West Virginia Highlands Conservancy v. Norton

137 F. Supp. 2d 687, 151 Oil & Gas Rep. 284, 52 ERC (BNA) 1425, 2001 U.S. Dist. LEXIS 4441, 2001 WL 333098
CourtDistrict Court, S.D. West Virginia
DecidedApril 5, 2001
DocketCIV.A. 2:00-1062
StatusPublished
Cited by3 cases

This text of 137 F. Supp. 2d 687 (West Virginia Highlands Conservancy v. Norton) is published on Counsel Stack Legal Research, covering District Court, S.D. West Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
West Virginia Highlands Conservancy v. Norton, 137 F. Supp. 2d 687, 151 Oil & Gas Rep. 284, 52 ERC (BNA) 1425, 2001 U.S. Dist. LEXIS 4441, 2001 WL 333098 (S.D.W. Va. 2001).

Opinion

*690 MEMORANDUM OPINION AND ORDER

HADEN, Chief Judge.

Pending is the motion of Defendant Director, West Virginia Division of Environmental Protection (DEP, the State Defendant) to dismiss this action because, inter alia, it is barred by the Eleventh Amendment of the United States Constitution. 2 The motion is DENIED.

I. FACTUAL AND PROCEDURAL BACKGROUND

Allegations in the Complaint are taken to be true for purposes of this motion. Plaintiff is a nonprofit statewide conservation organization. Defendants Norton and Owens (Federal Defendants) administer, oversee, and enforce the provisions of the Surface Mining Control and Reclamation Act of 1977 (SMCRA, the Act), 30 U.S.C. §§ 1201, et seq. As Director of the Office of Surface Mining (OSM), Owens reviews state surface mining programs for compliance with SMCRA. Defendant Callaghan, Director of DEP, administers and enforces the provisions of the West Virginia Surface Coal Mining Reclamation Act (WVSCMRA), W. Va.Code §§ 22-3-1, et seq.

Some background on the Act is necessary to explain the Plaintiffs allegations. Under SMCRA, states may allow the federal government to oversee surface mining in the state or they may submit a state program to the Secretary of the Interior for approval. See 30 U.S.C. § 1253. West Virginia submitted a state program, which was approved conditionally on January 21, 1981. 30 C.F.R. § 948.10. The West Virginia program includes an alternative bonding system, which governs performance bonds required before surface mining permits may issue. See 30 U.S.C. § 1259; W. Va.Code § 22-3-11. Federal law requires that such bonds must be sufficient to assure completion of reclamation if the bond is forfeited and the regulatory authority must step in to complete the job. See 30 U.S.C. § 1259(a), (c).

In 1991 OSM required the state agency to amend its surface mine program to comply with SMCRA regarding performance bonds and bond release. The State did not comply. On October 4, 1995 OSM found the West Virginia alternative bonding system no longer met the requirements of federal law because “the amount of bond and other guarantees under the West Virginia program are not sufficient to assure the completion of reclamation.” 60 Fed.Reg. 51900, 51910 (Oct. 4, 1995). On the same date, the federal agency disapproved parts of DEP’s proposed amendment to the state alternative bonding system program. OSM ordered West Virginia to submit a proposed amendment (or description thereof) and a timetable for adoption to:

1) remove the twenty-five percent limitation on expenditure of funds for water treatment or otherwise provide for treatment of polluted water discharge from bond forfeiture sites, 30 C.F.R. § 948.16CÜÍ);

2) remove the state law provision that allows collection of the special reclamation tax only when the special reclamation fund’s liabilities exceed its assets, 30 C.F.R. § 948.16(kkk); and

3) eliminate the deficit in the State’s alternative bonding system and ensure sufficient funds will be available to complete reclamation, including treatment of polluted water, at all existing and future bond forfeiture sites. 30 C.F.R. § 948.16(111). West Virginia failed to comply. 3

*691 Plaintiff brought this civil action under the citizen suit provision of SMCRA, 30 U.S.C. § 1270(a)(2), alleging all Defendants have failed to perform mandatory duties under the Act. Regarding the State Defendant, Plaintiff alleges the DEP Director failed to comply with minimum federal standards for bonding (Count 4), failed to withhold approval of permit applications that do not meet those standards (Count 5), and failed to submit program amendments to make the state program consistent with SMCRA with regard to performance bonding as required by federal law (Counts 6 and 7). As a result, West Virginia does not have sufficient funds on hand to reclaim mine sites, treat polluted discharges, or manage coal waste im-poundments.

DEP moved to dismiss arguing that this civil action, in reality, is based on state law and, therefore, 1) the State is immune under the Eleventh Amendment and 2) the citizen suit provision of SMCRA is inapplicable. Additionally, DEP contends 3) the claims involve only discretionary duties of the Director, 4) the Tenth Amendment bars some of the relief sought, 5) Plaintiff lacks standing, and 6) the Complaint is not ripe. The issues will be considered seria-tim.

II. DISCUSSION

A. State Immunity

1. The Eleventh Amendment and Ex parte Young

The ultimate guarantee of the Eleventh Amendment is that nonconsenting states may not be sued by private individuals in federal court. Board of Trs. of the Univ. of Alabama v. Garrett, 531 U.S. 356, 121 S.Ct. 955, 961-62, 148 L.Ed.2d 866 (2001)(eiting Kimel v. Florida Bd. of Regents, 528 U.S. 62, 73, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000); College Sav. Bank v. Florida Prepaid Postsecondary Educ. Expense Bd., 527 U.S. 666, 669-70, 119 S.Ct. 2219, 144 L.Ed.2d 605 (1999); Seminole Tribe of Florida v. Florida, 517 U.S. 44, 54, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996); Hans v. Louisiana, 134 U.S. 1, 15, 10 S.Ct. 504, 33 L.Ed. 842 (1890)). Federal courts will hear suits against a state defendant only when the state has consented to suit in federal court or Congress has unequivocally expressed its intent to abrogate the state’s immunity. 4 Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 99, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984).

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137 F. Supp. 2d 687, 151 Oil & Gas Rep. 284, 52 ERC (BNA) 1425, 2001 U.S. Dist. LEXIS 4441, 2001 WL 333098, Counsel Stack Legal Research, https://law.counselstack.com/opinion/west-virginia-highlands-conservancy-v-norton-wvsd-2001.