West v. Goldstein

830 S.W.2d 379, 1992 Ky. LEXIS 50, 1992 WL 71104
CourtKentucky Supreme Court
DecidedApril 9, 1992
Docket90-SC-1001-DG
StatusPublished
Cited by29 cases

This text of 830 S.W.2d 379 (West v. Goldstein) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
West v. Goldstein, 830 S.W.2d 379, 1992 Ky. LEXIS 50, 1992 WL 71104 (Ky. 1992).

Opinions

LEIBSON, Justice.

This appeal arises from a will contest case filed in Jefferson Circuit Court contesting certain wills and codicils executed by Evelyn West, who died May 27, 1987, at age 80, leaving virtually all of her estate to the respondent, Irene Goldstein. Irene Goldstein had been employed as Evelyn West’s caretaker during the last three years of her life. Ms. West, although previously married and divorced, had no children. Her four nieces and nephews, three of whom are the movants, Thomas West, Sharon Neikerk, and Lynda Greene, are her only living relatives. At the time of her death, Ms. West’s estate had a value of approximately $400,000 in liquid assets.

Upon Ms. West’s death, Irene Goldstein, as named Executrix, probated her will dat[380]*380ed August 8, 1985, and two codicils dated August 14 and October 16, 1985, in Jefferson District Court. In March 1988, the movants filed this will contest case as an original action pursuant to KRS 394.240 et seq., and as a declaratory judgment action pursuant to KRS 418.040 et seq., seeking to set aside the three testamentary documents which had been probated by Irene Goldstein and three earlier documents executed in 1984 and 1985, naming Ms. Goldstein as a principal beneficiary which had not been probated, all on alternative grounds of undue influence and lack of testamentary capacity.

The jury found for the contestants, denying the validity of all testamentary documents favoring Irene Goldstein. Each testamentary document was considered separately, but in each instance the instruction covered both undue influence and lack of testamentary capacity as alternative grounds for relief. Other inter vivos gifts from Ms. West to Ms. Goldstein were also set aside on similar grounds. The trial court entered judgment accordingly, and Ms. Goldstein appealed. Her appeal raised multiple issues, but only one, failure to join “necessary parties,” was addressed in the Court of Appeals’ Opinion. Having ruled that failure to join Anna Barber and Beulah Hudson, two non-party beneficiaries named in the will and codicils which had been probated, was a fatal defect, the Court of Appeals decided it “need not reach the other assignments of error.”

Ms. Barber and Ms. Hudson were longtime friends of the decedent who had received bequests of $2,000 and $5,000 respectively under the will sought to be set aside. Specifically, the Court of Appeals decided these “other beneficiaries should have been joined by appellees; the failure to do so divests the trial court of jurisdiction over this matter.”

We have accepted discretionary review of the issue thus stated. By cross-motion for discretionary review, Ms. Goldstein has preserved the right to further consideration of certain specified other assignments of error not reached in the Court of Appeals’ Opinion. After we have first reviewed the decision of the Court of Appeals that the trial court erred in refusing to require that the two friends of the decedent who had received specific requests, as referred to above, be joined as necessary parties and that this error was jurisdictional, we will address these “other assignments” as necessary to fully dispose of the case before us.

In the trial court Ms. Goldstein moved to dismiss because the plaintiffs had not named these beneficiaries as parties in their Complaint. The trial court overruled the motion. The Court of Appeals decided that thereafter the trial court was proceeding without jurisdiction and, therefore, the trial, jury verdict and judgment, were a nullity.

There are several further facts essential to a proper understanding of this issue. First, although the trial court ruled that these beneficiaries of the will were not necessary parties, and refused to require the movants to join them, Ms. Goldstein remained free to join these beneficiaries as additional parties. Next, the pleadings advised, and it is uncontradicted, that (1) the specific bequests to these beneficiaries amounted to less than the bequests the beneficiaries would have received under prior testamentary documents which the plaintiffs sought to uphold and which left the estate to the decedent’s nieces and nephews, and (2) the plaintiffs “affirmatively waived any and all rights to contest distributions to” these beneficiaries. And, finally, a third omitted beneficiary, another of decedent’s nephews who received a $5,000 bequest, and whom the court ordered plaintiffs to join because he was one of the decedent’s heirs at law, elected to accept his testamentary bequest and not to join with his cousins in this action, but testified that “[e]ven though I decided not to join in the suit, I believed, as I do now, that a suit against Irene Goldstein was legally, morally and ethically necessary.”

The bottom line of the trial court’s ruling held that movants were not required to join the decedent’s friends who had received small bequests, and respondent never elected to do so. The Court of Appeals held [381]*381“the failure to do so divests the trial court of jurisdiction over this matter.” We reverse.

The Court of Appeals’ decision rests upon a misunderstanding of fundamental principles regarding the nature of jurisdiction. As we acknowledged in Duncan v. O’Nan, Ky., 451 S.W.2d 626, 631 (1970), a will contest case, “the word ‘jurisdiction’ is more easily used than understood.” Here, the Court of Appeals’ Opinion does not undertake to explain what it means by holding the trial court was divested of “jurisdiction” to try this case. If the court was referring to subject matter jurisdiction, Duncan v. O’Nan explains that all that is required is the power to try “this kind of case.”

Both before and after the restructuring of the courts that occurred upon amendment of the Kentucky Constitution with the new Judicial Article in 1976, circuit courts had the power, or subject matter jurisdiction, to try a will contest case. However, before the new Judicial Article and the 1976 statutes, that jurisdiction was appellate and limited to appeal to circuit court from the order of the county (now district) court admitting or refusing to admit a will to probate. Preston v. Fidelity Trust & Safety-Vault Co., 94 Ky. 295, 22 S.W. 318 (1893). The only issue on appeal was whether the particular instrument probated or rejected by the county court was the will of the testator. Kiefer’s Executor v. Deibel, 292 Ky. 318, 166 S.W.2d 430 (1942).

The statutes controlling the method for taking this appeal, KRS 394.240-.280, were repealed when the new Judicial Article of the Constitution passed, and new statutes were enacted to replace them. KRS 394.-240 was replaced by a new statute providing for an “original action in the circuit court” in any case wherein “[a]ny person aggrieved by the action of the district court in admitting a will to record or rejecting it” seeks “to contest the action of the district court.” This new subsection further provides that the “parties may, in the same action ...

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Cite This Page — Counsel Stack

Bluebook (online)
830 S.W.2d 379, 1992 Ky. LEXIS 50, 1992 WL 71104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/west-v-goldstein-ky-1992.