William E. Henry v. Attorney General, State of Alabama

45 F.4th 1272
CourtCourt of Appeals for the Eleventh Circuit
DecidedAugust 18, 2022
Docket21-11483
StatusPublished
Cited by4 cases

This text of 45 F.4th 1272 (William E. Henry v. Attorney General, State of Alabama) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William E. Henry v. Attorney General, State of Alabama, 45 F.4th 1272 (11th Cir. 2022).

Opinion

USCA11 Case: 21-11483 Date Filed: 08/18/2022 Page: 1 of 40

[PUBLISH] In the United States Court of Appeals For the Eleventh Circuit

____________________

No. 21-11483 ____________________

WILLIAM E. HENRY, Plaintiff-Appellant -Cross Appellee, versus ATTORNEY GENERAL, STATE OF ALABAMA,

Defendant-Appellee -Cross Appellant,

MILES M. HART, in his official capacity as Deputy Attorney General for the State of Alabama and Chief of the Special Prosecutions Divisions, USCA11 Case: 21-11483 Date Filed: 08/18/2022 Page: 2 of 40

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Defendant.

Appeals from the United States District Court for the Middle District of Alabama D.C. Docket No. 2:17-cv-00638-RAH-JTA ____________________

Before WILLIAM PRYOR, Chief Judge, LUCK and ED CARNES, Circuit Judges. LUCK, Circuit Judge: In Butterworth v. Smith, 494 U.S. 624 (1990), the Supreme Court held that, to the extent Florida’s grand jury secrecy law pro- hibited a grand jury witness from divulging information he learned before he testified to the grand jury, it violated the First Amend- ment’s Free Speech Clause. Id. at 635–36. But Butterworth left open the question of whether, to the extent Florida’s grand jury secrecy law prohibited a witness from disclosing grand jury infor- mation he learned “only by virtue of being made a witness,” the secrecy law also violated the First Amendment. Id. at 636 (Scalia, J., concurring). This case raises both issues—the one Butterworth decided and the one it didn’t. Does Alabama’s grand jury secrecy law pro- hibit a grand jury witness from divulging information he learned before he testified to the grand jury, and if so, does the secrecy law USCA11 Case: 21-11483 Date Filed: 08/18/2022 Page: 3 of 40

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violate the First Amendment? And does the Alabama grand jury secrecy law’s prohibition on a witness disclosing grand jury infor- mation he learned “only by virtue of being made a witness” violate his First Amendment free speech rights? See id. We conclude that Alabama’s grand jury secrecy law, unlike the Florida law in Butterworth, cannot reasonably be read to pro- hibit a grand jury witness from divulging information he learned before he testified to the grand jury. We also conclude that the grand jury secrecy law’s prohibition on a witness’s disclosure of grand jury information that he learned only by virtue of being made a witness does not violate the Free Speech Clause. FACTUAL BACKGROUND Alabama’s Grand Jury Secrecy Law For almost half a century, Alabama has protected the secrecy of its grand jury proceedings. In enacting the grand jury secrecy law in 1975, the Alabama Legislature determined that “it is essen- tial to the fair and impartial administration of justice that all grand jury proceedings be secret and that the secrecy of such proceedings remain inviolate.” Ala. Code § 12-16-214. The grand jury secrecy law is “to be construed” to accomplish four purposes: (1) That grand juries have the utmost freedom in their discussions, deliberations, considerations, debates, opinions and votes without fear or apprehension that the same may be subsequently disclosed, or that they may be subject to outside pressure or influence or in- jury in their person or property as a result thereof. USCA11 Case: 21-11483 Date Filed: 08/18/2022 Page: 4 of 40

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(2) That those persons who have information or knowledge with respect to the commission of crimes or criminal acts be encouraged to testify freely and truthfully before an appropriate grand jury without fear or apprehension that their testimony may be sub- sequently disclosed, or that they may be subject to in- jury in their person or property as a result thereof.

(3) That those persons who have committed criminal acts or whose indictment may be contemplated not escape or flee from the due administration of justice.

(4) That those persons falsely accused of criminal acts are not subject to public scrutiny or display and their otherwise good names and reputations are left intact.

Id. § 12-16-214(1)–(4). There are two key sections to the Alabama grand jury se- crecy law. First, it prohibits the disclosure of the internal delibera- tions and opinions of the grand jurors: No past or present grand juror, past or present grand jury witness or grand jury reporter or stenographer shall willfully at any time directly or indirectly, condi- tionally or unconditionally, by any means whatever, reveal, disclose or divulge or attempt or endeavor to reveal, disclose or divulge or cause to be revealed, dis- closed or divulged, any knowledge or information pertaining to any grand juror’s questions, considera- tions, debates, deliberations, opinions or votes on any USCA11 Case: 21-11483 Date Filed: 08/18/2022 Page: 5 of 40

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case, evidence, or other matter taken within or occur- ring before any grand jury of this state.

Id. § 12-16-215. And second, the law prohibits the disclosure of the evidence, questions, answers to questions, testimony, and conversations pre- sented to the grand jury: No past or present grand juror, past or present grand jury witness or grand jury reporter or stenographer shall willfully at any time, directly or indirectly, con- ditionally or unconditionally, by any means what- ever, reveal, disclose or divulge or endeavor to reveal, disclose or divulge or cause to be revealed, disclosed or divulged, any knowledge of the form, nature or content of any physical evidence presented to any grand jury of this state or any knowledge of the form, nature or content of any question propounded to any person within or before any grand jury or any com- ment made by any person in response thereto or any other evidence, testimony or conversation occurring or taken therein.

Id. § 12-16-216. The Alabama grand jury secrecy law allows any prosecutor, grand jury foreman, or circuit court to require witnesses “to submit to an oath or affirmation of secrecy.” Id. § 12-16-219. It also pro- vides that “[t]he failure of any witness to be so sworn shall not re- lieve such witness of any criminal liability imposed” by Alabama’s USCA11 Case: 21-11483 Date Filed: 08/18/2022 Page: 6 of 40

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grand jury secrecy law. Id. Any person who violates the grand jury secrecy law commits a felony punishable by one to three years’ im- prisonment. Id. § 12-16-225. Henry’s Testimony Before the Grand Jury Starting in 2013, Mike Hubbard, the former Speaker of the House of the Alabama Legislature, was the target of a grand jury investigation in Lee County, Alabama. He was accused of misus- ing his office for personal gain, including by funneling money into his printing business. Speaker Hubbard was indicted in state court in October 2014 on twenty-three counts. He was convicted of twelve counts following a trial. The Alabama Court of Criminal Appeals vacated one of the convictions because of insufficient evi- dence of guilt and affirmed the other eleven. Hubbard v. State, 321 So. 3d 8 (Ala. Crim. App. 2018). The Alabama Supreme Court re- versed five of the remaining convictions on insufficient-evidence grounds and affirmed the other six. Ex Parte Hubbard, 321 So. 3d 70 (Ala. 2020). So, the Court of Criminal Appeals reversed one count of conviction on insufficiency-of-evidence grounds, the Ala- bama Supreme Court reversed five more counts on those grounds, and when the appellate dust cleared there were convictions on six counts still standing. William Henry was a state representative at the time of the investigation into Speaker Hubbard.

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45 F.4th 1272, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-e-henry-v-attorney-general-state-of-alabama-ca11-2022.