Whittle v. State

309 Neb. 695
CourtNebraska Supreme Court
DecidedJuly 16, 2021
DocketS-20-575
StatusPublished
Cited by3 cases

This text of 309 Neb. 695 (Whittle v. State) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whittle v. State, 309 Neb. 695 (Neb. 2021).

Opinion

Nebraska Supreme Court Online Library www.nebraska.gov/apps-courts-epub/ 10/08/2021 08:08 AM CDT

- 695 - Nebraska Supreme Court Advance Sheets 309 Nebraska Reports WHITTLE v. STATE Cite as 309 Neb. 695

Thomas B. Whittle, M.D., appellant, v. State of Nebraska Department of Health and Human Services, Regulation and Licensure, and State of Nebraska ex rel. Douglas Peterson, Attorney General, appellees. ___ N.W.2d ___

Filed July 16, 2021. No. S-20-575.

1. Administrative Law: Judgments: Appeal and Error. A judgment or final order rendered by a district court in a judicial review under the Administrative Procedure Act, § 84-901 et seq. (Reissue 2014), may be reversed, vacated, or modified by an appellate court for errors appearing on the record. 2. ____: ____: ____. When reviewing an order of the district court under the Administrative Procedure Act for errors appearing on the record, the inquiry is whether the decision conforms to the law, is sup- ported by competent evidence, and is neither arbitrary, capricious, nor unreasonable. 3. Administrative Law: Judgments: Statutes: Appeal and Error. To the extent that the meaning and interpretation of statutes and regulations are involved, questions of law are presented which an appellate court decides independently of the decision made by the court below. 4. Administrative Law. To be valid, a rule or regulation must be consist­ ent with the statute under which the rule or regulation is promulgated. 5. Malpractice: Physicians and Surgeons: Expert Witnesses. Neb. Rev. Stat. § 44-2810 (Reissue 2010) of the Nebraska Hospital-Medical Liability Act requires an expert witness on medical malpractice to be familiar with the customary practice among medical professionals in the same or similar locality under like circumstances. 6. Administrative Law: Records: Rules of Evidence: Judicial Notice: Appeal and Error. In a de novo review on the record of an agency, the - 696 - Nebraska Supreme Court Advance Sheets 309 Nebraska Reports WHITTLE v. STATE Cite as 309 Neb. 695

record consists of the transcripts and bill of exceptions of the proceed- ings before the agency and facts capable of being judicially noticed pursuant to Neb. Evid. R. 201. 7. Records: Appeal and Error. A party’s brief may not expand the eviden- tiary record on appeal. 8. Administrative Law: Due Process: Notice: Evidence. Procedural due process in an administrative proceeding requires notice, identification of the accuser, factual basis for the accusation, reasonable time and opportunity to present evidence concerning the accusation, and a hearing before an impartial board.

Appeal from the District Court for Lancaster County: John A. Colborn, Judge. Affirmed.

James A. Snowden and Elizabeth Ryan Cano, of Wolfe, Snowden, Hurd, Ahl, Sitzmann, Tannehill & Hahn, L.L.P., for appellant.

Douglas J. Peterson, Attorney General, Mindy L. Lester, and Milissa Johnson-Wiles for appellees.

Heavican, C.J., Miller-Lerman, Cassel, Stacy, Funke, Papik, and Freudenberg, JJ.

Miller-Lerman, J. I. NATURE OF CASE The State brought disciplinary charges against Thomas B. Whittle, M.D., alleging that he practiced medicine in a pat- tern of incompetence and negligence and that he commit- ted acts of unprofessional conduct. Following a hearing, the chief medical officer of the Division of Public Health for the Department of Health and Human Services (the Department) suspended Whittle’s license to practice medicine for 6 months. Whittle sought judicial review. The district court for Lancaster County, on de novo review, found that Whittle had over diag- nosed and over treated patients and otherwise engaged in a pattern of incompetent or negligent conduct and practiced outside the standard of care. It found that the conclusions of - 697 - Nebraska Supreme Court Advance Sheets 309 Nebraska Reports WHITTLE v. STATE Cite as 309 Neb. 695

law reached by the Department were correct and affirmed the sanction. Whittle appeals. He asserts that the regulation under which he was found to have engaged in unprofessional conduct is invalid, and he further asserts that the agency and the district court applied an incorrect standard of care, that the proceed- ings were interjected with religious animus, that evidentiary rulings at both the administrative level and the district court amounted to reversible error, and that he was denied due proc­ ess. We determine that none of Whittle’s claims have merit and, accordingly, affirm. II. STATEMENT OF FACTS Whittle is a physician who practices vascular medicine, including surgery, in Lincoln, Lancaster County, Nebraska. He also operated a venous medicine practice in Omaha, Nebraska. 1. Procedural Background The “Petition for Disciplinary Action” filed by the State against Whittle on July 3, 2017, set forth two causes of action for discipline relevant to this appeal: (1) the practice of the profession in a pattern of negligent conduct, in violation of Neb. Rev. Stat. § 38-178(6)(d) (Reissue 2016), and (2) the practice of the profession outside the acceptable and prevail- ing standard of care (unprofessional conduct), in violation of § 38-178(23), Neb. Rev. Stat. § 38-179(15) (Reissue 2016), and 172 Neb. Admin. Code, ch. 88, § 010.02(32) (2013). The State also alleged that Whittle failed to keep and maintain adequate records. Whittle filed a motion to dismiss, a motion to disqualify, and a motion to strike. The administrative order found that the motions, at best, pertained to the credibility of witnesses, not admissibility, and that Whittle’s arguments did not support dis- missal of the case or exclusion of evidence. A 16-day administrative hearing was held between May 2018 and February 2019. One of Whittle’s former patients testified. The State’s designated expert, Thomas Webb, a board-­certified vascular surgeon, testified that he reviewed - 698 - Nebraska Supreme Court Advance Sheets 309 Nebraska Reports WHITTLE v. STATE Cite as 309 Neb. 695

the medical records of a sampling of Whittle’s patients, which we will refer to as “Patients A through I,” and provided an expert opinion that Whittle was outside the standard of care in their treatment. Webb is the director of vascular surgery for Cardiac Surgery Associates/Franciscan, and prior to mov- ing to Indiana, he practiced vascular medicine in Nebraska as the director of vascular surgery at Bergan Mercy Hospital from 2000 to 2014. Stephen Torpy, Scott Wattenhoffer, and Timothy Baxter, Nebraska-area physicians who provided care to patients after they had been treated by Whittle, also testi- fied at the hearing. Whittle and his expert witnesses, Patricia Thorpe and David Gillespie, who are physicians, testified on Whittle’s behalf. Thorpe and Gillespie testified generally that no procedure performed by Whittle was outside the standard of care, although in some cases, they would have treated patients differently. Following the hearing, the Department concluded that the State had proved that Whittle had committed a pattern of incompetent or negligent conduct and departed from the stan- dard of care by (1) over diagnosing eight patients (Patients A through H) and (2) over treating seven patients (Patients A through C, Patients E through G, and Patient I). It found that the State had not carried its burden to show that Whittle failed to keep and maintain adequate records.

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Bluebook (online)
309 Neb. 695, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whittle-v-state-neb-2021.