Kendall v. Russell

572 F.3d 126, 52 V.I. 1021, 2009 U.S. App. LEXIS 15390, 2009 WL 2005137
CourtCourt of Appeals for the Third Circuit
DecidedJuly 13, 2009
Docket08-1212
StatusPublished
Cited by73 cases

This text of 572 F.3d 126 (Kendall v. Russell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kendall v. Russell, 572 F.3d 126, 52 V.I. 1021, 2009 U.S. App. LEXIS 15390, 2009 WL 2005137 (3d Cir. 2009).

Opinions

OPINION OF THE COURT

(July 13, 2009)

JORDAN, Circuit Judge

Leon A. Kendall, a judge of the Superior Court of the Virgin Islands, filed this suit against members of the Virgin Islands Commission on Judicial Disabilities (the “Commission”), alleging that Virgin Islands Act No. 3876 (the “Commission Act” or the “Act”), which empowers the Commission to remove judges of the Superior Court, violates the separation of powers principle inherent in the Revised Organic Act of 1954 (the “ROA”). 48 U.S.C. §§ 1541 et seq. The Commission asked the District Court to abstain from hearing the case, but the Court declined and entered judgment for Judge Kendall, declaring that the Commission Act does indeed violate the ROA and enjoining the Commission members from initiating or continuing removal proceedings against Judge Kendall. Now, four members of the Commission, Ronald A. Russell, Bruce Marshack, Robert Molloy, and Luis Morales, appeal the District Court’s judgment.1 Because we conclude that the District Court did not err by [1025]*1025refusing to abstain and that the legislation at issue is in violation of the ROA, we will affirm.

I. Background

A. Establishment of the Commission

On September 9, 1976, the Legislature of the Virgin Islands passed the Commission Act, which instituted significant changes involving the judicial system of the Virgin Islands. One of those changes was the creation of the Commission. V.I. CODE Ann. tit. 4, §§ 651-59. The Act grants the Commission the “power to retire or remove a magistrate or judge of the Superior Court of the Virgin Islands” and lists as grounds for removal conviction of a felony, willful misconduct in office, willful and persistent failure to perform judicial duties, a mental or physical disability that seriously interferes with the performance of judicial duties, or any other conduct that is prejudicial to the administration of justice or brings the judicial office into disrepute. Id. §§ 651, 656.

The Act further specifies that the Commission is to be composed of two members appointed by the Governor of the Virgin Islands, two members appointed by the President of the Virgin Islands Legislature, and one member appointed by the Board of Governors of the Virgin Islands Bar Association. Id. § 652. Members of the judiciary are not eligible to serve on the Commission. Id.

The Commission may investigate a judge’s health or conduct on its own initiative or following a complaint. Id. § 657(b)(1). Before the Commission can issue an order affecting a judge’s tenure, it must hold a hearing. Id. A judge who is subject to a Commission hearing must be given notice of the hearing and of the nature of the matters under inquiry. Id. § 657(b)(2). The judge is entitled to attend the hearing, be represented by counsel, present evidence on his own behalf, and confront and cross-examine witnesses. Id. Following a hearing, the Commission makes determinations regarding the conduct or health of the judge concerned. Id. § 657(b)(3). The concurrence of at least four members is required for the Commission to make a determination for removal or retirement. Id.

According to the terms of the Act, if the Commission makes a determination for removal or retirement, it must file an order in the District Court of the Virgin Islands. Id. §§ 656(a), (b), 657(b)(3). The Act provides that the judge who is the subject of the order may then petition [1026]*1026the District Court to review the order. Id. § 659. After reviewing the proceedings that give rise to the order, the District Court is ostensibly empowered to affirm, reverse, or remand the order to the Commission for further proceedings. Id. The District Court is directed to follow the rules of procedure governing appeals in civil actions, and its determinations are to be final and conclusive. Id.

B. Judge Kendall and the Commission

In 2003, Leon A. Kendall was appointed to serve as a judge of the Superior Court of the Virgin Islands. In June 2007, Judge Kendall received a letter informing him that the Commission had received and planned to investigate two complaints against him. The Commission served Judge Kendall with two documents on November 16, 2007, each styled as an “Order and Notice of Hearing,” and each bearing a distinct case number and hearing date.

Judge Kendall considered the pending hearings to be “continuing looming threats” to his judicial independence.2 (See App. II at 66.) On October 4, 2007, he filed a complaint in the District Court of the Virgin Islands against the members of the Commission in their official capacities. In his suit, Judge Kendall sought a judgment declaring that the provisions of the Act granting the Commission the power to investigate and remove Superior Court judges constitute a violation of the separation of powers principle inherent in the ROA. He also petitioned the Court to enjoin members of the Commission from commencing or continuing removal proceedings against him.

The next day, October 5, Judge Kendall filed a Motion for a Preliminary Injunction. The District Court consolidated the hearing on the motion with a trial on the merits and heard testimony and arguments on December 13, 2007. On January 16, 2008, the Court issued a judgment in favor of Judge Kendall, holding that the provisions of the Act empowering the Commission to remove Superior Court judges violate the ROA, and enjoining Commission members from initiating or continuing removal proceedings against Judge Kendall.

[1027]*1027The Court also issued a thorough memorandum opinion explaining its decision. It began by determining that it had jurisdiction over the case and that Judge Kendall had standing to bring his claims. It then turned to whether it had discretion to abstain from considering the claims because of the ongoing Commission proceedings. After analyzing the case law on Younger abstention,3 the Court focused on whether the removal proceedings provided an opportunity for judicial review of Commission orders and a forum for Judge Kendall to raise his separation of powers claims. The Court noted that, under the Act, Commission orders do not take effect until they are approved by the District Court. The Court held, however, that it actually had no jurisdiction to review such orders and that the Legislature of the Virgin Islands could not expand the jurisdiction of a federal court. Consequently, the District Court concluded that it could not review the Commission’s orders and that judicial review of Commission proceedings is thus effectively unavailable. According to the District Court, since the Commission proceedings are not subject to judicial review, they are not judicial in nature and do not provide an adequate forum for Judge Kendall to raise his separation of powers concerns. Based on that reasoning, the Court determined that the Younger factors weighed against abstention and in favor of reviewing Judge Kendall’s claims.

Next, the Court turned to the merits of those claims. It began by establishing that, for a local legislature to have the power to remove a judge, the legislature must be expressly granted that power by some legal authority, usually a state constitution.

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Cite This Page — Counsel Stack

Bluebook (online)
572 F.3d 126, 52 V.I. 1021, 2009 U.S. App. LEXIS 15390, 2009 WL 2005137, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kendall-v-russell-ca3-2009.