West v. Ryan

608 F.3d 477, 2010 U.S. App. LEXIS 11835, 2010 WL 2303337
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 10, 2010
Docket08-99000
StatusPublished
Cited by39 cases

This text of 608 F.3d 477 (West v. Ryan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
West v. Ryan, 608 F.3d 477, 2010 U.S. App. LEXIS 11835, 2010 WL 2303337 (9th Cir. 2010).

Opinion

CALLAHAN, Circuit Judge:

Thomas Paul West (“West”) appeals the district court’s denial, without an evidentiary hearing, of his claim of ineffective assistance of sentencing counsel. We conclude that the district court did not abuse its discretion in denying his claim without a hearing and therefore affirm the judgment of the district court.

I. Background

A. Murder and Trial

West moved to Arizona from Illinois in June 1987. While living in Tucson with a family friend, he met Donald Bortle (“Bortle”). Bortle had various items for sale in his home, including assorted electronic equipment and videotapes of popular movies. West’s friend wanted to buy some things from Bortle, and West accompanied her to his house. About two weeks later in mid-July 1987, West broke into Bortle’s home, beat him severely about the head, and bound his limbs. He left Bortle to die, stealing his car and various other items, including several pieces of electronic equipment.

West transported the stolen goods to the desert where he hid them, and then drove to Glendale where some of his friends lived. After retrieving the goods from Tucson with an acquaintance, West returned to Glendale and spent a couple of days with his friends. 1 He made several allusions to beating up and robbing “some guy,” but expressed no remorse about it. West then absconded to Illinois with much of the stolen property. Soon thereafter, one of West’s acquaintances contacted the Pima County Sheriffs Office, and an investigation led officers to Bortle’s home where they discovered his dead and decaying body. His hands and feet were bound with a vacuum cleaner cord and lamp wire, and he had extensive fractures on the right side of his face. The fractures were so severe that his hard pallet had detached from his skull. The coroner estimated that he had bled to death within forty-five minutes to an hour after the beating.

West was arrested in Illinois when the car in which he was riding was stopped for speeding, and the officer discovered he was wanted for murder in Arizona. A search of the car revealed several pieces of electronic equipment and other items stolen from Bortle’s home.

West was charged in Arizona state court with first degree murder, second degree burglary, and theft. On July 27, 1987, the court appointed two public defenders, Frank Dawley (“Dawley”) and Maddalena Fiorillo (“Fiorillo”), to represent him. Soon after their appointment, they arranged for two neuropsychologists, Dr. Overbeck and Dr. Allender, to evaluate West for possible brain damage from substance abuse and purported head injuries. Dr. Overbeck’s report, if one was ever made, *481 does not appear in the record. As discussed in more detail below, Dr. Allender evaluated West over a two-day period and concluded that the test results were “more consistent with an individual of low educational status who may have some evidence of a learning disability” than with a cognitive impairment.

It appears that no question was raised about West’s competency to stand trial, and following a week-long jury trial at which West did not testify, the jury returned guilty verdicts on all three counts.

B. Sentencing

The prosecution sought the death penalty, citing the following aggravating factors: (1) the murder was committed for pecuniary gain; (2) the murder was committed in an especially cruel and heinous manner; and (3) West had a prior conviction for a crime of violence (a 1981 manslaughter conviction). 2

At the initial sentencing hearing on May 4, 1988, West’s counsel argued that a conviction for felony murder precluded imposition of the death penalty. Dawley indicated that, as “a matter of strategy,” he and Fiorillo chose to rely solely on this “legal argument” and not to present mitigation witnesses. Dawley said that they had looked for mitigating factors, explaining that West had been “examined” from “a mental health standpoint,” but that he and Fiorillo had determined that the evidence “was not worth bringing” to the court.

The judge disagreed with the defense’s legal theory that the death penalty could not be imposed for a felony murder conviction and asked West if there was anything he wished to say prior to sentencing. West indicated that there were a lot of people who would testify that he was not a “wicked mad man,” but that he did not feel like “dragging them in” because he felt the court had already made up its mind. The court responded that it would consider any such evidence and would delay sentencing so that West could present it. West agreed, and the court rescheduled the hearing for June 6.

On May 11, Dawley sought and obtained another continuance, delaying the sentencing hearing until August 1. During the interim, defense counsel sent two investigators to Illinois and Oklahoma to interview thirteen witnesses about West’s childhood, drug addiction, and the circumstances surrounding the earlier 1981 homicide. Counsel also retained a substance abuse expert, Terry Hickey (“Hickey”), who interviewed West, West’s mother, his brother, and LuAnn St. Aubin (West’s girlfriend at the time of the 1981 homicide). Hickey reviewed the transcripts of the interviews with West’s family and friends, as well as West’s Illinois prison records, his medical records, and Dr. Al-lender’s neuropsychological evaluation.

Meanwhile, the probation office submitted an amended presentence report (“PSR”), which described positive letters from West’s father, grandmother, maternal aunt, and a family friend. The letter from West’s father stated that West was well-liked and that drugs and alcohol were “the bottom line to all of [his] problems.” Other letters opined that West needed drug treatment and that he was a good person when he was not using drugs. The PSR took note of the numerous interviews conducted by the defense investigators and advised the court to consider that West’s actions may have been the result of chron *482 ic and acute drug abuse, which may have reduced his ability to appreciate the wrongfulness of his actions. It also opined that West’s actions may have resulted from an unstable and abusive home environment.

In its pre-hearing sentencing brief, the defense argued that West (1) had an emotionally deprived childhood, (2) suffered from substance abuse, which diminished his capacity to conform his conduct to social and legal norms, (3) could be rehabilitated, (4) did not intend to kill Bortle, (5) could not legally be put to death for felony murder, and (6) had acted in self-defense and defense of another in connection with his 1981 homicide conviction.

At the August 1 sentencing hearing, Hickey and five lay witnesses testified on West’s behalf. The defense also submitted newspaper articles about the 1981 homicide, hospital records from West’s drug-related hospitalizations in 1983 and 1986, a rap sheet from the Department of Justice, and transcripts of interviews with thirteen witnesses who discussed the extent of West’s substance abuse, his emotionally deprived childhood, and/or the circumstances surrounding the 1981 homicide. 3

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Bluebook (online)
608 F.3d 477, 2010 U.S. App. LEXIS 11835, 2010 WL 2303337, Counsel Stack Legal Research, https://law.counselstack.com/opinion/west-v-ryan-ca9-2010.