Wachovia Bank, N.A. v. Superior Constr. Corp.

2010 NCBC 9
CourtNorth Carolina Business Court
DecidedApril 23, 2010
Docket07-CVS-21256
StatusPublished

This text of 2010 NCBC 9 (Wachovia Bank, N.A. v. Superior Constr. Corp.) is published on Counsel Stack Legal Research, covering North Carolina Business Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wachovia Bank, N.A. v. Superior Constr. Corp., 2010 NCBC 9 (N.C. Super. Ct. 2010).

Opinion

Wachovia Bank, N.A. v. Superior Constr. Corp., 2010 NCBC 9.

STATE OF NORTH CAROLINA IN THE GENERAL COURT OF JUSTICE SUPERIOR COURT DIVISION COUNTY OF MECKLENBURG 07 CVS 21256

WACHOVIA BANK NATIONAL ) ASSOCIATION, and PRESERVE ) HOLDINGS, LLC, as Substituted ) Successor Plaintiff, ) Plaintiff ) ) ORDER AND OPINION v. ) ON MOTION FOR ) JUDGMENT ON THE PLEADINGS SUPERIOR CONSTRUCTION ) CORPORATION, GEORGE ) ROUNTREE, III, Receiver for Intracoastal ) Living, LLC; WESTERN SURETY ) COMPANY and COASTAL SASH & DOOR, ) Defendants )

THIS CAUSE, designated a complex business case by Order of the Chief Justice

of the North Carolina Supreme Court, pursuant to Rules 2.1 and 2.2 of the General

Rules of Practice for the Superior and District Courts, and assigned to the undersigned

Special Superior Court Judge for Complex Business Cases, is before the court upon

Plaintiff Preserve Holdings, LLC’s Motion for Judgment on the Pleadings (the “Motion”)

pursuant to the provisions of Rule 12(c), North Carolina Rules of Civil Procedure

(“Rule(s)”); and

After considering the arguments, briefs, other submissions of counsel and

appropriate matters of record, as discussed infra, the court concludes that the Plaintiff’s

Motion should be GRANTED, for the reasons stated herein.

K&L Gates, LLP by John R. Gardner, Esq. for Plaintiff Wachovia Bank National Association. Andresen and Arronte, PLLC by Julian M. Arronte, Esq. and Mark E. Carlson, Esq. for Plaintiff Preserve Holdings, LLC.

Shumaker, Loop & Kendrick, LLP by Steele B. Windle, III, Esq. for Defendant Superior Construction Corporation.

Rountree, Losee & Baldwin, LLP by Geoffrey A. Losee, Esq. for George R. Rountree, III, Esq., Receiver for Intracoastal Living, LLC.

Conner Gwyn Schenck, PLLC by C. Hamilton Jarrett, Esq. and Douglas P. Jeremiah, Esq. for Defendant Western Surety Company.

Shipman & Wright, LLP by James T. Moore, Esq. for Defendant Coastal Sash & Door.

Jolly, Judge.

I.

PROCEDURAL BACKGROUND

[1] On October 23, 2007, Plaintiff Wachovia Bank National Association

(“Wachovia”) filed its Complaint. This Complaint seeks a judicial determination by way

of declaratory judgment that a lien created by Wachovia’s deed of trust on that parcel of

real estate located in Brunswick County, North Carolina, as described in deeds

recorded in Book 1972 at pages 1033 and 1037, Brunswick County, Registry (“the

Property”), is prior to a claim of lien on the same Property for labor and materials filed

by Defendant Superior Construction Corporation (“Superior”).

[2] On January 14, 2008, Superior served and filed its Answer. Superior did

not raise any counterclaim in the Answer, and no responsive pleading was required of

Wachovia.

[3] On July 24, 2008, Defendant Western Surety Company (“Western”) filed a

Motion to Intervene pursuant to Rule 24. [4] On September 15, 2008, Preserve Holdings, LLC (“Preserve”) filed a

Motion to Substitute (the “Preserve Motion”) itself as a party Plaintiff in the stead of

Plaintiff Wachovia.

[5] On October 15, 2008, the court granted the Preserve Motion, and ordered

that Preserve thereafter be substituted as the party Plaintiff in this civil action for all

purposes, and that the case caption be changed to reflect Preserve’s position as the

Plaintiff.

[6] On November 3, 2008, Preserve filed its Motion.

[7] On November 24, 2008, the court granted Western’s Motion to Intervene

as a party Defendant.

[8] On December 4, 2008, Western filed its Answer, which contained a

crossclaim against Superior and George Rountree, Receiver (“Receiver”) for

Intracoastal Living, LLC (“Intracoastal”). By way of its crossclaim, Western sought

declaratory relief pursuant to Rule 57 and N.C. Gen. Stat. § 1-253 et seq. (hereinafter,

all references to the North Carolina General Statutes will be to “G.S.”), asking the court

for determination of the priority of Western’s claim to the balance of funds owing to

Superior with regard to a specific contract entered into by Superior and Intracoastal.

[9] On January 9, 2009, Intracoastal filed its Answer to Western’s crossclaim.

[10] On February 19, 2009, Wachovia voluntarily dismissed with prejudice its

claims propounded against Defendant General Electric Company GE Consumer &

Industrial Products Division.

[11] The Motion has been briefed and is ripe for determination. II.

FACTS

Among other things, the Complaint alleges, and the Answers admit:

[12] Intracoastal entered into a construction agreement with Superior wherein

Superior, as general contractor, agreed to construct improvements on a multi-building

condominium project (the “Property”) in Brunswick County known as the Preserve. 1

The first contract (“First Contract”) between these entities involved the construction of

two Preserve condominium buildings (“Buildings Two and Three”) and a clubhouse

(collectively the “Project”). 2 The First Contract amount was $19,300,000, subject to

additions and deductions. 3

[13] On May 14, 2005, Western issued a payment bond (“Bond”) in connection

with the First Contract. 4 As of December 10, 2008, the date on which Western filed its

answer to the Complaint, Western had made payments pursuant to the Bond to

companies supplying labor and/or materials to Superior in connection with the First

Contract totaling $1,623,759.30; and as a result, Western claims an interest in the funds

at issue in this action. 5

[14] To secure a loan made by Wachovia to Intracoastal, Intracoastal executed

and delivered to Wachovia a construction loan agreement dated May 19, 2005; a

promissory note dated May 19, 2005, in the principal sum of $22,835,000 and a deed of

trust dated May 19, 2005, recorded in Book 2148 at page 860, Brunswick County

1 Superior Ans., ¶ 8; Western Ans., ¶ 8. 2 Superior Ans., ¶ 9; Western Ans., ¶ 9. 3 Superior Ans., ¶ 10; Western Ans., ¶ 10. See also Compl., ¶ 29; Superior Ans., ¶ 29; Western Ans., ¶ 29. 4 Western Resp. Br. Opp. Mot. J. Pleadings, 2. 5 Id., 3. Registry. 6 The deed of trust undertook to use the Property to secure the construction

loan by Wachovia.

[15] Portions of the Project have been completed, and certain condominium

units in Buildings Two and Three have been sold to third parties. 7

[16] Superior filed a claim of lien on the Property on September 25, 2007. 8 In

this claim of lien, Superior alleged that it first furnished labor and material to the Project

on April 22, 2005, and was then owed $1,286,000 by Intracoastal for the work

performed. 9 This claim of lien has been cancelled. 10 Superior filed another claim of lien

on the Property on October 12, 2007, in the amount of $952,091 (the “Lien”). 11

[17] At the time Superior submitted its first two applications for payment for

work performed on the Project, it submitted with each application a document entitled

“Partial Waiver of Lien” (herein “Waiver(s)”), dated May 11, 2005, and June 9, 2005,

respectively. 12

[18] The Waivers, attached to the Complaint as Exhibits Two and Three,

contain identical boiler-plate provisions and differ primarily in the sum of the draw

amount requested by Superior, the date through which Superior waived and released its

lien rights and the identity of the signatory. Exhibit Three states in pertinent part that

Superior, in consideration for $856,363.50, the sum of its then-current draw request of

$572,863.50 and the prior draw request of $283,500.00, does hereby:

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