Virgin Islands Bar v. Brusch

49 V.I. 409, 2008 V.I. Supreme LEXIS 11
CourtSupreme Court of The Virgin Islands
DecidedMarch 3, 2008
DocketS. Ct. BA Nos. 2007/64, 2007/65
StatusPublished
Cited by24 cases

This text of 49 V.I. 409 (Virgin Islands Bar v. Brusch) is published on Counsel Stack Legal Research, covering Supreme Court of The Virgin Islands primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Virgin Islands Bar v. Brusch, 49 V.I. 409, 2008 V.I. Supreme LEXIS 11 (virginislands 2008).

Opinion

CABRET, Associate Justice; SWAN, Associate Justice; and ROSS, Justice Pro Tem.1

MEMORANDUM OPINION

(March 3, 2008)

The Virgin Islands Bar, by and through the Ethics and Grievance Committee (the “Bar”), filed two petitions with this Court for disciplinary action against respondent, Attorney Stephen A. Brusch (“Brusch”). The two petitions allege that Brusch violated several rules of the Model Rules of Professional Conduct relating to his failure to communicate with clients and remit funds due to clients. In both petitions, the Bar recommends that we disbar Brusch. For the reasons which follow, we find that Brusch has violated some of the most important ethical duties an attorney owes to his clients and that the only appropriate sanction is disbarment.

I. JURISDICTION AND STANDARD OF REVIEW

The Virgin Islands Code vests the Supreme Court with “exclusive jurisdiction to regulate the admission of persons to the practice of law and the discipline of persons admitted to the practice of law.” V.I. Code Ann. tit. 4, § 32(e) (2007 Supp.). The disciplinary procedures adopted by the Court require the Bar’s Ethics and Grievance Committee to obtain an [412]*412order from this Court to disbar an attorney from the practice of law in the Virgin Islands. See V.I. S. Ct. R. 207.4.3(b)(II)(3).2 In reviewing the record in this case and the Memorandum of Decision entered by the Bar’s adjudicatory panel, we exercise independent judgment with respect to both findings of fact and conclusions of law on all issues, including the sanction recommended by the Bar. See Restatement (Third) of the Law Governing Lawyers § 5, intro. note (2000).3 Under our independent review, we carefully consider the adjudicatory panel’s analysis, but must separately determine, like the adjudicatory panel, whether there is clear and convincing evidence that the respondent violated the Model Rules of Professional Conduct. See VISCR 207.4.4; Model Rules for Lawyer Disciplinary Enforcement R. 18(C) (2007);4 Salve Regina College v. Russell, 499 U.S. 225,232-33, 111 S. Ct. 1217, 1221-22, 113 L. Ed. 2d 190 (1991) (independent review of lower tribunal’s disciplinary analysis requires careful review of legal analysis); Matter of the Disciplinary Proceedings of Phelps, 637 F.2d 171, 177 (10th Cir. 1981) (exercised independent review of evidence to determine whether there was clear and convincing proof that attorney was guilty of misconduct); In re Discipline of Droz, 160 P.3d 881, 884-85 (Nev. 2007) (exercised independent judgment to determine whether discipline was warranted). Our review in this respect is virtually de novo, except we do not hear and consider anew live testimony. See Phelps, 637 F.2d at 176. If we find that the respondent has violated the rules, we must also decide whether to adopt the panel’s recommended discipline or whether some other type of discipline is warranted. See Droz, 160 P.3d at 884-85.

[413]*413II. FACTS AND BACKGROUND: S. CT. BA NO. 2007-64

The petition in this case arose out of a grievance filed against Brusch by a former client, Julio Colon, Jr. (“Colon”). Colon was incarcerated when he retained Brusch to handle certain probate and property matters. In late June of 2002, Colon paid Brusch a total of $10,000.00 as a retainer for the representation. In a letter dated July 17, 2002, Colon urged Brusch to take immediate action to prevent the sale of certain real estate that was the subject of his representation. It is unclear whether Brusch took any action on the matter, but on November 3, 2003, Colon sent Brusch a letter advising him that he had retained another attorney. In the letter, Colon complained about the complete lack of communication from Brusch, and Colon demanded an immediate refund of the unearned portion of the retainer. Brusch never responded to Colon’s letter. On February 3, 2004, Colon’s new attorney, who had repeatedly demanded, but was unsuccessful in obtaining a refund, sent a letter to Brusch protesting Brusch’s broken promises to repay the unearned retainer. In the letter, Colon’s new attorney warned that if he did not hear from Brusch by the close of business that day, he would recommend that Colon file a grievance with the Bar.

Colon filed his grievance against Brusch with the Bar on February 19, 2004. In the grievance, Colon alleged that Brusch came to see him only once, and as far as Colon knew, Brusch never did anything else on his case. Colon asserted that Brusch had still not repaid the unearned retainer. On July 8, 2004, the Bar notified Brusch of the grievance. The notice generally informed Brusch about the grievance, the appointment of the adjudicatory panel members, and the opportunity to seek recusal of the appointed members. Brusch did not respond to the letter. In a letter dated November 22, 2004, the case investigator assigned to the grievance forwarded Brusch a copy of the grievance and the supporting materials supplied by Colon. The letter requested Brusch to respond to the grievance by December 20, 2004. Brusch did not reply to the grievance, and on the morning of December 28, 2004, the case investigator faxed him a letter requesting a response by noon that day. Again, Brusch failed to respond.

The adjudicatory panel chairperson scheduled a hearing on the grievance to take place on September 7, 2006. The panel notified Brusch of the hearing in a notice that was both hand-delivered to Brusch’s office [414]*414on August 1, 2006, and sent by United States certified mail. The hearing notice reiterated the allegations in Colon’s grievance and noted that Brusch did not contest the allegations. The notice also stated, among other things, that if Brusch failed to appear at the hearing, the panel could proceed with “an adjudication of the Grievance and the imposition of sanctions on a default basis.” (Colon v. Brusch, No. 22/2003-STT, Hr’g Notice 5.) Brusch did not request a continuance and failed to appear at the hearing.

Following the hearing, the adjudicatory panel issued a Memorandum of Decision concluding that Brusch violated the following Model Rules of Professional Conduct: Rule 1.4(a)(4) (duty to communicate with clients), Rules 1.5(a)-(b) (rules governing fee agreements with clients), and Rule 1.16(d) (attorney’s duties upon terminating representation).5 See MODEL Rules of Professional Conduct (2007). After considering numerous factors contained in the American Bar Association’s Standards for Imposing Lawyer Sanctions,6 the panel determined that Brusch should be disbarred from practicing law in the Virgin Islands.

The Bar subsequently filed the instant petition requesting that the Court disbar Brusch. The Bar also petitioned the Court for the immediate interim suspension of Brusch based on the misconduct alleged in the two Petitions presently before the Court.

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Bluebook (online)
49 V.I. 409, 2008 V.I. Supreme LEXIS 11, Counsel Stack Legal Research, https://law.counselstack.com/opinion/virgin-islands-bar-v-brusch-virginislands-2008.