Vidal v. Venettozzi

Court of Appeals for the Second Circuit·Decided April 1, 2026·No. 24-2548·Published

Opinion

24-2548-pr Vidal v. Venettozzi

In the

United States Court of Appeals For the Second Circuit

August Term, 2025

(Argued: September 22, 2025 Decided: April 1, 2026)

Docket No. 24-2548

JOSEPH VIDAL,

Plaintiff-Appellant,

–v.–

DONALD E. VENETTOZZI, Director of Special Housing Unit, Inmate Disciplinary Program, ERIC GUTWEIN, Commissioner Hearing Officer, WAYNE CARROLL, Recreation Supervisor, Disciplinary Employee Assistant, BRYAN P. ANSPACH, Disciplinary Office Assistant, in their Personal and Individual Capacities,

Defendants-Appellees. *

Before: ROBINSON and MERRIAM, Circuit Judges. †

* The Clerk of Court is respectfully directed to amend the caption as reflected above.

† Circuit Judge Alison J. Nathan was originally a member of the panel but was unable to participate in consideration of this matter. Pursuant to this Court’s Internal Operating Procedures, the appeal was heard and decided by the remaining members of the panel, who are in agreement. See 2d Cir. IOP E(b).

Plaintiff-Appellant Joseph Vidal appeals from a judgment of the United States District Court for the Southern District of New York (Román, J.) granting summary judgment to several New York Department of Corrections and Community Supervision (“DOCCS”) officials on his Fourteenth Amendment procedural due process claim. Following a prison disciplinary hearing, Vidal was sentenced to 270 days—approximately nine months—of confinement in the special housing unit (“SHU”); he ultimately served at least 180 days. Vidal contends that he was denied basic procedural protections at his disciplinary hearing, including the opportunity to call witnesses and present documentary evidence in his defense.

The district court concluded that Vidal’s sentence and SHU confinement did not implicate a protected liberty interest under the governing standard derived from Sandin v. Conner, 515 U.S. 472 (1995), and this Court’s subsequent precedents, and therefore that no due process protections were required.

We disagree. Vidal’s term of disciplinary segregation—whether we focus on the 270 days imposed, the 180 days served, or any other potentially applicable length of confinement—constitutes an atypical and significant hardship based on duration alone and thus implicates a liberty interest that triggers due process protections. We therefore VACATE the judgment and REMAND for further proceedings consistent with this opinion.

AMIT JAIN (Devi M. Rao, Wynne Muscatine Graham, Nethra K. Raman, on the brief), MacArthur Justice Center, Washington, D.C., for Plaintiff-Appellant.

ANDREA W. TRENTO, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Judith N. Vale, Deputy Solicitor General, on the brief), for Letitia James, Attorney General of the State of New York, New York, NY, for Defendants-Appellees.

Matthew Marchiori, Hogan Lovells US LLP, Washington, D.C., Patience M. Tyne, Hogan Lovells US LLP, New York, NY, for Amici Curiae

Former Corrections Officials, in Support of Plaintiff-

Appellant.

ROBINSON, Circuit Judge:

Plaintiff-Appellant Joseph Vidal appeals from a judgment of the United States District Court for the Southern District of New York (Román, J.) granting summary judgment to several New York Department of Corrections and Community Supervision (“DOCCS”) officials on his Fourteenth Amendment procedural due process claim. Following a prison disciplinary hearing, Vidal was sentenced to 270 days—approximately nine months—of disciplinary segregation in the special housing unit (“SHU”); he ultimately served at least 180 days— approximately six months—in the SHU before he returned to the general population. Vidal contends that he was denied basic procedural protections at his disciplinary hearing, including the opportunity to call witnesses and present documentary evidence in his defense.

The district court concluded that Vidal’s sentence and SHU confinement did not implicate a protected liberty interest under the governing standard derived from Sandin v. Conner, 515 U.S. 472 (1995), and this Court’s subsequent precedents, and therefore that no due process protections were required.

We disagree. Whether we focus on the 270-day term of disciplinary segregation imposed, the 180 days Vidal ultimately served in the SHU pursuant to this sentence, or any of the other potentially applicable periods of his disciplinary confinement, Vidal’s disciplinary segregation constitutes an atypical and significant hardship based on duration alone and thus implicates a protected liberty interest and triggers due process protections. We therefore VACATE the judgment and REMAND for further proceedings consistent with this opinion.

BACKGROUND 1

I. Factual Background At the time of the events giving rise to this action, Vidal was in the custody of DOCCS and incarcerated at Green Haven Correctional Facility. Defendants Donald E. Venettozzi, Eric Gutwein, Wayne Carroll, 2 and Bryan P. Anspach were DOCCS employees working at Green Haven.

A. The March 6, 2015, Incident The March 6, 2015, incident that ultimately led to this litigation occurred when Vidal was serving a prior disciplinary sentence imposed for the period from February 22, 2015, through May 23, 2015. That sentence commenced in the SHU. The parties dispute whether, at the time of the March 6 incident, Vidal had been serving this term in the SHU or whether he had transitioned to serving his sentence on keeplock status within the general population.

In any event, on March 6, 2015, Vidal was transferred to the A-Block at Green Haven Correctional Facility. Upon his arrival, a correctional officer told

1 The facts are drawn from the defendants’ Rule 56.1 statement, Vidal’s response to Defendants’ Rule 56.1 statement, and Vidal’s verified complaint, which is treated as an affidavit for summary judgment purposes given that Vidal was not represented by counsel in the district court. See Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir. 1995), abrogated on other grounds by Tangreti v. Bachmann, 983 F.3d 609, 618 (2d Cir. 2020). Unless otherwise noted, the recited facts are undisputed.

2Defendant Carroll’s last name is misspelled throughout the record. This opinion uses the correct spelling.

Vidal he could not bring all the property he was carrying into the unit. Vidal contends that he then explained that he was authorized to possess the excess bags containing legal materials pursuant to approval from the superintendent and a DOCCS Directive, but the correctional officer was not persuaded.

The parties offer differing accounts of the altercation that followed. Vidal testified that after he was told he could not bring the legal materials into the A- Block, he went up a set of stairs to hand them to another incarcerated individual so that the books would not be discarded. As he descended the stairs, a correctional officer punched him multiple times. The correctional officers at the scene, on the other hand, reported that after he was told he could not bring in all his property, Vidal punched the correctional officer who told him that and then punched a second correctional officer who came to assist.

Following the incident, the officers issued two Inmate Behavior Reports charging Vidal with violent conduct, creating a disturbance, assault on staff, and refusing a direct order.

B. The Disciplinary Hearing Vidal’s disciplinary hearing was held over the course of nine days between March 12, 2015, and May 11, 2015, before Hearing Officer Gutwein. Because Vidal was confined in the SHU pending the hearing, he was assigned a prison-appointed

“assistant,” Defendant Carroll, to help prepare his defense. Defendant Anspach was the officer in charge of employee assistants during the time that Defendant Carroll served as a disciplinary assistant for Vidal.

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