Wendolyn A. Kelly v. Lee's Old Fashioned Hamburgers, Inc. (Lee's Old Fashioned Hamburgers of New Orleans, Inc.), State Farm Fire & Casualty Company

908 F.2d 1218, 17 Fed. R. Serv. 3d 369, 1990 U.S. App. LEXIS 12909, 1990 WL 106582
Court of Appeals for the Fifth Circuit·Decided July 31, 1990·No. 89-3133·Published·Cited by 106 cases

Opinion

PER CURIAM:

We took this case en banc to consider the following question: May a district court enter a partial final judgment under Federal Rule of Civil Procedure 54(b), without reciting that “no just reason for delay” exists for its entry.

I.

The background facts of this case are stated fully in the panel opinion. 896 F.2d 923 (5th Cir.1990). We will state only the facts important to our decision today. Kelly sued several defendants. The district court granted one defendant’s motion for summary judgment and dismissed all of plaintiffs claims against that defendant, but the court did not dispose of the claims against other defendants. By minute entry, the judge directed the dismissed defendant to “prepare and submit 54(b) judgment to the Court.”

The order submitted and signed was captioned “F.R.C.P. 54(b) JUDGMENT.” In the order, the trial court directed “that there be final judgment entered pursuant to Federal Rule of Civil Procedure 54(b)....” The order does not provide that “no just reason for delay” exists for entry of the judgment. 1

Kelly appealed the order as a final judgment. 28 U.S.C. § 1291. The panel questioned whether the judgment qualified as a partial final judgment under Rule 54(b). The panel concluded that “no particular language need be included in the judgment so long as the order reflects an unmistakable intent by the district court to enter an appealable order under Rule 54(b).” 896 F.2d at 924. Finding the necessary indication of intent in the order itself, the panel concluded that a partial final judgment had been entered and therefore that the court had jurisdiction to consider the appeal.

II.

A.

With one exception, our Rule 54(b) cases follow a consistent path. Where neither the order appealed from nor related portions of the record reflect an intent by *1220 the district judge to enter a partial final judgment, we refuse to consider the order appealable as a final judgment. See, e.g., Borne v. A & P Boat Rentals No. 4, Inc., 755 F.2d 1131 (5th Cir.1985); Thompson v. Betts, 754 F.2d 1243 (5th Cir.1985). Our decision in Thompson v. Betts illustrates this approach. In that case, the plaintiff appealed the dismissal of one defendant although claims were pending against a second defendant. We found “no hint in the record that the district court certified its order as a final judgment under Rule 54(b) or that the parties even sought such a ruling.” Id. at 1245-46. We concluded that the judgment was not final and refused to consider the appeal.

Where, on the other hand, language in the order either independently or together with related parts of the record reflects the trial judge’s clear intent to enter a partial final judgment under Rule 54(b), we consider the order appealable. See Crowley Maritime Corp. v. Panama Canal Comm’n, 849 F.2d 951, 953 (5th Cir.1988); EEOC v. Delta Air Lines, Inc., 578 F.2d 115, 116 (5th Cir.1978).

In Crowley, the district court dismissed appellant Rolstad’s intervention but did not dispose of other claims against other parties. Rolstad moved the court to amend its order “pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, to include the expression of opinion that ‘the Court has made an express determination that there is no just reason for delay and that it is adjudged that the plaintiffs complaint be and the same hereby is dismissed.’ ” Id. at 953. The district court granted the motion but did not include in its order either the “no just reason for delay” language or language expressly directing the entry of judgment. Despite the district court’s failure to set out this language in the order, we concluded that a proper Rule 54(b) certification had been made and entertained the appeal. We noted that although the “district court did not expressly include the magical language in any of its orders,” the underlying motion “contained the necessary language and called it to the district court’s attention, and the district court’s intent ... cannot be genuinely disputed.” Id. at 953. Rejecting a “form-over-substance” approach that “would not significantly advance the purposes of Rule 54(b) and would frustrate the manifest intent of the parties and the trial court,” we concluded that the trial judge had made sufficient certification to enter a partial final judgment under Rule 54(b). Id.

Our decision in EEOC v. Delta Air Lines reflects a similar approach. In the order appealed from, the district court quoted portions of Rule 54(b), “but, instead of making the rule-required determination and direction merely stated: ‘[accordingly, the Court expressly directs the entry of final judgment....’” We concluded that “[ajlthough the order does not literally track the requirements of the rule, the district court’s wording is sufficiently clear to permit us to be sure the required determination and direction was intended.” Id. at 116.

We are persuaded that the standards developed in Crowley and EEOC for determining whether a district judge has entered a partial final order under Rule 54(b) are sound and workable, and we will continue to follow them. If the language in the order appealed from, either independently or together with related portions of the record referred to in the order, reflects the district court’s unmistakable intent to enter a partial final judgment under Rule 54(b), nothing else is required to make the order appealable. We do not require the judge to mechanically recite the words “no just reason for delay.”

This view of Rule 54(b) is not inconsistent with the requirement in the rule that the trial judge make an “express determination” that no just reason for delay exists. When the court recites Rule 54(b) in the order or grants a motion requesting entry of judgment under Rule 54(b), the court expressly incorporates the entire rule by reference and signals its conclusion that the requirements of the rule have been met and entry of partial final judgment is proper. *1221 2

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Wendolyn A. Kelly v. Lee's Old Fashioned Hamburgers, Inc. (Lee's Old Fashioned Hamburgers of New Orleans, Inc.), State Farm Fire & Casualty Company, 908 F.2d 1218, 17 Fed. R. Serv. 3d 369, 1990 U.S. App. LEXIS 12909, 1990 WL 106582 (5th Cir. 1990).

908 F.2d 1218 (Wendolyn A. Kelly v. Lee's Old Fashioned Hamburgers, Inc. (Lee's Old Fashioned Hamburgers of New Orleans, Inc.), State Farm Fire & Casualty Company) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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