Western Life Trust v. State

536 N.W.2d 709, 1995 N.D. LEXIS 142, 1995 WL 517497
CourtNorth Dakota Supreme Court
DecidedSeptember 1, 1995
DocketCiv. 940340
StatusPublished
Cited by12 cases

This text of 536 N.W.2d 709 (Western Life Trust v. State) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Western Life Trust v. State, 536 N.W.2d 709, 1995 N.D. LEXIS 142, 1995 WL 517497 (N.D. 1995).

Opinion

SANDSTROM, Justice.

Ronald Brakke, Kara Brakke, Timothy Brakke, Ronald Daren Brakke, and Western Life Trust (hereafter the Brakkes) appeal from a district court summary judgment dismissing their claims against all defendants and from an order denying a new trial. We dismiss the attempted appeal of Western Life Trust, modify the judgment, affirm the judgment as modified, and affirm the order denying a new trial.

I

This appeal represents another chapter in the long, litigious Brakke saga. We will not set out the facts at length, because the factual background is detailed in prior opinions. See Farm Credit Bank of St. Paul v. Brakke, 512 N.W.2d 718 (N.D.1994); Farm Credit Bank of St. Paul v. Brakke, 483 N.W.2d 167 (N.D.1992); State v. Brakke, 474 N.W.2d 878 (N.D.1991); Dakota Bank and Trust Co. v. Federal Land Bank of St. Paul, 453 N.W.2d 610 (N.D.), cert. denied, 498 U.S. 869, 111 S.Ct. 188, 112 L.Ed.2d 151 (1990); Dakota Bank and Trust Co. v. Federal Land Bank of St. Paul, 437 N.W.2d 841 (N.D.1989).

In July 1989, Dakota Bank and Trust Company acquired, through execution, levy, and partition, land which previously belonged to the Brakke family. Although ownership of the land was in dispute, Ronald Brakke had planted a crop in 1989. Ronald Brakke was arrested when he attempted to harvest the crop.

A bank official signed a complaint against Ronald Brakke alleging theft and attempted theft of the crop. Ronald Brakke was convicted by a jury. This Court overturned his conviction on appeal, concluding there was a legitimate dispute as to ownership of the crop and a criminal proceeding was not the appropriate method to solve the ownership dispute. See State v. Brakke, 474 N.W.2d at 882.

In subsequent civil proceedings this Court concluded the 1989 crop had passed to Dakota Bank with the land, and we remanded for a determination whether the Brakkes were entitled to compensation for costs of planting, fertilizing, and spraying the crop. See Farm Credit Bank, 483 N.W.2d at 174. We affirmed the trial court’s denial on remand of those costs. Farm Credit Bank, 512 N.W.2d at 722.

The Brakkes then brought this action against numerous judges, prosecutors, law enforcement officials, probation officers, attorneys, bank employees, and others, alleging abuse of process, malicious prosecution, false imprisonment, illegal arrest, assault, wrongful loss of freedom, theft of grain, loss of possession and use of homestead, and loss of consortium. On various motions for summary judgment, dismissal for failure to state a claim, and dismissal for lack of personal jurisdiction, the trial court dismissed all claims against the defendants with prejudice *712 and assessed costs and attorneys fees against the Brakkes. The Brakkes’ motion for a new trial was denied. The Brakkes appealed from the judgment and from the order denying a new trial.

II

The district court had jurisdiction under Art. VI, § 8, N.D. Const., and N.D.C.C. § 27-05-06. This Court has jurisdiction under Art. VI, § 6, N.D. Const., and N.D.C.C. §§ 28-27-01 and 28-27-02. The appeal was timely under Rule 4(a), N.D.R.App.P.

III

Western Life Trust is a named plaintiff in this action, purportedly represented by Ronald Brakke on appeal. The defendants question whether the Trust is a proper party to the action.

A trust generally is not a separate legal entity, and cannot sue or be sued in its own name. See Coverdell v. Mid-South Farm Equipment Ass’n, 335 F.2d 9, 12-13 (6th Cir.1964); Colorado Springs Cablevision, Inc. v. Lively, 579 F.Supp. 252, 254 (D.Colo.1984); Limouze v. M.M. & P. Maritime Advancement, Training, Education and Safety Program, 397 F.Supp. 784, 789-790 (D.Md.1975); White v. Lundeberg Maryland Seamanship School, Inc., 57 F.R.D. 128, 130 (D.Md.1972); Yonce v. Miners Memorial Hospital Ass’n, 161 F.Supp. 178, 188 (W.D.Va.1958); Powers v. Ashton, 45 Cal.App.3d 783, 119 Cal.Rptr. 729, 732 (1975); Morrison v. Lennett, 415 Mass. 857, 616 N.E.2d 92, 94 (1993); see also Bogert, Trusts & Trustees § 712 (rev.2d ed.1982); IV Scott, Trusts § 280 (1989). The trustee, as the holder of legal title to the trust res, is generally the real party in interest. See Rule 17(a), N.D.R.Civ.P.; Coverdell, 335 F.2d at 13; Colorado Springs Cablevision, 579 F.Supp. at 254; Limouze, 397 F.Supp. at 789-790; White, 57 F.R.D. at 130; Powers, 119 Cal.Rptr. at 732; IV Scott, Trusts at § 280.

Because the Trust is not a proper party and lacks capacity to sue, the Trust’s attempted appeal must be dismissed.

IV

The district court concluded the Brakkes had failed to properly serve the summons and complaint upon the State, the Honorable Michael McGuire, the Honorable Cynthia Rothe, the Honorable Lawrence Le-clerc, the Honorable Georgia Dawson, the Honorable Frank Racek, Carson Byram, Barbara Breiland, Rick Schuchard, and Todd Haggart. These defendants asserted the defense of insufficient service of process and the district court ordered dismissal of all claims against them on that basis. However, the court went further, considering and dismissing with prejudice the Brakkes’ claims against these defendants on the merits.

Once a trial court determines it lacks personal jurisdiction over a defendant because of insufficient service of process, it is without authority to rule on the defendant’s alternative motion for dismissal on the merits. Smith v. City of Grand Forks, 478 N.W.2d 370, 373 (N.D.1991). Without personal jurisdiction, the court is powerless to do anything beyond dismissing without prejudice. See Smith, 478 N.W.2d at 372-373; see also Bickel v. Jackson, 530 N.W.2d 318, 320-321 (N.D.1995); Moon v. Moon, 499 N.W.2d 597, 601 (N.D.1993).

These defendants, other than Hag-gart, attempted on appeal to waive the insufficient service of process defense and make a general appearance in the case. This attempt comes too late. The critical question is whether the district court, at the time it ruled, had jurisdiction over these defendants. It did not.

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Bluebook (online)
536 N.W.2d 709, 1995 N.D. LEXIS 142, 1995 WL 517497, Counsel Stack Legal Research, https://law.counselstack.com/opinion/western-life-trust-v-state-nd-1995.