William D. West v. Northwest Airlines, Inc.

995 F.2d 148, 93 Cal. Daily Op. Serv. 4022, 93 Daily Journal DAR 6909, 1993 U.S. App. LEXIS 12997, 1993 WL 184016
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 3, 1993
Docket89-35820
StatusPublished
Cited by46 cases

This text of 995 F.2d 148 (William D. West v. Northwest Airlines, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William D. West v. Northwest Airlines, Inc., 995 F.2d 148, 93 Cal. Daily Op. Serv. 4022, 93 Daily Journal DAR 6909, 1993 U.S. App. LEXIS 12997, 1993 WL 184016 (9th Cir. 1993).

Opinions

D.W.' NELSON, Circuit Judge:

The Supreme Court remanded this case — U.S. -, 112 S.Ct. 2932, 119 L.Ed.2d 558, — U.S.-, 112 S.Ct. 2986, 120 L.Ed.2d 864, to us for further consideration in light of Morales v. Trans World Airlines, Inc., 504 U.S.-, 112 S.Ct. 2031, 119 L.Ed.2d 157 (1992). We hereby withdraw our previous Opinion in this case, filed as amended February 5, 1991, and substitute this Opinion.

Plaintiff-appellant, William D. West (“West”), purchased a ticket to travel on Northwest Airlines, Inc. (“Northwest”). Northwest overbooked West’s flight and refused to allow West to board the plane. West brought this action against Northwest for breach of the covenant of good faith and fair dealing under Montana law. The district court granted summary judgment for Northwest on the ground that West’s claim was preempted by the Federal Aviation Act. We now affirm in part and reverse in part, and we remand to the district court to determine whether West has a meritorious claim for compensatory damages under Montana law.

FACTUAL AND PROCEDURAL BACKGROUND

On September 3, 1986, West purchased a non-refundable, non-changeable ticket to travel on Northwest from Great Falls, Montana to Arlington, Virginia. His flight was [150]*150scheduled to depart Great Falls at 1:30 p.ra. and to arrive in Arlington at 9:00 p.m. on October 7, 1986. West confirmed his scheduled departure with his travel agent on October 6, 1986.

Between the date of purchase and the scheduled departure date, Northwest decided to reduce the size of its aircraft from a Boeing 727, which carries 146 passengers, to a DC 9 aircraft, which carries 78 passengers. When West arrived at the check-in gate, a Northwest employee informed him that the flight was overbooked. Northwest attempted to make room for West and other passengers by requesting volunteers to deplane in exchange for certain payments. However, only three people accepted, and West was unable to board the flight.

Northwest then offered West an alternate flight that would arrive at nearby Dulles Airport at 3:00 a.m. the next morning. West declined to take this flight and made his own arrangements to travel to Arlington at a later date. West subsequently filed claims in state court for breach of the covenant of good faith and fair dealing under Montana law and for unjust discrimination under section 404(b) of the Federal Aviation Act (“FAA”), 49 U.S.CApp. § 1301 et seq., seeking both compensatory and punitive damages on the state and federal claims.

Northwest successfully petitioned the United States District Court to remove the case to the federal court on the basis of diversity of citizenship. Northwest then moved for summary judgment on the grounds that the period for bringing a claim under Section 404(b) had expired and that West’s state claim was preempted by the FAA On September 28, 1989, the district court granted Northwest’s motion for summary judgment on both grounds.

West timely appealed only the issue of whether the district court erred in dismissing West’s state law claim on the ground that it was preempted by the FAA This court previously affirmed in part and reversed in part, finding that the FAA preempted West’s claim for punitive damages but that it did not preempt his claim for compensatory damages under Montana law.

West then petitioned the Supreme Court for certiorari, claiming that punitive damages were not preempted. Northwest cross-petitioned on the grounds that the state claims for compensatory damages were preempted by the FAA The Supreme Court waited to decide the petitions until after it decided Morales, and then denied West’s petition but granted Northwest’s and remanded the ease to this court to reconsider whether compensatory damages are preempted.

After receiving another petition from West claiming that the Court’s rules prohibited it from granting certiorari on a cross-petition but not the initial petition, the Supreme Court vacated its denial of West’s petition and granted certiorari on both petitions. It then remanded the case to this court for further proceedings on both questions in light of Morales.

DISCUSSION

I. Standard of Review

A grant of summary judgment is reviewed de novo to determine, viewing the evidence in the light most favorable to the nonmoving party, whether there existed any genuine issue of material fact and whether the district court correctly applied the relevant substantive law. Tzung v. State Farm Fire & Casualty Co., 873 F.2d 1338, 1339-40 (9th Cir.1989).

II. Preemption Analysis

In Morales, the Supreme Court considered whether or not the Airline Deregulation Act (“ADA”), § 1305(a)(1) of the FAA, preempted enforcement of a detailed set of guidelines concerning the regulation of airline fare advertising through state consumer protection laws.1

[151]*151The Court held that' the ADA expressly-preempted the guidelines because their enforcement “relatfed] to rates, routes, or services of any air carrier....” Morales, 504 U.S. at-, 112 S.Ct. at 2037. The Court interpreted this preemptive clause broadly:

For purposes of the present case, the key phrase, obviously, is ‘relating to.’ The ordinary meaning of these words is a broad one ... and the words thus express a broad pre-emptive purpose.

Id. In crafting this clause, reasoned the Court, Congress intended to preempt state laws which interfered with the goal of deregulation of the airline industry.

In so holding, the Supreme Court invalidated this court’s approach to FAA preemption in our original Opinion in this case. Under our pre-Morales reasoning, we distinguished between state laws which “merely have an effect on airline services” and those involving an “underlying statute or regulation [which] itself relates to airline services,” and held that only the latter are preempted by the ADA. West v. Northwest Airlines, Inc., 923 F.2d 657, 660 (9th Cir.1990). Morales directly challenges this analysis.

We find that, under the reasoning in Morales, the ADA preempts West’s claim for punitive damages under state contract and tort law, but that it does not preempt his claim for compensatory damages under state law. Morales left open the possibility that certain state laws would not be preempted by the ADA even under the broad reading of the preemption clause:

[W]e do not ... set out on a road that leads to pre-emption of state laws against gambling and prostitution as applied to airlines. Nor heed we address whether state regulation of the nonprice aspects of fare advertising ... would similarly ‘relate] to’ rates; the connection would obviously be far more tenuous. To adapt to this case our language in Shaw [v. Delta Airlines, Inc., 463 U.S. 85, 103 S.Ct. 2890, 77 L.Ed.2d 490 (1983)], ‘[s]ome state actions may affect [airline fares] in too tenuous, remote, or peripheral a manner1 to have- pre-emptive effect.

Morales, 504 U.S. at-, 112 S.Ct.

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995 F.2d 148, 93 Cal. Daily Op. Serv. 4022, 93 Daily Journal DAR 6909, 1993 U.S. App. LEXIS 12997, 1993 WL 184016, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-d-west-v-northwest-airlines-inc-ca9-1993.