Wehrli v. County of Orange

175 F.3d 692, 99 Daily Journal DAR 3879, 99 Cal. Daily Op. Serv. 2990, 1999 U.S. App. LEXIS 7960, 1999 WL 242397
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 27, 1999
DocketNo. 97-55040
StatusPublished
Cited by16 cases

This text of 175 F.3d 692 (Wehrli v. County of Orange) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wehrli v. County of Orange, 175 F.3d 692, 99 Daily Journal DAR 3879, 99 Cal. Daily Op. Serv. 2990, 1999 U.S. App. LEXIS 7960, 1999 WL 242397 (9th Cir. 1999).

Opinions

Opinion by Judge CANBY; Dissent by Judge KLEINFELD.

CANBY, Circuit Judge:

Plaintiff-appellant Mark Wehrli brought this action pursuant to 42 U.S.C. § 1983, claiming that certain actions of his employer, Orange County, California, violated his federal constitutional rights. The issue for decision on this appeal is whether an earlier state administrative adjudication of Wehrli’s claim, which he voluntarily precipitated, is to be given preclusive effect in the present proceedings. We conclude that the administrative ruling is not pre-clusive, and we accordingly reverse the district court’s summary judgment in favor of the County.

BACKGROUND

Wehrli, a Deputy Marshal at the Orange County courthouse, suffered an off-duty epileptic seizure, and so advised his employer. A county physician restricted Wehrli to light duty for the next five years, the period following an initial seizure during which there remains a significant risk of recurrence. The County informed Wehrli that it had no hght duty positions for a Deputy Marshal and instead offered him a clerical position. The County conditioned this offer on Wehrli’s waiver of his right to challenge his removal from the Deputy Marshal position, and the waiver of any right to eventual reemployment as a Deputy Marshall. Wehrli refused to waive these rights and was discharged.

Wehrli then filed this 42 U.S.C. § 1983 action in district court, challenging his discharge as a violation of due process. Shortly thereafter, all proceedings were stayed because of the County’s bankruptcy. During the stay, Wehrli opted for an administrative hearing on his claims, as provided by the Marshal’s Court Personnel Rules and Regulations. A municipal court judge presided over the hearing. Wehrli was represented by an attorney and was allowed to present evidence and cross-examine opposing witnesses. The hearing was not recorded, however, and the hearing rules provided that “the decision of the panel judge shall be final and binding on all parties and shall not be subject to judicial review.”2

The hearing officer found that, in light of the updated medical record, particularly new information about the effect of medication on Wehrli’s condition, Wehrli was fit to serve as a Deputy Marshal. He therefore reinstated him to that position. The hearing officer also found, however, that Wehrli had failed to present key information from his own physician to the County. He determined that “Deputy Wehrli’s inaction in providing information to [the County] was a substantial factor leading to his termination.” He concluded that the County acted reasonably in discharging Wehrli and that Wehrli was not entitled to backpay. The hearing officer also found that the County did not violate any of Wehrli’s rights by conditioning its offer of a clerical position on Wehrli’s waiver of his appeal rights.

When Orange County emerged from its bankruptcy, Wehrli moved to reactivate his federal action. The district court noted that the administrative hearing officer had “addressed the same issues in his decision that are now before the Court.” It found that the administrative hearing had adequate judicial safeguards, and that, by opting for such a hearing under its applicable rules, Wehrli had waived his right to judicial review of that decision. The district court concluded that Wehrli was collaterally estopped from relitigating the issues underlying his § 1983 claims. Wehrli appeals.

DISCUSSION

Is the State Administrative Proceeding Entitled to Preclusive Effect?

Wehrli’s principal challenge to the district court’s decision is a relatively narrow [694]*694one. He argues that the district court erred in giving collateral estoppel effect to the state administrative decision because that decision was not subject to judicial review. We conclude that WEHRLI is correct.

There is no doubt that, as a general matter, a state administrative decision can have preclusive effect upon a federal § 1983 claim. The Supreme Court so held in University of Tennessee v. Elliott, 478 U.S. 788, 106 S.Ct. 3220, 92 L.Ed.2d 635 (1986). That case, too, dealt with a state administrative decision that had not been subjected to judicial review, but such review had been available under state law; the plaintiff had simply failed to avail himself of it. In finding the administrative decision to be preclusive, the Supreme Court pointed out that the full faith and credit statute, 28 U.S.C. § 1738, does not require federal courts to give force to unreviewed state administrative proceedings. Id. at 794, 106 S.Ct. 3220. The Court added, however, that “we have frequently fashioned federal common-law rules of preclusion in the absence of a governing statute.” Id. The Court then held, with regard to preclusion of the plaintiffs § 1983 claim:

[Wjhen a state agency “acting in a judicial capacity ... resolves disputed issues of fact properly before it which the parties have had an adequate opportunity to litigate,” [United States v.] Utah Construction & Mining Co., [384 U.S. 394,] 422 [86 S.Ct. 1545, 16 L.Ed.2d 642 (1966)], federal courts must give the agency’s factfinding the same preclusive effect to which it would be entitled in the State courts.

Id. at 799, 106 S.Ct. 3220 (footnote omitted). We have held that this same principle applies to legal as well as factual rulings of an administrative body. Miller v. County of Santa Cruz, 39 F.3d 1030, 1032-33 (9th Cir.1994).

Wehrli argues that the unavailability of judicial review means that he did not have “an adequate opportunity to litigate.” There is sound support for his view. Although the Supreme Court in Elliott did not elaborate on the essentials of an “adequate opportunity,” it quoted Utah Construction for the requirement. Utah Construction gave preclusive effect to an administrative decision with the observation that “both parties had a full and fair opportunity to argue their version of the facts and an opportunity to seek court review of any adverse findings.” Utah Construction, 384 U.S. at 422, 86 S.Ct. 1545. Our cases, too, suggest that the availability of judicial review is a crucial factor in determining preclusive effect. In Plaine v. McCabe, 797 F.2d 713 (9th Cir.1986), we accorded preclusive effect where judicial review of the administrative adjudication was available but unused, stating:

If an adequate opportunity for review is available, a losing party cannot obstruct the preclusive use of the state administrative decision simply by foregoing her right to appeal.

Id. at 719, n. 12 (emphasis added); see also Eilrich v. Remas, 839 F.2d 630 (9th Cir.1988). Similarly, we held in Misischia v. Pirie,

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175 F.3d 692, 99 Daily Journal DAR 3879, 99 Cal. Daily Op. Serv. 2990, 1999 U.S. App. LEXIS 7960, 1999 WL 242397, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wehrli-v-county-of-orange-ca9-1999.