Vines v. University of Louisiana

398 F.3d 700, 2005 U.S. App. LEXIS 1424, 95 Fair Empl. Prac. Cas. (BNA) 144, 2005 WL 189713
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 28, 2005
Docket03-31172
StatusPublished
Cited by48 cases

This text of 398 F.3d 700 (Vines v. University of Louisiana) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vines v. University of Louisiana, 398 F.3d 700, 2005 U.S. App. LEXIS 1424, 95 Fair Empl. Prac. Cas. (BNA) 144, 2005 WL 189713 (5th Cir. 2005).

Opinion

EMILIO M. GARZA, Circuit Judge:

The University of Louisiana at Monroe 1 and the Board of Trustees, University of Louisiana System (hereinafter collectively “ULM”) appeal the district court’s denial of their motion for permanent injunction under the “relitigation exception” to the Anti-Injunction Act claiming that the doctrines of res judicata and collateral estop-pel preclude Dwight Vines’ and Van McGraw’s age discrimination suit filed in state court. We find that all of the elements of ULM’s 'collateral estoppel claim have been satisfied and that the instant case falls within the relitigation exception to the Anti-Injunction Act. We therefore REVERSE and REMAND to the district court to enter an injunction preventing Vines and McGraw from proceeding with their state age discrimination claims against ULM.

I

Vines and McGraw are former administrators and faculty members of ULM. After serving a sufficient number of years to qualify for retirement benefits under the Teachers’ Retirement System of Louisiana (“TRSL”), Vines voluntarily elected to retire in 1991 and McGraw elected to retire in 1989. Pursuant to the TRSL, they each received retirement benefits for life and one-hundred percent of their average compensation during their previous three years. Vines-and McGraw were simultaneously rehired on a year-to-year basis and each worked for five years, receiving retirement benefits in addition to a salary for work performed. In January 1996, the University of Louisiana System adopted a policy prohibiting the re-employment of retirees on a regular full-time basis and Vines and McGraw were notified that they would not be rehired for the 1996-97 academic year.

Vines and McGraw filed identical suits in federal and state court, claiming ULM violated the federal Age Discrimination in Employment Act (“ADEA”) (29 U.S.C. § 621 (2004) et. seq.) and Louisiana Employment Discrimination Law (“LAEDL”) (La.Rev.Stat. Ann. § 23:301 (2004) et seq.) by prohibiting re-employment of retirees, paying the plaintiffs less than younger professors, and increasing their workloads. ULM removed the state court suit under federal question jurisdiction and the cases were consolidated. The Equal Employment Opportunity Commission (“EEOC”) then instituted a separate action in federal court, naming Vines and McGraw as aggrieved parties, alleging violations of the ADEA by ULM. The EEOC action was also consolidated with Vines’ and McGraw’s cases.

ULM filed a motion for summary judgment seeking dismissal of all the remaining ADEA claims based upon Kimel v. Florida Board of Regents, 528 U.S. 62, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000). The district court concluded that it lacked jurisdiction over Vines’ and McGraw’s ADEA claims, but that the EEOC was not barred from asserting those claims on their behalf. Vines’ and McGraw’s state law claims were remanded to state court. *704 The district court then granted ULM’s motion for summary judgment dismissing the EEOC lawsuit, finding that ULM’s policy did not violate the ADEA. The EEOC sought to appeal the judgment, but then voluntarily dismissed the appeal.

ULM filed a peremptory exception of res judicata/collateral estoppel in the present case in state court, arguing that Vines and McGraw asserted the same claims and issues previously litigated and decided adversely to them in federal court. The Louisiana trial court granted the exception, dismissing the state claims with prejudice after finding that the federal principles of res judicata applied to , bar the suit. The court noted that the federal court decision was rendered by a court of competent jurisdiction, the decision was final and on the merits, the EEOC and the plaintiffs were in privity, and the causes of action -arose from the same nucleus of operative facts. The Second Circuit Court of Appeal in Louisiana reversed the trial court judgment, which had granted an exception of res judicata in favor of ULM, and reinstated the state court action, concluding that privity did not exist between Vines and McGraw and the EEOC. Vines v. Northeast La. Univ., 839 So.2d 979, 987 (La.App. 2 Cir. 3/5/03). ULM’s request for en banc rehearing in the Second Circuit and their application for writ to the Louisiana Supreme Court were denied. Vines v. Northeast La. Univ., 853 So.2d 638, 638 (La.9/19/03).

ULM filed a motion under the “relitigation exception” of the Anti-Injunction Act with the Western District of Louisiana seeking to enjoin Vines and McGraVs lawsuit in state court based on the' federal court’s decision in favor of ULM against the EEOC. The district court denied the permanent injunction and ULM appealed to this court.

II

We generally review a district court’s denial of a motion for a permanent injunction for abuse of discretion. See St. Paul Mercury Ins. Co. v. Williamson, 332 F.3d 304, 308 (5th Cir.2003). The application of the relitigation exception to the Anti-Injunction Act, however, is a question of law and therefore we review the district court’s denial of ULM’s motion for a permanent injunction de novo. Id.

The Anti-Injunction Act generally prohibits federal courts from interfering with proceedings in state court. 28 U.S.C. § 2283 (2004). There are only three specific circumstances in which a federal .court can enjoin a state court proceeding, when it is: (1) expressly authorized by a federal statute; (2) necessary to assert jurisdiction; or (3) necessary to protect or effectuate a prior judgment by a federal court. Id.; St. Paul Mercury Ins. Co., 332 F.3d at 308-09. The third exception is referred t,o as the “relitigation” exception. “The relitigation exception was designed to permit a federal court to prevent state litigation of an issue that previously was presented to and decided by the federal court. It is founded in the well-recognized concepts of res judicata and collateral estoppel.” Chick Kam Choo v. Exxon Corp., 486 U.S. 140, 147, 108 S.Ct. 1684, 100 L.Ed.2d 127 (1988).

There are two related doctrines of preclusion: (1) claim preclusion, commonly referred to as res judicata, and (2) issue preclusion, known as collateral estoppel. See Montana v. United States, 440 U.S. 147, 153, 99 S.Ct. 970, 59 L.Ed.2d 210 (1979). In order to determine if the relitigation exception to the Anti-Injunction Act is applicable to preclude litigation of a claim in state court under the doctrine of res judicata, this court applies a four-part test. “First, the parties in a later action must be identical to (or at least in privity *705 with) the parties in a prior action.

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398 F.3d 700, 2005 U.S. App. LEXIS 1424, 95 Fair Empl. Prac. Cas. (BNA) 144, 2005 WL 189713, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vines-v-university-of-louisiana-ca5-2005.