Watson v. Murphy

CourtSuperior Court of Rhode Island
DecidedMarch 3, 2009
DocketC.A. No. PC 2008-4132
StatusPublished

This text of Watson v. Murphy (Watson v. Murphy) is published on Counsel Stack Legal Research, covering Superior Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Watson v. Murphy, (R.I. Ct. App. 2009).

Opinion

DECISION
This declaratory judgment action is before the Court for a ruling on the Plaintiffs' pending Motion for Summary Judgment and the Defendants' pending Motion to Dismiss. Two over-arching questions raised by the Complaint. First, does a taxpayer have standing to challenge the Rhode Island General Assembly's authority to operate a discretionary, state-wide charitable grant program (the legislative grant program, so-called) that donates public funds to local and private organizations for purposes that may or may not be related to the performance of *Page 2 some legislative duty? If yes, then, does the General Assembly's administration of Rhode Island's legislative grant program exceed its authority under the Rhode Island Constitution and separation of powers principles? Jurisdiction is pursuant to G.L. 1956 § 9-30-1.

I
Facts and Travel
Many of the facts surrounding this controversy generally are known and are not reasonably disputed. At the time the instant lawsuit was filed, Plaintiff Robert Watson was the Rhode Island House Minority Leader and a member of the Joint Committee on Legislative Services, a committee created pursuant to chapter 11 of title 22 of the General Laws. The Plaintiffs — Mumford, Story, McManus, Long. Loughlin, Savage, Trillo, Moffitt, and Ehrhardt — were members of the Rhode Island House of Representatives. Likewise, the Plaintiffs' attorneys, Nicholas Gorham and Steven Coaty, were also members of the House of Representatives. The Plaintiffs and their attorneys made up the entire Republican minority in the House of Representatives. Separate and apart from their official capacities as lawmakers, however, the Plaintiffs brought this action in their capacities as Rhode Island citizen taxpayers.

The Complaint names Defendant William Murphy in his official capacity as Speaker of the Rhode Island House of Representatives and Chairman of the Joint Committee on Legislative Services. The Complaint also names Defendant Joseph Montalbano in his former capacity as President of the Rhode Island Senate and Vice Chair of the Joint Committee on Legislative Services. Both Defendants are Democrats. According to the Plaintiffs, they deliberately refrained from suing the Defendants in their individual capacities, notwithstanding their belief that the Defendants have acted ultra vires. The Plaintiffs also state that they assume that the Defendants acted in good faith. Accordingly, they do not accuse the Defendants, the Joint *Page 3 Committee on Legislative Services, or the General Assembly of corruption, wrongdoing, ethical violations, bad faith, or other misfeasance of office.

At issue is a program that is widely known as the legislative grant program. It consists of a discretionary assistance program operated by the General Assembly, through its leadership, and through which the General Assembly makes charitable donations of public funds to local and private organizations to be used for purposes seemingly unrelated to the legislative task or the performance legislative duties. According to the Plaintiffs, the Republican minority has been battling with the Democratic majority for years about the program. It has long been these minority lawmakers' contention that the manner in which both the grant recipients are selected and the funds are disbursed is unfair, unlawful, and creates a potential for conflicts of interest and appearances of impropriety. They also maintain that the program is open to manipulation by the legislative leadership in order to gain political advantage within the House and Senate.

After years of frustration, the Plaintiffs filed the instant lawsuit. Thereafter, they filed this Motion for Summary Judgment. Notwithstanding the arguments raised in the Plaintiffs' written filings, their aim, plainly, is to leave the program intact and under the control of the General Assembly while reducing, if not eliminating, the potential for manipulation by the Majority Leadership for political purposes.

The Plaintiffs filed their Complaint on June 17, 2008. On July 16, 2008, without having conducted any discovery, the Plaintiffs filed their Motion for Summary Judgment pursuant to Super. R. Civ. P. 56. On July 25, 2008, the parties entered into a stipulation allowing the Defendants until August 25, 2008, to respond to the Complaint. Thereafter, in lieu of an Answer, the Defendants, pursuant to Super. R. Civ. P. 12(b)(6), filed their Motion to Dismiss in which *Page 4 they raised, inter alia, the question of the Plaintiffs' standing to bring this lawsuit. The Defendants also filed a written objection to the Plaintiffs' Motion for Summary Judgment.

By agreement, the parties were heard on their cross motions on October 28, 2008. The motions were argued extensively in open court, at which time the Plaintiffs both expounded upon the facts surrounding the administration of the program and clarified the nature and extent of their requests for relief, including the legal basis for those requests. According to the Plaintiffs, although their Complaint is premised upon the FY2008 State Budget Act and the events surrounding the legislative assistance appropriations for that fiscal year, they seek prospective relief only — in no small part because they neither wish to join the grant recipients as parties to this action, nor place any of those recipients in jeopardy of having to repay funds that the Plaintiffs contend were distributed unlawfully. Put simply, the Plaintiffs ask this Court to fire a shot across the bow of the Defendants' ship to warn them about their past transgressions, deter them from proceeding as they have in the past, and, in the future, carry on more consistently with the Plaintiffs' scheme of things. In the alternative, the Plaintiffs seek this Court to instruct the Defendants on how to go about making the legislative grant program constitutionally tolerable.

As the Plaintiffs state in their Motion for Summary Judgment, assistance programs have been a staple of state government in Rhode Island for decades. In fact, all three branches of government manage some form of assistance, either incidental to the execution of their constitutional powers or in furtherance of the administrative operations attendant to those powers. The Plaintiffs have no quarrel with State assistance programs in general; instead, their fight is motivated by the manner in which the legislative grant program currently is controlled and directed by these Defendants. *Page 5

The recipients of the FY2008 legislative grants upon which the instant litigation is premised are identified in a roster that has been made part of the exhibits in this case. The roster lists each of the payees and the amount received; however, it provides no specific details or requirements as to how the recipients should expend such funds.

Facially, the list of payees appears to be made up of organizations arguably positioned to expend the funds for legitimate public purposes. Nevertheless, it is not subject to reasonable dispute that these organizations are local, private, or both; therefore, they would not be expected to put the funds to legislative purposes. In other words, based upon the identities of the recipients, it may be reasonable to conclude that the funds were expended such that they conferred a benefit on the public as a whole; however, they are not organizations that one would expect to employ the funds incidental to the performance of some legislative duty.

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Bluebook (online)
Watson v. Murphy, Counsel Stack Legal Research, https://law.counselstack.com/opinion/watson-v-murphy-risuperct-2009.