiratory problems caused by recurring nasal polyps, and of generally short wind. He also had some hearing loss and dizziness. He complained about increasingly severe pain in his neck and spine, and knots in his hands from his arthritis.

Asked if he felt he could work, he replied: “I don’t think I could. I would like to. I worked all my life, even when I was crippled up with arthritis and could hardly work * * * The last deal I had just threw me and I guess my equilibrium and my hearing, every three to four weeks it threw me out, and I have to stay in bed, sometimes weeks at a time. I get nauseated and sick' to the stomach. I was picked up down town for being drunk and I don’t drink. * * * I couldn’t go back in the liquor store.” He also felt that no one would hire him (the liquor store had been sold).

He had three shots a month, although he did not know what they were for. He continued to have chest pain, for which he frequently took nitroglycerin tablets. Asked if he could work if it weren’t for the arthritis, he replied: I don’t think so * * * I don’t know. Maybe I have gotten to be cowardly. I have had so many friends that did the same thing, and they went back to work and two or three months later they were dead.” His family doctor told him not to go back to work. He described work in a liquor store, saying that it involved a lot of tension because of drunks, appeals for credit, holdups, etc. It also involved being on one’s feet and lifting cases of beer.

Finally, he described his equilibrium problems, for which he was treated by Dr. Snyder. He was taking pills that effectively controlled the problem.

Mrs. Flake then testified and corroborated her husband’s story. When asked what she noticed to be wrong with her husband, she replied “Everything.”

There was not other oral testimony,

b. The medical reports.

At the time of the hearing, a number of medical reports were before the Hearing Examiner. At the conclusion of that hearing, the examiner asked counsel for reports from various doctors who had treated Flake, but whose reports did not appear in the record. He also recommended that Flake go to an orthopedic specialist. He also wanted more in the way of objective medical findings from Flake’s family doctor, who, he thought was “just being liberal on symptoms.” The Hearing Examiner summed up his approach to a determination of disability:

“[W]e can’t grant disability on the applicant’s own statements of his condition. We have to have a medically *535 determinable impairment. It means just that. It must be supported by medical evidence. I would say that the oral testimony is very strong, but the medical evidence is pretty weak.”

As a result, Flake was examined by an orthopedist, and further medical reports were received and considered by the examiner. We summarize all of the reports that he considered.

First, there is a report from the Veteran’s Administration of an examination conducted in 1948. The diagnosis was “chronic arthritis of the hands, feet and left shoulder and back.”

Next, there are several reports and letters from Flake’s family doctor, Dr. Hickman. The first is a letter to the Veteran’s Administration dated February 25, 1963. This was about four months before Flake claimed to have become disabled. In it, the doctor stated that he had been seeing Flake since 1948, that Flake had a progressive history of osteoarthritis of the spine and extremities, complicated by myo-fibrositis, progressive diminished hearing, and that Flake was unable to work because of his arthritis. The second is a report made shortly after Flake’s heart attack. The diagnosis was that Flake had suffered an extensive posterior-lateral myocardial infarction, from which he had recovered, and that he suffered from arthritis, equilibrium problems, and loss of hearing. The third is dated November 19, 1963. In it the doctor described Flake’s condition in more detail. He concluded that Flake had coronary artery disease, coronary insufficiency, and anginal syndrome and that Flake’s American Heart Association classification was “Class I” (no restrictions). He also diagnosed osteoarthritis of the spine and extremities with limitation of movement involving hands and knees.

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399 F.2d 532, 1968 U.S. App. LEXIS 5793, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-p-flake-v-john-w-gardner-secretary-of-health-education-and-ca9-1968.