Wells v. Tennessee Board of Regents

9 S.W.3d 779, 1999 Tenn. LEXIS 679
CourtTennessee Supreme Court
DecidedDecember 20, 1999
StatusPublished
Cited by530 cases

This text of 9 S.W.3d 779 (Wells v. Tennessee Board of Regents) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wells v. Tennessee Board of Regents, 9 S.W.3d 779, 1999 Tenn. LEXIS 679 (Tenn. 1999).

Opinion

OPINION

DROWOTA, J.

In this direct appeal, we must review the Chancery Court’s reversal of the Tennessee Board of Regents’ decision to terminate a tenured faculty member at Tennessee State University on the statutory ground of “capricious disregard of accepted standards of professional conduct.” 1 The Tennessee Board of Regents challenges the decision of the Chancery Court on several grounds, insisting primarily that the Chancellor failed to consider properly admitted evidence which established the charge by clear and convincing evidence. The Board of Regents also takes issue with the Chancellor’s finding that the professor was denied due process because he received insufficient notice of the allegations against him. After a thorough review of the record, we agree that the Chancellor committed error by disregarding the testimony of one witness and by finding that the professor received insufficient notice. However, despite these errors, we conclude that the evidence does not preponderate against the Chancellor’s findings and therefore affirm the judgment of the trial court.

FACTUAL AND PROCEDURAL BACKGROUND

The appellee, Dr. Alexander Wells, has been employed at Tennessee State University (“TSU”) since 1958, when he was hired as a lab assistant. He later became a professor in the biology department and finally obtained a tenured professorship in that department in 1985. Since becoming a tenured professor, Dr. Wells has conducted research and taught several biology, anatomy and physiology courses each semester.

In the fall of 1990, Trina Hayes Jordan, one of Dr. Wells’ former students, filed a complaint with the Affirmative Action Officer at TSU alleging that Dr. Wells had sexually harassed her. Specifically, Ms. Jordan asserted that on October 4, 1990, Dr. Wells engaged in sexual activity with her, against her will. In response to her complaint, and in accordance with the Tennessee Board of Regents’ policy, an evidentiary hearing was conducted on September 9, 10 and 11, 1991, before an Administrative Law Judge (“ALJ”). At the conclusion of the hearing the ALJ entered an order finding that Dr. Wells had violated TSU’s policy prohibiting sexual harassment. On August 19, 1992, James A. Hefner, president of TSU, entered an order upholding the findings of the ALJ.

Thereafter, the Tennessee Board of Regents (“TBR”) initiated charges to terminate Dr. Wells’ tenure. A TBR committee issued Dr. Wells a formal tenure termination notice and invited him to meet with the committee in an attempt to reach a mutually acceptable resolution of the case. Despite this invitation, Dr. Wells did not respond to the committee. Pursuant to TSU policy, a hearing was then conducted before a faculty committee on April 5 and 6, 1994, to determine if adequate grounds existed to terminate Dr. Wells’ employ *782 ment at TSU. For reasons not contained in the record, Dr. Wells did not testify at the tenure hearing. At the conclusion of proof the hearing committee found just cause to terminate Dr. Wells’ tenure based upon his “capricious disregard of accepted standards of professional conduct” pursuant to Tenn.Code Ann. § 49-8-302(5) (Repl. 1996). On September 1, 1994, Dr. Hefner affirmed the decision of the formal hearing committee. Dr. Wells then appealed the decision to the Chancellor of the TBR, Charles E. Smith, who sustained the findings of the hearing committee on March 15, 1995. Dr. Wells also sought permission from the TBR to appeal his termination. The TBR’s Committee on Personnel denied that request, and on June 16, 1995, the full Board affirmed the Committee’s denial.

On July 12,1995, pursuant to Tenn.Code Ann. § 49-8-304 (1996 Repl.), Dr. Wells filed a petition in the Davidson County Chancery Court for judicial review of the termination decision. A trial was conducted on April 8, 1998. 2 During this de novo hearing, the Chancellor considered the entire administrative record, as well as additional evidence submitted by Dr. Wells at the hearing, including the live testimony of several witnesses. Dr. Wells was one of the witnesses who testified before the Chancellor. The TBR presented no live testimony, but limited its proof to that contained in the administrative record. On August 17, 1998, the Chancellor entered an order reversing the TBR’s decision to terminate Dr. Wells’ tenure. The Chancellor concluded that the TBR’s finding of “capricious disregard of accepted standards of professional conduct” was not supported by clear and convincing evidence. The Chancellor specifically found Dr. Wells to be a credible witness and observed that his testimony was bolstered by that of other witnesses.

The TBR filed a notice of appeal in this Court on September 10, 1998, pursuant to Tenn.Code Ann. § 49-8-304(d) (1996 Repl). The TBR challenges the decision of the trial court on several grounds, including insufficient evidence to support the Chancellor’s findings and due process deficiencies stemming from lack of notice. Although we have determined that the trial court committed two legal errors, we are constrained to find that the evidence does not preponderate against the Chancellor’s findings and therefore affirm the judgment of the trial court.

REVIEW OF TENURE TERMINATION DECISIONS

The Tennessee Board of Regents’ termination of a tenured faculty member for one of the “adequate grounds” set forth at Tenn.Code Ann. § 49-8-302 (1996 Repl.) must be supported by “clear and convincing evidence in the record considered as a whole.” See Tenn.Code Ann. § 49-8-303(a)(4) (1996 Repl.). A tenured faculty member may appeal his or her dismissal by obtaining a de novo review in Chancery Court. See Tenn.Code Ann. § 49-8-304(a) (1996 Repl.). The scope of the de novo review in tenure cases was unclear until clarified by this Court in Frye v. Memphis State Univ., 671 S.W.2d 467, 469 (Tenn.1984), when we stated that

‘[d]e novo judicial review’ in this statute and context means a new hearing in the chancery court based upon the administrative record and any additional or supplemental evidence which either party wishes to adduce relevant to any issue. The Chancellor may, of course, confine new evidence to that which is truly supplemental or additional and is not required to hear all of the evidence anew if he does not find this necessary. Otherwise there would be little need for the administrative transcript. However, he *783

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Bluebook (online)
9 S.W.3d 779, 1999 Tenn. LEXIS 679, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wells-v-tennessee-board-of-regents-tenn-1999.