William C. Barwick v. United States of America, Department of the Interior. Appeal of Otis Elevator Company

923 F.2d 885, 287 U.S. App. D.C. 392, 1991 U.S. App. LEXIS 627, 1991 WL 3360
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 18, 1991
Docket89-5478
StatusPublished
Cited by10 cases

This text of 923 F.2d 885 (William C. Barwick v. United States of America, Department of the Interior. Appeal of Otis Elevator Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William C. Barwick v. United States of America, Department of the Interior. Appeal of Otis Elevator Company, 923 F.2d 885, 287 U.S. App. D.C. 392, 1991 U.S. App. LEXIS 627, 1991 WL 3360 (D.C. Cir. 1991).

Opinions

Opinion for the Court filed by Circuit Judge MIKVA.

Dissenting opinion filed by Circuit Judge SENTELLE.

MIKVA, Circuit Judge:

William Barwick sued Otis Elevator Company (“Otis”) for injuries resulting from the malfunction of an Otis elevator at the John F. Kennedy Center in Washington, D.C. A jury returned a verdict in favor of Mr. Barwick for damages of $4000. On appeal from the judgment entered on the jury’s verdict, Otis challenges the district court’s denial of its motion for directed verdict, and the court’s instruction to the jury on res ipsa loquitur. We affirm the judgment of the district court.

I. Background

William Barwick entered an elevator in the Kennedy Center accompanied by three friends. The elevator began to ascend. It stopped between the third and fourth floors, jerked as if it were going up, and stopped again. The elevator lights flickered on and off several times and went out. Although the elevator was equipped with an emergency telephone, Mr. Barwick and his friends were unable to open the door to the telephone at first. They tried to sum-, mon help by ringing the emergency bell, banging on the door, and yelling. Mr. Bar-wick finally succeeded in opening the telephone door and called for help. There were no Otis maintenance personnel on duty, so an emergency repairman was called. Some two hours after the initial stop, the elevator finally ascended, and the plaintiff and his companions were able to get out. The emergency repairman found the elevator to be “on safety.” Tellingly, he repaired it by changing the HI and H2 contacts. HI and H2 contacts are parts of the elevator control system that supply proper amounts of voltage and current for the motor to operate; an elevator goes on safety by coming to a stop whenever it overspeeds for any reason.

During this ordeal, Mr. Barwick experienced chest pains. He was treated initially at the Kennedy Center first-aid station and then transported to George Washington University Hospital. Mr. Barwick brought this action against Otis alleging negligence in failing to maintain the elevator in a reasonably fit and safe condition and failing to have emergency personnel available at reasonable times. A trial ensued in which Mr. Barwick relied on the res ipsa loquitur doctrine to establish Otis’ negligence. Otis moved for a directed verdict on the grounds that Mr. Barwick had not established a prima facie case of negligence and that the res ipsa loquitur doctrine was inappropriate. The court denied Otis’ motion for a directed verdict. The jury returned a verdict for Mr. Barwick, and the district court ordered judgment on the verdict.

II. Analysis

Federal jurisdiction in this case is based on the parties’ diverse citizenship. In a diversity case the district court and, on review, this court must follow local District of Columbia law. See Kuwait Airways Corp. v. American Security Bank, 890 F.2d 456, 460 (D.C.Cir.1989). We must therefore abide by the common law of the District of Columbia governing the doctrine of res ipsa loquitur. See, e.g., Bell v. Westinghouse Elec. Corp., 483 A.2d 324, 329 (D.C.1984).

A. Instruction Concerning Res Ipsa Lo-quitur

The principle of res ipsa loquitur “permits a jury to draw an inference of [887]*887negligence based upon special circumstances where direct evidence of negligence is lacking.” Bell v. May Department Stores, 866 F.2d 452, 455 (D.C.Cir.1989). Before submitting the case to the jury, however, the court must determine whether the inference may be reasonably drawn by the jury, see Restatement (SECOND) of TORTS § 328D(2) (1965), and the plaintiff must establish that: (1) the event was of a kind that ordinarily does not occur in the absence of someone’s negligence; (2) it was caused by an agency or instrumentality within the exclusive control of the defendant; and (3) it was not due to any voluntary action or contribution on the part of the plaintiff. Bell v. May, 866 F.2d at 455; Rassoulpour v. Washington Metro. Area Transit Authority (“WMATA”), 826 F.2d 98, 100 (D.C.Cir.1987); Londono v. WMATA, 766 F.2d 569, 571 (D.C.Cir.1985).

As the parties do not dispute that the elevator was within Otis’ exclusive control and that Mr. Barwick did not voluntarily contribute to its malfunction, we focus our attention on the first factor: whether Mr. Barwick established that the event, defined as the elevator’s going on safety, ordinarily does not occur in the absence of someone’s negligence. Mr. Barwick must establish that, considering all other plausible explanations for the incident, the event was “most probably caused” by someone’s negligence. Bell v. May, 866 F.2d at 456. Barwick need not eliminate with complete certainty every other possible cause; he need only introduce evidence with sufficient probative force to support the inference that the plaintiff’s accident was probably the result of negligence. McCoy v. Quadrangle Development Corp., 470 A.2d 1256, 1261 (D.C.1983). The question is whether the trial judge properly determined that, in light of everyday experience or 'evidence in the record, a jury could conclude that the event was more probably than not the result of someone’s negligence. See Quin v. George Washington University, 407 A.2d 580, 583 (D.C.1979). If the answer is yes, we must affirm the decision of the district court. See Bell v. Westinghouse Elec. Corp., 483 A.2d at 329.

Mr. Barwick called Walter Hanner, a senior Otis Elevator supervisor, as an expert witness. Mr. Hanner’s testimony enumerated five reasons why an elevator could go on safety. As Otis concedes on appeal, however, undisputed evidence eliminated three of these explanations, leaving these two: (1) a momentary sag in electrical power,, and (2) the burnout of HI and H2 contacts. Unlike the elevator malfunction in Bell v. May, which could have resulted from any of several equally plausible causes, the elevator malfunction in this case has been narrowed to two most likely causes. Compare Bell v. May, 866 F.2d at 457 (holding that res ipsa loquitur was inappropriate because plaintiffs had “made no effort either to rebut the non-negligent causes or to identify defendant’s alleged negligence as the most probable cause of the injury”).

At trial, Mr. Hanner testified that, “to a reasonable degree of scientific certainty,” the electrical power fluctuation was á “contributing factor” to the elevator’s going on safety, that Otis was not responsible for such power fluctuation, and that the burnout of the HI and H2 contacts can happen only when an elevator is descending (not when the elevator is ascending, as was the case in this incident). At his deposition, however, Mr.

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923 F.2d 885, 287 U.S. App. D.C. 392, 1991 U.S. App. LEXIS 627, 1991 WL 3360, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-c-barwick-v-united-states-of-america-department-of-the-interior-cadc-1991.