Washburn v. City of Berkeley

195 Cal. App. 3d 578, 240 Cal. Rptr. 784, 1987 Cal. App. LEXIS 2215
CourtCalifornia Court of Appeal
DecidedOctober 16, 1987
DocketA031364
StatusPublished
Cited by27 cases

This text of 195 Cal. App. 3d 578 (Washburn v. City of Berkeley) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Washburn v. City of Berkeley, 195 Cal. App. 3d 578, 240 Cal. Rptr. 784, 1987 Cal. App. LEXIS 2215 (Cal. Ct. App. 1987).

Opinion

Opinion

SCOTT, J.

Andrea Washburn and others (plaintiffs) filed a petition for writ of mandate against the City of Berkeley (City) and others pursuant to Elections Code section 5025, challenging as false and misleading a ballot argument submitted in support of a local initiative measure. Following entry of a stipulated judgment, plaintiffs were awarded attorney fees under Code of Civil Procedure section 1021.5 from real party in interest Anna Rabkin (Rabkin). Rabkin attacks the fee award on several grounds. She argues: (1) plaintiffs waived any claim to attorney fees; (2) plaintiffs do not qualify for fees under section 1021.5; (3) ballot arguments are privileged within the meaning of Civil Code section 47 and exempt from the general rules governing awards of fees; and (4) the fee award violated her First Amendment right to free speech and her California constitutional right to *582 petition the government for redress of grievances. Plaintiff Washburn (Washburn) has cross-appealed, arguing that the court improperly calculated the award. We affirm the order.

Statement of the Case

The Elections Code establishes a procedure permitting individual voters and citizen groups to submit ballot arguments to the city clerk for or against initiatives and city measures in municipal elections. The arguments are to be printed and included with the sample ballots mailed to registered voters at city expense; there is no printing or mailing cost to those submitting the arguments. (See Elec. Code, §§ 4015, 4015.5, 5010-5016.) Elections Code section 5025 requires these election materials to be made available for public examination prior to printing; it also permits a voter or the city clerk to seek a writ of mandate or injunction to amend or delete any or all of the material, on the ground that it is “false, misleading or inconsistent with the requirements of this chapter . . . ,” 1

Among the issues on the ballot in the City in November 1984 were two competing recycling ordinances, Measures H and G. Prior to the election, plaintiffs, several voters who supported Measure H, filed a petition for writ of mandate pursuant to Elections Code section 5025, seeking the deletion or alteration of certain statements submitted by the proponents of Measure G for inclusion in the voter information pamphlet. The petition alleged that those statements were false or misleading. Named as real parties in interest were those who signed the argument in favor of Measure G, among them Rabkin. 2 Only Rabkin and one other person opposed the petition. As defendant below, the City asked the trial court to order three of the changes sought by plaintiffs, but took no position on the rest of the challenged statement.

After the trial court announced a tentative ruling on the petition, a conference was held in the court’s chambers. Rabkin participated, unrepresented by counsel. An agreement was reached as to the form and content of the writ, the terms of which were substantially the same as the tentative ruling. Pursuant to the agreement, a writ was issued ordering three of the seven changes sought by plaintiffs. The changes ordered were the deletion of *583 the words “illegal” and “illegally” from sentences which read “. . . they continue to defend their illegal recycling contract award . . .” and “. . . they illegally awarded a recycling contract. . . .” In addition, the following sentence was ordered stricken: “They staged an illegal break-in at the Berkeley Recycling Center.” The writ did not mention attorney fees.

Plaintiffs then filed a motion seeking attorney fees pursuant to Code of Civil Procedure section 1021.5 from Rabkin and Nancy Skinner. After a hearing, the trial court granted the motion for fees as against Rabkin alone. After another hearing to determine the amount of fees, at which plaintiffs sought over $10,000, the court ordered that Rabkin pay attorney fees of $3,429.17 and costs of $105. This appeal and cross-appeal followed.

Waiver

The petition for writ of mandate did not request an award of fees, and the stipulated writ itself made no reference to attorney fees. Rabkin first argues that plaintiffs impliedly waived any entitlement to fees.

Code of Civil Procedure section 1021.5 authorizes a court to award attorney fees to a successful party in any action “which has resulted in the enforcement of an important right affecting the public interest,” provided certain other criteria are satisfied. A significant benefit must have been conferred on the general public or a large class of persons. In addition, the necessity and financial burden of private enforcement must be such as to make the award appropriate.

There is no requirement that the intent to seek attorney fees under section 1021.5 must be pleaded in the underlying action. (Folsom v. Butte County Assn. of Governments (1982) 32 Cal.3d 668, 678, fn. 16 [186 Cal.Rptr. 589, 652 P.2d 437].) Such fees are not part of the underlying cause of action, but are incidents to the cause and are properly awarded after entry of a stipulated judgment, unless expressly or by necessary implication excluded by the stipulation. Absent affirmative agreement of the parties to the contrary or facts surrounding the agreement which indicate that the parties intended a waiver of fees, the trial court retains jurisdiction after the filing of a compromise agreement to consider a motion for fees pursuant to section 1021.5. (Folsom, supra, at pp. 678-681.)

The Folsom case does not support Rabkin’s contention that plaintiffs waived fees. Attorney fees were not discussed at all in the Folsom settlement negotiations. The Supreme Court refused to infer waiver from silence and held that the trial court retained jurisdiction to award fees despite the settlement. (Folsom, supra, 32 Cal.3d at p. 681.) In this case *584 there is even less to support a claim of waiver than in Folsom, because here fees were mentioned at the settlement negotiations, but the matter was left unresolved.

According to Rabkin’s declarations in opposition to the motion for fees, at the settlement conference plaintiffs’ counsel raised the question of fees and stated that he would not seek fees if Rabkin and the others agreed to all the changes sought by plaintiffs. All the challenged statements were not deleted, Rabkin declares, because the trial court agreed with her that certain of them should remain. Her declaration also mentions comments by the court and another counsel present about whether fees could or would be awarded in such a case. In addition, she declares that she believed the reference to fees was an attempt to influence the bargaining process, and notes that she was unrepresented by counsel. While Rabkin’s declarations indicate that there may have been some uncertainty about plaintiffs’ entitlement to fees, there is nothing in the facts surrounding the agreement which suggests that the parties intended a waiver of fees. 3

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Cite This Page — Counsel Stack

Bluebook (online)
195 Cal. App. 3d 578, 240 Cal. Rptr. 784, 1987 Cal. App. LEXIS 2215, Counsel Stack Legal Research, https://law.counselstack.com/opinion/washburn-v-city-of-berkeley-calctapp-1987.