Warren A. Proud v. United States of America

872 F.2d 1066, 277 U.S. App. D.C. 96, 1989 U.S. App. LEXIS 5403, 49 Empl. Prac. Dec. (CCH) 38,930, 49 Fair Empl. Prac. Cas. (BNA) 1011, 1989 WL 37310
CourtCourt of Appeals for the D.C. Circuit
DecidedApril 21, 1989
Docket88-5162
StatusPublished
Cited by6 cases

This text of 872 F.2d 1066 (Warren A. Proud v. United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Warren A. Proud v. United States of America, 872 F.2d 1066, 277 U.S. App. D.C. 96, 1989 U.S. App. LEXIS 5403, 49 Empl. Prac. Dec. (CCH) 38,930, 49 Fair Empl. Prac. Cas. (BNA) 1011, 1989 WL 37310 (D.C. Cir. 1989).

Opinion

Opinion for the Court filed by Circuit Judge SENTELLE.

SENTELLE, Circuit Judge:

The case below was an action alleging age discrimination in federal employment. The District Court entered summary judgment for the government on the. grounds that the plaintiff had not exhausted his administrative remedies before bringing suit. We reverse the entry of summary judgment and remand for further appropriate proceedings.

*1067 Age discrimination is prohibited in federal employment. 29 U.S.C. § 633a. Warren A. Proud, the plaintiff, has been over the statutorily protected age of forty at all times pertinent to this action. Proud entered on duty at Stuttgart, West Germany, in June 1985 as a civilian employee of the Department of the Army. On October 21, 1985, Proud was notified that he would be terminated the following week for allegedly unsatisfactory performance. He was so terminated. His replacement was under the age of forty. Proud’s allegation that his dismissal was motivated by age discrimination constitutes his termination claim, with which the present action is concerned.

Proud had at one time a travel-expense claim as well. The Army also notified Proud when he was dismissed that he would be required (1) to reimburse the government for its expense in moving him to Germany from the continental United States and (2) to bear the expense of his return to the United States because he had not completed minimum periods of employment specified in his agreements with the government. Proud petitioned local Army officials directly for relief from both the outbound and return travel expenses. On November 12, 1985, the Army informed Proud that it waived reimbursement of the outbound expense but would require him to bear the expense of return travel.

EEOC regulations 1 require an agency to provide precomplaint counseling for, and acceptance of complaints from, individuals alleging age discrimination. 29 C.F.R. §§ 1613.511, 1613.213-.214 (1988). Proud first contacted the Army’s local Equal Employment Opportunity office on December 4, 1985, a date more than thirty days after his termination on October 28 but within thirty days of the denial on November 12 of his request that the government pay his return to the United States. His first interview with a counselor was December 9. Proud sought assistance with both his travel claim and his termination claim, alleging that both were the product of age discrimination. According to the EEO officer’s subsequent report, “[h]owever, he only requested he be returned to [the United States] at government expense when it was pointed out to him that he had not brought the matter of his separation to the attention of an EEO Officer or counsellor in a timely manner (within 30 days of his separation.).” Memorandum from Barbara C. Garcia to Director, Equal Employment Opportunity Compliance Review Agency, Joint Appendix (“J.A.”) 16. The EEO office conducted a substantial investigation of the travel claim, but its report only addressed “the reasons for his separation from employment as the background to the decision not to cover return travel expenses and not on its merits.”, EEO Counselor’s Report, J.A. 32. The EEO report recommended that the government bear Proud’s return-travel expense, and that relief was granted January 2, 1986.

As required, 29 C.F.R. 1613.213(a), the EEO office gave Proud a Notice of Final Interview on January 7, 1986, that advised him of his right to file a discrimination complaint within fifteen calendar days of the notice. Proud, however, wrote instead: “I withdraw my EEO Complaint. I have received notification that ... my transportation costs will be paid back to the U.S. I no longer have an EEO complaint.” J.A. 21. Proud has made no further use of administrative procedures.

The statute prohibits a person who has not filed an administrative complaint concerning age discrimination from bringing suit until the person has given the EEOC notice of his intent to sue. 29 U.S.C. § 633a(d). The notice must be given within 180 days of the alleged discrimination and not less than thirty days before suit. Id. Proud filed notice of his intent to sue with the Equal Employment Opportunity Commission on April 17, 1986, within 180 days of his termination, and filed this suit seeking relief for alleged age discrimination in his termination on July 17, 1987, not less than thirty days after the notice.

*1068 The District Court acknowledged that Proud had filed no administrative complaint and that his suit was in facial compliance with the statutory notice provisions. The District Court held, however, that it was without jurisdiction because Proud had failed to exhaust his administrative remedies. The District Court’s judgment rests on five determinations: (1) that the travel and termination claims were very closely related; (2) that the EEO officer conducted a substantial investigation; (3) that the EEO officer actually considered the termination claim as well as the travel claim; (4) that Proud accepted the benefit of the EEOC-procured travel claim resolution; and (5) that initiation of pre-complaint proceedings are sufficient to constitute an election to pursue administrative remedies that must be exhausted before suit. Which cumulative and alternative combinations of these determinations underlie the judgment is not entirely clear: we are uncertain, for example, whether the District Court held that an election was made merely because of the initiation of informal proceedings, or because those proceedings also resulted in a benefit on a closely related claim, or because of some other combination of those determinations.

It is clear to us, however, that mere initiation of informal administrative proceedings short of an administrative complaint does not of itself constitute an election under the statute to pursue administrative remedies to exhaustion. The statute prohibits age discrimination in federal employment, 29 U.S.C. § 633a(a), and the EEOC is authorized to enforce the statute and provide remedies. Id. § 633a(b). The EEOC is directed generally to issue appropriate rules, regulations, orders, and instructions and is directed specifically to “provide for the acceptance and processing of complaints.” Id. § 633(b)(3). The statute also permits any aggrieved person to bring a civil action, id. § 633a(c), subject to above-described notice requirements for a person who “has not filed a complaint” with the EEOC. Id. § 633a(d). EEOC regulations provide informal, pre-complaint procedures to attempt a resolution within three weeks or less. 29 C.F.R. §§ 1613.-511, 1613.213(a).

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Bluebook (online)
872 F.2d 1066, 277 U.S. App. D.C. 96, 1989 U.S. App. LEXIS 5403, 49 Empl. Prac. Dec. (CCH) 38,930, 49 Fair Empl. Prac. Cas. (BNA) 1011, 1989 WL 37310, Counsel Stack Legal Research, https://law.counselstack.com/opinion/warren-a-proud-v-united-states-of-america-cadc-1989.