Walter J. Dirkin, Etc. v. Office of the Attorney General

CourtNew Jersey Superior Court Appellate Division
DecidedMay 11, 2026
DocketA-3379-24
StatusPublished

This text of Walter J. Dirkin, Etc. v. Office of the Attorney General (Walter J. Dirkin, Etc. v. Office of the Attorney General) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walter J. Dirkin, Etc. v. Office of the Attorney General, (N.J. Ct. App. 2026).

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-3379-24

WALTER J. DIRKIN, in his APPROVED FOR PUBLICATION official capacity as an ASSISTANT May 11, 2026 ESSEX COUNTY PROSECUTOR, APPELLATE DIVISION

Appellant,

v.

OFFICE OF THE ATTORNEY GENERAL, DEPARTMENT OF LAW & PUBLIC SAFETY,

Respondent.

Argued on March 4, 2026 - Decided May 11, 2026

Before Judges Currier, Smith and Jablonski.

On appeal from the New Jersey Department of Law & Public Safety.

Frank J. Ducoat, Deputy Chief Assistant Prosecutor, argued the cause for appellant (Theodore N. Stephens II, Essex County Prosecutor, attorney; Frank J. Ducoat, Deputy Chief Assistant Prosecutor, of counsel and on the briefs).

Deborah Wassel, Assistant Attorney General, argued the cause for respondent (Jennifer Davenport, Attorney General, attorney; Sookie Bae-Park, Assistant Attorney General, of counsel and on the brief; Andrew Spevack, Deputy Attorney General, on the brief).

Bradley D. Billhimer, Ocean County Prosecutor, attorney for amicus curiae County Prosecutors Association of New Jersey (Monica do Outeiro, Assistant Prosecutor, of counsel and on the brief).

The opinion of the court was delivered by

SMITH, J.A.D.

In this administrative appeal, we consider for the first time whether the

Office of the Attorney General (OAG) is obligated to exercise its statutory

discretion under the New Jersey Tort Claims Act (TCA), N.J.S.A. 59:1-1 to

:14-4, to defend and to indemnify an assistant county prosecutor who is the

subject of an attorney disciplinary proceeding stemming from the performance

of their official duties.

Walter J. Dirkin, a deputy chief assistant prosecutor in the Essex County

Prosecutor's Office (ECPO), appeals the final agency decision of the OAG

denying his request for defense and indemnification in an attorney disciplinary

proceeding. After Dirkin served as the designated prosecutor in an Essex

County criminal matter 1, the Office of Attorney Ethics (OAE) filed a

complaint alleging he failed to present exculpatory evidence during grand jury

proceedings, violating RPC 1.3 and 3.8(d). Dirkin then requested a defense

1 State v. Anderson, Indictment No. 2023-03-739.

2 A-3379-24 and indemnification from the OAG in the ensuing OAE proceeding. In its

final administrative decision, the OAG declined Dirkin's request, finding the

disciplinary action did not fit any of the enumerated actions the State is

obligated to defend under N.J.S.A. 59:10A-1.

On appeal, Dirkin contends that the OAG's decision was improper,

arguing that the TCA should be interpreted to require the OAG to defend and

indemnify him under either its mandatory or discretionary provisions. In the

alternative, Dirkin argues that we should impose a common law duty on the

OAG to defend and indemnify him on these facts.

We affirm. The mandatory defense and indemnification provisions

under N.J.S.A. 59:10-1 and :10A-1 do not cover disciplinary actions filed by

the OAE. The Attorney General did not abuse its discretion in denying

representation under N.J.S.A. 59:10A-3, as the ethics complaint frames

Dirkin's actions in terms of willful misconduct. The common law doctrine of

respondeat superior requires a tort claim, which we do not find here. Finally,

we decline to impose a common law duty on the Attorney General under these

circumstances.

I.

In March 2023, Dirkin, in his capacity as an assistant Essex County

prosecutor, presented the case of State v. Anderson to a grand jury, alleging

3 A-3379-24 that the defendant, acting as a volunteer, improperly took money from the New

Jersey Arts Incubator (NJAI). The grand jury returned an indictment, finding

the State had made a sufficient showing to charge the defendant with third -

degree theft by unlawful taking, N.J.S.A. 2C:20-3(a). In June 2023, the

defendant moved to dismiss the indictment, alleging Dirkin possessed

exculpatory evidence regarding the defendant's status as an independent

contractor of the NJAI, which he failed to present to the grand jury. Dirkin

reviewed the motion and dismissed the charges. In a letter to the Essex

County Prosecutor, Dirkin recommended dismissal, concluding that the

evidence, including the defendant's contract with NJAI, made a conviction

unlikely, as it would "raise sufficient reasonable doubt to a jury as to the

defendant's guilt as to make a conviction unlikely in this case." In the same

letter Dirkin contended that the contract between NJAI and the defendant was

previously unknown to him.

In January 2024, Anderson filed a grievance with the OAE against

Dirkin. Dirkin turned over his ECPO files to the District VII Ethics

Committee, who interviewed him as part of its investigation into the grievance.

After the investigation, the OAE filed a complaint against Dirkin, alleging he

violated RPC 3.8(d) and 1.3, by failing to present exculpatory material known

4 A-3379-24 to him to the grand jury, and by failing to act with reasonable diligence to

review his investigative file before presenting the case to the grand jury.

In April 2025, Dirkin sought defense and indemnification from the

OAG, citing the TCA as well as our Supreme Court's holding in Wright v.

State, 169 N.J. 422 (2001). The OAG denied his request, finding that defense

under N.J.S.A. 59:10A-1 and indemnification under N.J.S.A. 59:10-1 are

required only for "claims sounding in tort or brought pursuant to the Civil

Rights Act," or "claims seeking damages in relief." Finding that the claim

against Dirkin was a disciplinary action under Rule 1:20-4(b), the OAG

determined that the claim did not fit any of the enumerated actions the State is

obligated to defend under N.J.S.A. 59:10A-1 of the TCA.

The OAG distinguished Wright from the issue in Dirkin's petition:

This is an ethics/disciplinary action, which contains no claims or causes of action to which the State's TCA obligation to defend and indemnify applies at all. Chasin v. Montclair State Univ., 159 N.J. 418, 428 (1999); In re Petition for Review of Op. 552 of the Advisory Comm. on Prof'l Ethics, 102 N.J. 194, 200 (1986); Monmouth Cnty. Prosecutor's Off. v. Off. of the AG, 480 N.J. Super. 33, 40-44 (App. Div. 2024); In re Napoleon, 303 N.J. Super. 630, 633-34 (App. Div. 1997).

[(Citations reformatted).]

Having determined that N.J.S.A. 59:10A-1 and :10-1 did not apply to compel

the OAG to defend and to indemnify Dirkin, the OAG next declined to

5 A-3379-24 exercise its discretionary authority to represent Dirkin under N.J.S.A. 59:10A-

3. Dirkin sought reconsideration, which the OAG denied.

On appeal, Dirkin argues that he was entitled to defense and

indemnification, and that the OAG final administrative decision was arbitrary,

capricious, and unreasonable. He asserts: (1) N.J.S.A. 59:10A-1 and :10-1 are

applicable; (2) the OAG should have exercised its statutory discretion to

defend and to indemnify Dirkin; (3) the common law compels the OAG to

defend and to indemnify him; and (4) we should impose a duty on the OAG to

defend and to indemnify him on the record before us, if we conclude neither

the TCA nor the common law imposes a duty on the OAG. As amicus curiae,

the County Prosecutors Association of New Jersey supports Dirkin's position.

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