Walter Dean Waring v. Paul Delo, Superintendent, Potosi Correctional Center, Missouri Department of Corrections

7 F.3d 753
CourtCourt of Appeals for the Eighth Circuit
DecidedNovember 22, 1993
Docket92-2741
StatusPublished
Cited by30 cases

This text of 7 F.3d 753 (Walter Dean Waring v. Paul Delo, Superintendent, Potosi Correctional Center, Missouri Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walter Dean Waring v. Paul Delo, Superintendent, Potosi Correctional Center, Missouri Department of Corrections, 7 F.3d 753 (8th Cir. 1993).

Opinions

LOKEN, Circuit Judge.

The State of Missouri appeals a writ of habeas corpus. The district court granted the writ to petitioner Walter Dean Waring on the ground that the ten-year sentence imposed after his conviction for involuntary manslaughter was a vindictive judicial response to his prior withdrawal of a guilty plea. Having concluded that Waring did not receive a vindictive sentence, we reverse.

I.

In the early morning hours of November 27, 1986, after a long night of drinking, Waring drove his employer’s truck through several marking posts and reflectors on a dead-end road near Irwin, Missouri. The truck struck a dirt embankment and overturned, killing one of Waring’s two companions. Waring fled the scene but was found face down in a nearby field. He was taken to a hospital for treatment and testing; his blood sample contained .202% alcohol.

Proceedings in the State Courts.

The State charged Waring with involuntary manslaughter. Two days before trial, he moved to enter a plea of guilty pursuant to a plea agreement requiring the prosecutor to recommend a two-year suspended sentence, sixty days in county jail, and five years supervised probation. At the change of plea hearing, Waring admitted he was guilty of the charge because he had been “drinking and driving a truck and got on the wrong road and wrecked it.” Judge L. Thomas Elliston of the Jasper County Circuit Court accepted the guilty plea and ordered a pre-sentence investigation.

The pre-sentence investigation report (PSR) revealed that Waring had two prior felony convictions, a fact not known to his attorney when the plea agreement was negotiated. Two days before sentencing, Waring moved to withdraw his guilty plea on the ground that his employer’s accident investigator had reported “a strong possibility that Mr. Waring was not even driving the truck at the time that this incident occurred.” At the sentencing hearing, Judge Elliston took up that motion first:

THE COURT: Well, Mr. Lonardo [counsel for Waring]—
MR. LONARDO: Yes, Your Honor?
THE COURT: —is it any issue at all as to guilt or innocence on your motion to withdraw a guilty plea? Is that any issue at all? Am I supposed to determine guilt or innocence in a motion to withdraw a guilty plea?
MR. LONARDO: No, Your Honor-It’s not a question of determining guilt or innocence, it’s merely a determination to allow us to prove, us to prove up the case, which we in fact did not believe existed at the time that we entered our guilty plea.
THE COURT: Bull. Am I supposed to let everybody withdraw a guilty plea that two days before sentencing suddenly says there’s some phantom witness out there that can see that I’m acquitted of this charge? Isn’t that talking about guilt and innocence?
Don’t you recall when this man pled guilty?
MR. LONARDO: I certainly do.
THE COURT: What did he have to say about this incident?
MR. LONARDO: You asked him whether or not he was pleading guilty when in fact he, because in fact he was guilty of what he did, and he answered you that he was.
THE COURT: Does he have a constitutional right to plead guilty? No. Does he [755]*755have a right to withdraw a plea of guilty [that was] freely, voluntarily, and knowingly made? No.
' When does the law say that he should be allowed to withdraw his plea of guilty? When he’s been misled or induced to enter it or when it was not freely or knowingly made. Now where does that apply in this case, just because now he says — this twice-convicted felon charged with involuntary manslaughter — now, two days or three days before sentencing, says there’s some phantom witness out there that’s going to contradict all the other evidence in the ease and say that he wasn’t driving the vehicle? Now where does that fit within the law to allow him to withdraw his guilty plea?
MR. LONARDO: Because, because to do otherwise would grant a manifest injustice, Judge.
THE COURT: Motion to Withdraw Guilty Plea is overruled.

Turning to the question of sentencing under the plea of guilty, Judge Elliston recited Waring’s criminal history as set forth in the PSR — a felony stealing conviction in 1978, eleven traffic convictions between April 1978 and October 1979, one resisting arrest and two DWI convictions in September and October 1980, and a felony robbery conviction in 1982. After Waring confirmed these prior convictions, Judge Elliston stated:

Well, I don’t think I need to go any further in this pre-sentence investigation report. I can’t imagine any court in the state of Missouri placing you on probation with that traffic record and you’re a twice-convicted felon.
Now ... I’m not going to follow the plea bargain at all. So be — and I can’t imagine why you haven’t been filed upon as a persistent offender. You deserve closer to the maximum of 15 years than ... you do probation.
The manifest injustice would have been to have gone along with this plea bargain and put you, with your driving record, your conviction of a Class A felony, and your conviction of a Class C felony, on probation, back out there among the public.
I am not following the plea bargain. I will allow you to withdraw your plea bargain. If you don’t withdraw your plea bargain ... I will sentence you to five years in the Department of Corrections.

After consulting with his wife and counsel, Waring elected to withdraw his guilty plea and proceed to trial. Judge Elliston increased bail to $50,000 because “if this is filed as a persistent offender, with a Class A felony and a felonious stealing, a jury1 on involuntary manslaughter will give this man somewhere in between ten and fifteen years, so figuring the ten at 5,000 a year ... I consider the 50,000 to be adequate bail.” At the conclusion of the sentencing proceedings, the court commented:

Gentlemen, let me also say something else to the attorneys. Now if this plea bargain form had been filled out properly up here in this heading which says “Prior convictions” to reflect that this man had two prior felonies, we wouldn’t have been wasting our time from July until this time. There’s no way that I will ever imagine putting anybody on probation for involuntary manslaughter that’s been convicted of two prior felonies, especially when one of them’s been a Class A felony.

Waring was then tried as a “persistent or dangerous offender,” and a jury convicted him of involuntary manslaughter, a Class C felony for which the authorized prison term was “not to exceed fifteen years.” Mo.Rev. Stat. § 558.016.3(2) (1979). Seven weeks later, Waring appeared before Judge Elliston for sentencing. The defense urged probation and presented testimony by Waring, his wife, and his employer. During the course of that testimony, Judge Elliston learned that Waring committed the involuntary manslaughter while on probation for his 1982 felony conviction. After hearing this evidence, the court stated:

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Bluebook (online)
7 F.3d 753, Counsel Stack Legal Research, https://law.counselstack.com/opinion/walter-dean-waring-v-paul-delo-superintendent-potosi-correctional-ca8-1993.