Warfield v. Summerville Senior Living, Inc.

69 Cal. Rptr. 3d 783, 158 Cal. App. 4th 443
California Court of Appeal·Decided December 24, 2007·No. G038392·Published·Cited by 19 cases

Opinion

69 Cal.Rptr.3d 783 (2007)
158 Cal.App.4th 443

Yvonne WARFIELD, Plaintiff and Respondent,
v.
SUMMERVILLE SENIOR LIVING, INC., Defendant and Appellant.

No. G038392.

Court of Appeal of California, Fourth District, Division Three.

December 24, 2007.

*784 Lewis, Brisbois, Bisgaard & Smith, Bryan R. Reid, Redlands, Rima M. Badawiya and Jennifer C. Hsu, San Bernardino, for Defendant and Appellant.

Law Offices of Michael F. Moran, Michael F. Moran, Tustin, and Lisa Trinh Flint for Plaintiff and Respondent.

*785 OPINION

MOORE, J.

Plaintiff Yvonne Warfield (Yvonne),[1] a resident of a residential care facility for the elderly, brought an action against Summerville Senior Living, Inc. dba Summerville at Brookhurst (Summerville) for elder abuse and other claims. Summerville filed a petition to compel arbitration, based on an arbitration agreement Yvonne's husband had signed. The trial court denied the petition and Summerville appeals.

Summerville claims that, even though Yvonne's husband did not hold a power of attorney when he signed the arbitration agreement, he nonetheless had the authority, either as her ostensible agent or as her spouse, to bind her to the agreement. It also claims that Yvonne is estopped to deny the enforceability of the arbitration agreement. We reject Summerville's arguments and affirm.

I

FACTS

Yvonne alleged in her complaint that she was born in 1918 and was admitted into the Summerville facility in 2004. She further alleged that the reason she was admitted was because she was suffering from dementia and was no longer able to care for herself.[2] Yvonne also alleged that, although the facility had a dementia care unit, she was not placed in that unit, but was placed in the assisted living unit instead. In addition, she alleged that, in 2006, she fell and was found face down in her bathroom at the facility, having sustained multiple fractures. Yvonne's complaint asserted causes of action for elder abuse, negligence, negligence per se, willful misconduct, and negligent infliction of emotional distress.

Summerville's petition to compel arbitration was based on the assertion that in 2005, Yvonne's husband, John Warfield (John), had executed an arbitration agreement on behalf of both Yvonne and himself, each of whom were Summerville residents at the time.[3] Attached to the petition was a copy of an arbitration agreement. At the top of the form was a space for the name of the resident. The name John Warfield was written in that space. Immediately below the space for the resident's name, the name Yvonne Warfield was written. At the bottom of the form were spaces for the signature of the resident and for the signature of the representative of the resident. A signature appearing to read "John R. Warfield" was written above the line for the resident's signature. No signature appeared above the line provided for the resident's representative. Yvonne did not sign the agreement.

In the petition to compel, Summerville argued that John had executed the arbitration agreement on behalf of each of Yvonne and himself and that he had the full authority to bind Yvonne to the agreement even though she was a nonsignatory. *786 Summerville claimed that John had the authority to bind Yvonne, as her ostensible agent and as her spouse. It also asserted that Yvonne, having enjoyed the benefits of Summerville's residential care services, was estopped to deny the enforceability of the arbitration agreement.

The trial court rejected Summerville's arguments and denied the petition to compel arbitration. Summerville appeals, reasserting the same arguments.

II

DISCUSSION

"The party seeking to compel arbitration bears the burden of proving the existence of a valid arbitration agreement. [Citations.] Petitions to compel arbitration are resolved by a summary procedure that allows the parties to submit declarations and other documentary testimony and, at the trial court's discretion, to provide oral testimony. [Citations.] If the facts are undisputed, on appeal we independently review the case to determine whether a valid arbitration agreement exists. [Citations.]" (Flores v. Evergreen at San Diego, LLC (2007) 148 Cal.App.4th 581, 586, 55 Cal.Rptr.3d 823 (hereafter Flores).) Since the facts are undisputed in the matter before us, we review the matter de novo.

Summerville contends that the issue before this court is one of first impression. Yvonne, on the other hand, maintains that the issue has been neatly resolved in her favor in Flores, supra, 148 Cal.App.4th 581, 55 Cal.Rptr.3d 823. Despite Summerville's protestations that Flores is distinguishable, we agree with Yvonne: Flores controls. Furthermore, we disagree with Summerville's contention that Flores was poorly decided.

The facts in Flores, supra, 148 Cal. App.4th 581, 55 Cal.Rptr.3d 823 bear close similarity to the facts at hand. In Flores, the husband signed two arbitration agreements upon admitting his wife, who was suffering from dementia, into a skilled nursing facility. (Id. at pp. 584-585, 55 Cal.Rptr.3d 823.) At the time, he did not hold a power of attorney on her behalf, and had not been appointed as either her guardian or her conservator. (Id. at p. 585, 55 Cal.Rptr.3d 823.) The husband and wife filed a complaint against the facility, alleging that its staff was responsible for the wife's leg fracture, suffered in a fall. (Ibid.) The facility filed a petition to compel arbitration, based on the arbitration agreements the husband had signed. (Id. at p. 586, 55 Cal.Rptr.3d 823.)

The trial court denied the petition and the appellate court affirmed. (Flores, supra, 148 Cal.App.4th at pp. 584-585, 55 Cal.Rptr.3d 823.) In reaching its decision, the appellate court first addressed whether the husband had authority either as the wife's agent or as her spouse to bind her to the arbitration agreements. (Id. at pp. 587-589, 55 Cal.Rptr.3d 823.) It concluded that he had no such authority. (Ibid.) The court then addressed, in the alternative, whether the husband had statutory authority, under various Health and Safety. Code provisions pertaining to skilled nursing facilities, to bind the wife to the arbitration agreements. It answered that question in the negative as well. (Id. at pp. 590-594, 55 Cal.Rptr.3d 823.)

Summerville contends that Flores, supra, 148 Cal.App.4th 581, 55 Cal.Rptr.3d 823 is not controlling, because that case had to do with the statutes and regulations affecting skilled nursing facilities. Summerville maintains that those statutes and regulations are inapplicable to residential care facilities for the elderly. It does not address whether any of the statutes or regulations governing residential care facilities for the elderly create an authority *787 in one spouse to bind the other to arbitration or whether the Flores court's analysis should apply by analogy to that body of law. Consequently, Summerville has not demonstrated any statutory basis for John's purported authority to bind Yvonne. Indeed, Summerville makes no claim that any statutory basis exists, and insists that it was John's status either as agent or as spouse that gave him the authority to bind Yvonne. On this score, Flores is dispositive, because its first reason for affirming the order denying the petition to compel arbitration was that the

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Warfield v. Summerville Senior Living, Inc., 69 Cal. Rptr. 3d 783, 158 Cal. App. 4th 443 (Cal. Ct. App. 2007).

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