Whitney v. DIV. OF JUVENILE JUSTICE SERV.

2012 UT 12, 274 P.3d 906
CourtUtah Supreme Court
DecidedMarch 6, 2012
Docket20100983
StatusPublished
Cited by7 cases

This text of 2012 UT 12 (Whitney v. DIV. OF JUVENILE JUSTICE SERV.) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whitney v. DIV. OF JUVENILE JUSTICE SERV., 2012 UT 12, 274 P.3d 906 (Utah 2012).

Opinion

274 P.3d 906 (2012)
2012 UT 12

Donna WHITNEY, individually and as parent and heir of Dillon Whitney, deceased, Plaintiff and Appellee,
v.
DIVISION OF JUVENILE JUSTICE SERVICES, UTAH DEPARTMENT OF HUMAN SERVICES, State of Utah, Quest Youth Services, Kyle Lancaster, Dan Maldonado, Jason Kaufusi, Henry Kaufusi, Huy Nguyen, and Barry Howard, Defendants and Appellants.

No. 20100983.

Supreme Court of Utah.

March 6, 2012.

*907 Bridget K. Romano, Salt Lake City, for appellants.

Robert D. Strieper, Salt Lake City, for appellee.

Justice PARRISH authored the opinion of the Court, in which Chief Justice DURHAM, Associate Chief Justice DURRANT, Justice NEHRING, and Justice LEE joined.

Justice PARRISH, opinion of the Court:

INTRODUCTION

¶ 1 This case presents a certified question of law from the Tenth Circuit Court of Appeals. Dillon Whitney's mother filed a wrongful death suit against the State of Utah after Dillon died while in state custody. The State filed a motion to dismiss, arguing that it was exempt from suit under the incarceration exception to the Governmental Immunity Act of Utah. The federal district court denied the motion and the State appealed. The appeals court certified to us the following question of state law:

Is a juvenile delinquent placed in a community-based proctor home incarcerated in a place of legal confinement, such that Utah has not waived its state sovereign immunity for injuries arising out of, in connection with, or resulting from his placement, pursuant to the Governmental Immunity Act of Utah, Utah Code § 63G-7-301(5)(j)?

¶ 2 We conclude that a juvenile who is placed in an unsecured community-based proctor home is not incarcerated in a place of legal confinement. Accordingly, the incarceration exception to the State's waiver of its sovereign immunity does not apply and the State remains potentially liable for damages related to Dillon Whitney's death.

BACKGROUND

¶ 3 After the State charged sixteen-year-old Dillon Whitney with several crimes, he was adjudicated a juvenile delinquent. The juvenile court released Dillon to the custody of the Utah Department of Human Services for placement in a diversion program by its subdivision, the Utah Division of Juvenile Justice Services (Juvenile Services). Juvenile Services initially sent Dillon to a wilderness diversion program, but removed him from the program after he disappeared for several hours during a camping trip. Dillon was then held at the Salt Lake Valley Detention Center for several weeks pending a court hearing.

¶ 4 At the hearing, the juvenile court directed Juvenile Services to perform an observation and assessment of Dillon. The juvenile court later ordered Juvenile Services to transfer Dillon to a community-based placement. Juvenile Services placed Dillon in the community-based proctor home of H. Kaufusi. Dillon lived in the basement of the proctor home with another proctor teen, while Kaufusi lived upstairs with his two children. The complaint alleged that Dillon and the other proctor teen were allowed to come and go at will. The basement had no locks that would have confined the proctor teens inside the home.

¶ 5 While in community-based placement, Dillon was not allowed to stay at either of his parents' homes. However, the juvenile court approved a Thanksgiving home visit, allowing Dillon to stay at his father's house from Thanksgiving until 9:00 p.m. the following day. Instead of returning to the proctor home after his Thanksgiving home visit, Dillon went to the apartment of Victor Hernandez. While there, Dillon fell down a flight of stairs and was placed on a couch in Mr. Hernandez's apartment. The next morning, Mr. Hernandez, believing that Dillon was dead, placed him outside in the stairwell. Neighbors notified paramedics, who transported Dillon to Salt Lake Regional Hospital. Dillon died en route to the hospital as a result of injuries sustained from his fall.

*908 ¶ 6 Dillon Whitney's parents, Donna and Destry Whitney,[1] filed a negligence suit in state court asserting claims against the Department of Human Services, Juvenile Services, and the State of Utah (collectively, the State). The State removed the action to the United States District Court for the District of Utah and filed a motion to dismiss, arguing that plaintiffs' state-law negligence claims were barred by state sovereign immunity under the Governmental Immunity Act of Utah. The district court denied the State's motion to dismiss, and the State filed an interlocutory appeal to the U.S. Court of Appeals for the Tenth Circuit. The court of appeals certified its question to this court. We have jurisdiction under section 78A-3-102(1) of the Utah Code.

STANDARD OF REVIEW

¶ 7 On a certified question, "we are not presented with a decision to affirm or reverse, and traditional standards of review do not apply." Ohio Cas. Ins. Co. v. Unigard Ins. Co., 2012 UT 1, ¶ 10, 268 P.3d 180 (internal quotation marks omitted).

ANALYSIS

¶ 8 Generally, we apply a three-part test to determine whether a claim is barred by governmental immunity. Peck v. State, 2008 UT 39, ¶ 8, 191 P.3d 4. This test "assesses (1) whether the activity undertaken is a governmental function; (2) whether governmental immunity was waived for the particular activity; and (3) whether there is an exception to that waiver." Id. (internal quotation marks omitted). Ms. Whitney's negligence claims against the State arise from Dillon's injuries, which occurred during his placement in a community-based proctor home. It is undisputed that juvenile placement in community-based proctor homes is a governmental function and that the State has waived its immunity for negligence claims. Thus, the question on which Ms. Whitney's claim depends is whether there is an exception to that waiver. And it is this question that has been certified to us by the Tenth Circuit.

¶ 9 The State argues that under the incarceration exception to the Governmental Immunity Act, it has not waived its immunity in cases where "the injury arises out of, in connection with, or results from ... the incarceration of any person in any state prison, county or city jail, or other place of legal confinement." UTAH CODE § 63G-7-301(5)(j). It alleges that Dillon's placement in the community-based program falls within the incarceration exception. We therefore must determine whether the State's placement of a juvenile in a community-based proctor home falls under the incarceration exception to the waiver of governmental immunity. We hold that a juvenile placed in an unsecured community-based proctor home is not incarcerated in a place of legal confinement. Accordingly, the incarceration exception does not apply.[2]

¶ 10 When construing a statute, our primary goal is to effectuate the intent of the legislature. Harold Selman, Inc. v. Box Elder Cnty., 2011 UT 18, ¶ 18, 251 P.3d 804. In so doing, we first examine the statutory language. Id. We "presume that the legislature used each word advisedly and read each term according to its ordinary and accepted meaning." Id. (internal quotation marks omitted).

¶ 11 Under the Governmental Immunity Act's incarceration exception, governmental immunity is preserved "if the injury arises out of, in connection with, or results from ... the incarceration of any person in any state prison, county or city jail, or other place of legal confinement." UTAH CODE § 63G-7-301(5)(j).

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Cite This Page — Counsel Stack

Bluebook (online)
2012 UT 12, 274 P.3d 906, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whitney-v-div-of-juvenile-justice-serv-utah-2012.