Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 15, 2024 _________________________________ Christopher M. Wolpert Clerk of Court JOHN WARE,
Plaintiff - Appellant,
v. No. 24-6012 (D.C. No. 5:22-CV-00737-PRW) MERCY HEALTH, (W.D. Okla.)
Defendant - Appellee. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, KELLY, and EID, Circuit Judges. _________________________________
Plaintiff John Ware, a former employee of defendant Mercy Health (Mercy),
filed this action alleging, in relevant part, that Mercy discriminated and retaliated
against him in violation of the Americans with Disabilities Act (ADA) and
Oklahoma’s Administrative Workers’ Compensation Act (OKWCA). The district
court granted summary judgment in favor of Mercy. Mr. Ware now appeals.
Exercising jurisdiction pursuant to 28 U.S.C. § 1291, we affirm.
* After examining the briefs and appellate record, this panel has determined unanimously to honor the parties’ request for a decision on the briefs without oral argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 2
I
Between October 2019 and August 2021, Mr. Ware worked as an
Environmental Services Tech II in the Environmental Services Department of Mercy
Hospital Oklahoma City. Mr. Ware was supervised by Marcus Alexander, who in
turn was supervised by Rhoda Grayson.
On March 30, 2020, Mr. Alexander gave Mr. Ware a verbal warning for
accumulating five “occurrences” under Mercy’s Attendance Policy. R. vol. I at 285.
Occurrences included unscheduled absence, tardiness, and leaving early from a shift.
Mr. Alexander advised Mr. Ware that “[f]urther occurrences of absenteeism may
result in further corrective action, up to and including termination.” Id.
On October 12, 2020, Mr. Alexander gave Mr. Ware a written warning for
accruing eight occurrences in the prior 12 months. Mr. Alexander again advised Mr.
Ware that “[f]urther occurrences of absenteeism may result in further corrective
action, up to and including termination.” Id. at 287.
On January 11, 2011, Mr. Ware injured his right shoulder at work. Because
the injury required surgery, Mr. Ware requested and received leave under the Family
and Medical Leave Act (FMLA) from January 25 to February 14, 2021. Mr. Ware
also filed a claim with the Oklahoma Workers’ Compensation Commission regarding
the injury. Mr. Ware had a follow-up surgery on his right shoulder on June 15, 2021.
Mercy authorized Mr. Ware to take FMLA leave from that date through June 29,
2021.
2 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 3
Mr. Ware did not show up for his next scheduled shift on July 23, 2021, and
was assigned an occurrence under the Attendance Policy. On July 26 Mr. Alexander
gave Mr. Ware a “Final Warning” under the Attendance Policy. R. vol. I at 289. He
advised Mr. Ware that “[i]mmediate and sustained improvement to attendance” was
expected of him, and “that 1 additional occurrence will lead to the next level of
corrective action.” Id.
Mr. Ware accrued additional occurrences under the Attendance Policy for
absences on July 29 and August 4. On August 10, 2021, Mr. Alexander and Ms.
Grayson terminated Mr. Ware’s employment.
II
Mr. Ware filed this action against Mercy. His complaint asserted claims of
disability-based discrimination and retaliation under the ADA, a claim of retaliation
in violation of the OKWCA, and other claims not at issue on appeal.
Mercy moved for and was granted summary judgment on all Mr. Ware’s
claims. Mr. Ware now appeals.
III
Mr. Ware raises two issues on appeal. First, he argues that the district court
erred by not giving due consideration to his evidence of pretext in support of his
claims that Mercy discriminated and retaliated against him in violation of the ADA.
Second, he argues that the district court failed to fully address his ADA and OKWCA
claims before granting summary judgment in favor of Mercy. For the reasons that
follow, we reject both arguments and affirm the decision of the district court.
3 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 4
A
We review de novo a district court’s grant of summary judgment. See
Davidson Oil Co. v. City of Albuquerque, 108 F.4th 1226, 1230 (10th Cir. 2024). In
doing so, we view the evidence in the light most favorable to the nonmoving party.
See id. “A court should grant summary judgment if it determines no genuine dispute
exists about any material fact and the movant is entitled to judgment as a matter of
law.” Id. at 1230–31 (citing Fed. R. Civ. P. 56(a)).
B
Mr. Ware begins by challenging the district court’s grant of summary
judgment in favor of Mercy on his claims that Mercy discriminated and retaliated
against him in violation of the ADA. According to Mr. Ware, the district court
“severely discounted” his “pretextual evidence and the reasonable inferences that
could be drawn from the facts.” Aplt. Br. at 9.
We analyze ADA discrimination and retaliation claims under the three-step
framework outlined by the Supreme Court in McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802–05 (1973). See Litzsinger v. Adams Cty. Coroner’s Office,
25 F.4th 1280, 1287 (10th Cir. 2022) (ADA discrimination claims);
Edmonds-Radford v. Southwest Airlines Co., 17 F.4th 975, 994 (10th Cir. 2021)
(ADA retaliation claims). “First, the plaintiff must establish a prima facie case of
discrimination or retaliation.” Litzsinger, 25 F.4th at 1287 (internal quotation marks
omitted). “The burden then shifts to the defendant, who must proffer a legitimate
non-discriminatory reason for the adverse employment action.” Id. (internal
4 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 5
quotation marks omitted). “At the third step, the burden shifts back to the plaintiff to
show there is at least a genuine issue of material fact as to whether the employer’s
proffered legitimate reason is genuine or pretextual.” Id. (internal quotation marks
omitted).
The district court assumed, without deciding, that Mr. Ware could satisfy the
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Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 15, 2024 _________________________________ Christopher M. Wolpert Clerk of Court JOHN WARE,
Plaintiff - Appellant,
v. No. 24-6012 (D.C. No. 5:22-CV-00737-PRW) MERCY HEALTH, (W.D. Okla.)
Defendant - Appellee. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, KELLY, and EID, Circuit Judges. _________________________________
Plaintiff John Ware, a former employee of defendant Mercy Health (Mercy),
filed this action alleging, in relevant part, that Mercy discriminated and retaliated
against him in violation of the Americans with Disabilities Act (ADA) and
Oklahoma’s Administrative Workers’ Compensation Act (OKWCA). The district
court granted summary judgment in favor of Mercy. Mr. Ware now appeals.
Exercising jurisdiction pursuant to 28 U.S.C. § 1291, we affirm.
* After examining the briefs and appellate record, this panel has determined unanimously to honor the parties’ request for a decision on the briefs without oral argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 2
I
Between October 2019 and August 2021, Mr. Ware worked as an
Environmental Services Tech II in the Environmental Services Department of Mercy
Hospital Oklahoma City. Mr. Ware was supervised by Marcus Alexander, who in
turn was supervised by Rhoda Grayson.
On March 30, 2020, Mr. Alexander gave Mr. Ware a verbal warning for
accumulating five “occurrences” under Mercy’s Attendance Policy. R. vol. I at 285.
Occurrences included unscheduled absence, tardiness, and leaving early from a shift.
Mr. Alexander advised Mr. Ware that “[f]urther occurrences of absenteeism may
result in further corrective action, up to and including termination.” Id.
On October 12, 2020, Mr. Alexander gave Mr. Ware a written warning for
accruing eight occurrences in the prior 12 months. Mr. Alexander again advised Mr.
Ware that “[f]urther occurrences of absenteeism may result in further corrective
action, up to and including termination.” Id. at 287.
On January 11, 2011, Mr. Ware injured his right shoulder at work. Because
the injury required surgery, Mr. Ware requested and received leave under the Family
and Medical Leave Act (FMLA) from January 25 to February 14, 2021. Mr. Ware
also filed a claim with the Oklahoma Workers’ Compensation Commission regarding
the injury. Mr. Ware had a follow-up surgery on his right shoulder on June 15, 2021.
Mercy authorized Mr. Ware to take FMLA leave from that date through June 29,
2021.
2 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 3
Mr. Ware did not show up for his next scheduled shift on July 23, 2021, and
was assigned an occurrence under the Attendance Policy. On July 26 Mr. Alexander
gave Mr. Ware a “Final Warning” under the Attendance Policy. R. vol. I at 289. He
advised Mr. Ware that “[i]mmediate and sustained improvement to attendance” was
expected of him, and “that 1 additional occurrence will lead to the next level of
corrective action.” Id.
Mr. Ware accrued additional occurrences under the Attendance Policy for
absences on July 29 and August 4. On August 10, 2021, Mr. Alexander and Ms.
Grayson terminated Mr. Ware’s employment.
II
Mr. Ware filed this action against Mercy. His complaint asserted claims of
disability-based discrimination and retaliation under the ADA, a claim of retaliation
in violation of the OKWCA, and other claims not at issue on appeal.
Mercy moved for and was granted summary judgment on all Mr. Ware’s
claims. Mr. Ware now appeals.
III
Mr. Ware raises two issues on appeal. First, he argues that the district court
erred by not giving due consideration to his evidence of pretext in support of his
claims that Mercy discriminated and retaliated against him in violation of the ADA.
Second, he argues that the district court failed to fully address his ADA and OKWCA
claims before granting summary judgment in favor of Mercy. For the reasons that
follow, we reject both arguments and affirm the decision of the district court.
3 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 4
A
We review de novo a district court’s grant of summary judgment. See
Davidson Oil Co. v. City of Albuquerque, 108 F.4th 1226, 1230 (10th Cir. 2024). In
doing so, we view the evidence in the light most favorable to the nonmoving party.
See id. “A court should grant summary judgment if it determines no genuine dispute
exists about any material fact and the movant is entitled to judgment as a matter of
law.” Id. at 1230–31 (citing Fed. R. Civ. P. 56(a)).
B
Mr. Ware begins by challenging the district court’s grant of summary
judgment in favor of Mercy on his claims that Mercy discriminated and retaliated
against him in violation of the ADA. According to Mr. Ware, the district court
“severely discounted” his “pretextual evidence and the reasonable inferences that
could be drawn from the facts.” Aplt. Br. at 9.
We analyze ADA discrimination and retaliation claims under the three-step
framework outlined by the Supreme Court in McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802–05 (1973). See Litzsinger v. Adams Cty. Coroner’s Office,
25 F.4th 1280, 1287 (10th Cir. 2022) (ADA discrimination claims);
Edmonds-Radford v. Southwest Airlines Co., 17 F.4th 975, 994 (10th Cir. 2021)
(ADA retaliation claims). “First, the plaintiff must establish a prima facie case of
discrimination or retaliation.” Litzsinger, 25 F.4th at 1287 (internal quotation marks
omitted). “The burden then shifts to the defendant, who must proffer a legitimate
non-discriminatory reason for the adverse employment action.” Id. (internal
4 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 5
quotation marks omitted). “At the third step, the burden shifts back to the plaintiff to
show there is at least a genuine issue of material fact as to whether the employer’s
proffered legitimate reason is genuine or pretextual.” Id. (internal quotation marks
omitted).
The district court assumed, without deciding, that Mr. Ware could satisfy the
first step for each of his claims1 and concluded that Mercy satisfied its burden under
the second step. Neither party challenges these determinations. Thus, our focus is on
the third step of the framework, “which is whether a reasonable juror could find that
[Mercy’s] proffered reason for terminating [Mr. Ware] was pretextual.” Id.
“In assessing pretext, [we] examine[] the facts as they appeared to the
decisionmakers, and we cannot second-guess [Mercy’s] business judgment.”
Edmonds-Radford, 17 F.4th at 991. “[I]t matters not if [Mercy’s] reasoning was
correct, just whether it honestly believed in the reason for the termination.” Id. Mr.
Ware “can establish pretext by showing weaknesses, contradictions, or
inconsistencies in [Mercy’s] reasons such that a reasonable jury could find them
unworthy of belief.” Id.
1 In both his response in opposition to Mercy’s motion for summary judgment and his opening appellate brief, Mr. Ware suggests, in passing, that Mercy discriminated against him not only by terminating him, but also by having its security officers monitor him while he was performing postsurgery, light-duty work. He has never, however, identified nor treated this as a claim of discrimination distinct from his termination. And, in any event, he consistently relied on the same evidence of pretext with respect to all his claims. We therefore find it unnecessary to address Mercy’s purported monitoring of his light-duty work. 5 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 6
In his response in opposition to Mercy’s summary-judgment motion, Mr. Ware
made three specific arguments in an attempt to establish pretext. First, he noted that
he received a positive performance evaluation in October 2020, before his two
surgeries. Second, he argued that Mercy “intentionally misapplied” the Attendance
Policy and gave him “unwarranted occurrences until it reached the magic number
‘10’ to get rid of him.” R. vol. II at 30. And third, he argued that Mr. Alexander
forged Mr. Ware’s signature on the October 12, 2020 corrective-action form. The
district court concluded, and we agree, that this was insufficient to establish pretext.2
The performance evaluation that Mr. Ware refers to occurred in October 2020,
about one year after he started working at Mercy, and included comments from the
evaluator that Mr. Ware “ha[d] been a pleasure to work with” and was “a good
detailer” and “hard worker.” R. vol. II at 74. We agree with the district court,
however, that these positive statements did not “contradict the then-existing evidence
of attendance issues, which necessarily formed a basis for the later final warning and
2 In his opening appellate brief, Mr. Ware appears to make two other arguments in an attempt to establish pretext. First, he argues that “[n]owhere in” Mercy’s “termination document does it state that [he] was terminated for ‘patterned absenteeism.’” Aplt. Br. at 13. Second, he points to evidence that Mercy had its security officers “spend valuable time watching him work while” he was “on light duty” after his first surgery. Id. at 16. Because Mr. Ware did not raise these pretext arguments below, we need not consider them for the first time on appeal. See Cummings v. Norton, 393 F.3d 1186, 1190 (10th Cir. 2005) (noting that we “seldom consider[] an issue not presented to the district court—especially when the appeal is of a summary judgment”); R. vol. II at 29–30 (discussing evidence of pretext with respect to the ADA discrimination claim), 33–34 (discussing evidence of pretext with respect to the ADA retaliation claim). 6 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 7
termination.” Id. at 208. Also, that he did good work when he showed up does not
establish a good attendance record.
Mr. Ware contests four of the occurrences listed on his termination form.
After reviewing the record on appeal, we conclude that a jury could, at most, find in
favor of Mr. Ware with respect to only the occurrence on July 29, 2021.3 Setting that
occurrence aside, Mr. Ware would have, as of the date of his termination,
accumulated at least nine occurrences. That was more than enough occurrences to
justify Mercy’s termination of his employment under the Attendance Policy, which
stated that termination of employment would “generally be administered” when an
employee had a “[t]otal of eight (8) occurrences.” R. vol. I at 281. More importantly,
he was advised on July 26 that one more occurrence “will lead to the next level of
corrective action,” and he had an additional occurrence on August 4.
Finally, Mr. Ware asserts Mr. Alexander forged Mr. Ware’s signature on a
“Corrective Action Form, dated October 12, 2020.” Aplt. Br. at 12. Mr. Ware argues
that this constitutes “evidence of” Mr. Alexander’s “motive to get rid of” Mr. Ware,
and also establishes Mr. Alexander’s “lack of credibility, which was a fact issue for
the jury.” Id.
We reject these arguments based on the alleged forgery. Mr. Ware points to no
evidence and relies only on his speculation that Mr. Alexander signed Mr. Ware’s
3 Mr. Ware worked the day shift on that date, clocking in in the morning. At some point later that day, Mr. Ware allegedly visited the emergency room due to chest pain. It is undisputed that Mr. Ware did not clock out of work that day, which resulted in his being assigned an occurrence. 7 Appellate Case: 24-6012 Document: 43-1 Date Filed: 10/15/2024 Page: 8
name on the October 12, 2020 corrective-action form. Also, even if Mr. Alexander
had signed Mr. Ware’s name, he has not explained how doing so showed a motive to
get rid of him or even an intent to deceive. There is no dispute that Mr. Alexander
took corrective action against Mr. Ware on October 12. Mr. Ware has not suggested
how adding his purported signature on the form would prejudice him in any way.
For these reasons, we conclude Mr. Ware failed to present sufficient evidence
to show pretext that would support an inference of discriminatory intent on the part
of Mercy. We conclude the district court did not err in granting summary judgment
in favor of Mercy as to Mr. Ware’s ADA claims.
C
Mr. Ware also argues that the district court failed to fully address his ADA and
OKWCA retaliation claims. We reject this argument. In his brief in opposition to
Mercy’s motion for summary judgment, Mr. Ware relied on the same evidence of
pretext with respect to his ADA discrimination and his ADA and OKWCA retaliation
claims. We have already considered that evidence and concluded it was insufficient
to establish pretext. We therefore find no basis for concluding the district court erred
in granting summary judgment with respect to the ADA and OKWCA retaliation
claims.
Entered for the Court
Harris L Hartz Circuit Judge