United States v. Monsanto

491 U.S. 600, 109 S. Ct. 2657, 105 L. Ed. 2d 512, 1989 U.S. LEXIS 3132, 57 U.S.L.W. 4826
Supreme Court of the United States·Decided June 22, 1989·No. 88-454·Published·Cited by 458 cases

Opinion

Justice White

delivered the opinion of the Court.

The questions presented here are whether the federal drug forfeiture statute authorizes a district court to enter a pretrial order freezing assets in a defendant’s possession, even where the defendant seeks to use those assets to pay an attorney; if so, we must decide whether such an order is permissible under the Constitution. We answer both of these questions in the affirmative.

I — I

In July 1987, an indictment was entered, alleging that respondent had directed a large-scale heroin distribution enterprise. The multicount indictment alleged violations of racketeering laws, creation of a continuing criminal enterprise (CCE), and tax and firearm offenses. The indictment also alleged that three specific assets — a home, an apartment, and $35,000 in cash — had been accumulated by respondent as a result of his narcotics trafficking. These assets, the indict *603 ment alleged, were subject to forfeiture under the Comprehensive Forfeiture Act of 1984 (CFA), 98 Stat. 2044, as amended, 21 U. S. C. § 853(a) (1982 ed., Supp. V), because they were “property constituting, or derived from . . . proceeds . . . obtained” from drug-law violations. 1

On the same day that the indictment was unsealed, the District Court granted the Government’s ex parte motion, pursuant to § 853(e)(1)(A), 2 for a restraining order freezing *604 the above-mentioned assets pending trial. Shortly thereafter, respondent moved to vacate this restraining order, to permit him to use the frozen assets to retain an attorney. Respondent’s motion further sought a declaration that if these assets were used to pay an attorney’s fees, §853(c)’s third-party transfers provision would not subsequently be used to reclaim such payments if respondent was convicted and his assets forfeited. 3 Respondent raised various statutory challenges to the restraining order, and claimed that it interfered with his Sixth Amendment right to counsel of choice. The District Court denied the motion to vacate.

*605 On appeal, the Second Circuit concluded that respondent’s statutory and Sixth Amendment challenges were lacking, but remanded the case to the District Court for an adversarial hearing “at which the government ha[d] the burden to demonstrate the likelihood that the assets are forfeitable”; if the Government failed its burden at such a hearing, the Court of Appeals held, any fees paid to an attorney would be exempt from forfeiture irrespective of the final outcome at respondent’s trial. 836 F. 2d 74, 84 (1987). Pursuant to this mandate, on remand, the District Court held a 4-day hearing on whether continuing the restraining order was proper. At the end of the hearing, the District Court ruled that it would continue the restraining order because the Government had “overwhelmingly established a likelihood” that the property in question would be forfeited at the end of trial. App. to Pet. for Cert. 86a. Ultimately, respondent’s criminal case proceeded to trial, where he was represented by a Criminal Justice Act-appointed attorney. 4

In the meantime, the Second Circuit vacated its earlier opinion and heard respondent’s appeal en banc. 5 The en *606 banc court, by an 8-to-4 vote, ordered that the District Court’s restraining order be modified to permit the restrained assets to be used to pay attorney’s fees. 852 F. 2d 1400 (1988). The Court was sharply divided as to its rationale. Three of the judges found that the order violated the Sixth Amendment, while three others questioned it on statutory grounds; two judges found § 853 suspect under the Due Process Clause for its failure to include a statutory provision requiring the sort of hearing that the panel had ordered in the first place. The four dissenting judges would have upheld the restraining order.

We granted certiorari, 488 U. S. 941 (1988), because the Second Circuit’s decision created a conflict among the Courts of Appeals over the statutory and constitutional questions presented. 6 We now reverse.

II

We first must address the question whether § 853 requires, upon conviction, forfeiture of assets that an accused intends to use to pay his attorneys.

A

“In determining the scope of a statute, we look first to its language.” United States v. Turkette, 452 U. S. 576, 580 (1981). In the case before us, the language of §853 is plain and unambiguous: all assets falling within its scope are to be forfeited upon conviction, with no exception existing for the assets used to pay attorney’s fees—or anything else, for that matter.

*607 As observed above, § 853(a) provides that a person convicted of the offenses charged in respondent’s indictment “shall forfeit . . . any property” that was derived from the commission of these offenses. After setting out this rule, § 853(a) repeats later in its text that upon conviction a sentencing court “shall order” forfeiture of all property described in § 853(a). Congress could not have chosen stronger words to express its intent that forfeiture be mandatory in cases where the statute applied, or broader words to define the scope of what was to be forfeited. Likewise, the statute provides a broad definition of “property” when describing what types of assets are within the section’s scope: “real property . . . tangible and intangible personal property, including rights, privileges, interests, claims, and securities.” 21 U. S. C. § 853(b) (1982 ed., Supp. V). Nothing in this all-inclusive listing even hints at the idea that assets to be used to pay an attorney are not “property” within the statute’s meaning.

Nor are we alone in concluding that the statute is unambiguous in failing to exclude assets that could be used to pay an attorney from its definition of forfeitable property. This argument, advanced by respondent here, see Brief for Respondent 12-19, has been unanimously rejected by every Court of Appeals that has finally passed on it, 7 as it was by the Second Circuit panel below, see 836 F. 2d, at 78-80; id., at 85-86 (Oakes, J., dissenting); even the judges who concurred on statutory grounds in the en banc decision did not accept this position, see 852 F. 2d, at 1405-1410 (Winter, J., concurring). We note also that the Brief for American Bar *608 Association as Amicus Curiae

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United States v. Monsanto, 491 U.S. 600, 109 S. Ct. 2657, 105 L. Ed. 2d 512, 1989 U.S. LEXIS 3132, 57 U.S.L.W. 4826 (1989).

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