Vicki Lynn Drake v. Honeywell, Inc. v. Wagoner Water Heater Co., Inc.

797 F.2d 603
CourtCourt of Appeals for the Eighth Circuit
DecidedAugust 28, 1986
Docket85-5179
StatusPublished
Cited by58 cases

This text of 797 F.2d 603 (Vicki Lynn Drake v. Honeywell, Inc. v. Wagoner Water Heater Co., Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vicki Lynn Drake v. Honeywell, Inc. v. Wagoner Water Heater Co., Inc., 797 F.2d 603 (8th Cir. 1986).

Opinions

JOHN R. GIBSON, Circuit Judge.

The question presented is whether section 23(a) of the Consumer Product Safety Act, 15 U.S.C. § 2072(a) (1982), creates a private cause of action for an injury resulting from noncompliance with the product hazard reporting rules issued by the Consumer Product Safety Commission. We conclude that it does not, and therefore reverse the judgment of the district court.

I.

Vicki Lynn Drake commenced this action to recover damages for personal injuries sustained in the explosion of a liquid propane gas water heater. Drake claims that the accident was caused by a design defect in the water heater control knob designed by Honeywell. She asserts common law products liability theories of relief against Honeywell including negligence, breach of warranty, and strict liability in tort.

These state law claims come to this forum pendent to a federal claim predicated upon a private cause of action under section 23(a) of the Consumer Product Safety Act, 15 U.S.C. § 2072(a) (1982). See United Mine Workers v. Gibbs, 383 U.S. 715, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966). Section 23(a) of the Act vests a private cause of action for damages in any person who is injured by virtue of a knowing violation of a “consumer product safety rule, or any other rule or order” issued by the Consumer Product Safety Commission, and provides attorney fees to the prevailing plaintiff.1 It is significant that a section 23(a) private cause of action arises from a rule violation only. Section 23(a) does not allow a private action for violations of the statute itself. Section 15(b) of the Act, 15 U.S.C. § 2064(b) (1982), requires a manufacturer, distributor, or retailer who obtains information that reasonably supports the conclusion that its product contains a defect which could create a substantial product hazard to notify the Commission of the product defect.2 The Commission, at 16 [605]*605C.F.R. Part 1115 (1985), has promulgated rules which elaborate on the statutory reporting requirement. These rules specify, among other things, who must report to the Commission, id. § 1115.10; what information must be reported, id. § 1115.12; the form the reports must take, id. § 1115.13; and the timetable for reporting, id. § 1115.-14.

Drake claims that before the explosion which caused her injuries occurred, Honeywell had learned that the water heater control knob contained a defect which could create a substantial product hazard. She asserts that Honeywell should have reported the information to the Commission as prescribed by the rules at 16 C.F.R. Part 1115. Honeywell’s failure to comply with the reporting rules, she concludes, constitutes a violation of a rule issued by the Commission and gives rise to a private cause of action under section 23(a). She seeks recovery on the theory that had Honeywell reported the information in accordance with the Commission’s rules, the defect would have been cured or the water heater removed from the market and her injury prevented.

Honeywell moved the district court to dismiss the federal claim. It argued that a private cause of action cannot arise from noncompliance with the reporting rules at 16 C.F.R. Part 1115 because these are not the kind of rules that Congress intended to be enforced by the section 23(a) private mechanism. According to Honeywell, the purpose of 16 C.F.R. Part 1115 is merely to set forth the Commission’s interpretation of the reporting requirements imposed by Congress under section 15(b) of the Act, to provide guidance to those whose conduct may be governed by the statute. They are interpretive rules, not legislative or substantive rules. They do not establish legally enforceable obligations and therefore cannot be violated. Honeywell thus con-eludes that Drake’s claim, boiled down, is predicated not upon a violation of the rules issued pursuant to section 15(b), but upon a violation of section 15(b) itself. Section 23(a), however, is plain that only a rule violation is subject to private enforcement. A violation of the statute, Honeywell concedes, can be prosecuted by the Commission and punished with fines, injunction, or imprisonment. It does not, however, give rise to a private cause of action.

The district court denied Honeywell’s motion to dismiss. Drake v. Lochinvar Water Heater, Inc,, 618 F.Supp. 549 (D.Minn. 1985). The court acknowledged that the word “rule” is not defined in the Act. However, focusing on the plain meaning of “rule,” the district court concluded that the product hazard reporting rules issued by the Commission, even if interpretive rules, are plainly “rules” within the meaning of section 23(a). Thus, the court held that a private action can be maintained against Honeywell for its alleged violation of 16 C.F.R. Part 1115. The district court later amended its order to certify the issue for interlocutory review and this appeal followed.

II.

Section 23(a) by its terms permits a private cause of action for the violation of “a consumer product safety rule, or any other rule or order” issued by the Commission. The Act defines “consumer product safety rule,” 15 U.S.C. § 2052(a)(2), but does not define the scope of the “other rule” provision. Nonetheless, the reporting rules issued by the Commission, whether legislative or interpretive, are patently within the plain meaning of the word “rule.” Therefore, it would appear from the language of section 23(a) that a failure to comply with [606]*606the reporting rules gives rise to a private cause of action.3

Our investigation, however, only-starts with the statutory language. The question whether a statute permits a private right of action is ultimately one of congressional intent. Universities Research Association, Inc. v. Coutu, 450 U.S. 754, 770, 101 S.Ct. 1451, 1461, 67 L.Ed.2d 662 (1981). “ ‘[A] thing may be within the letter of the statute and yet not within the statute, because not within its spirit, or within the intention of its makers.’ ” United Steelworkers of America v. Weber, 443 U.S. 193, 201, 99 S.Ct. 2721, 2726, 61 L.Ed.2d 480 (1979) (quoting Church of the Holy Trinity v. United States, 143 U.S. 457, 459, 12 S.Ct. 511, 512, 36 L.Ed. 226 (1892)). To discover that intention we must not fix on a single word or sentence, but must examine the law as a whole. Panama Refining Co. v. Ryan,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

White v. Verzola
E.D. Missouri, 2020
Davids As Trustee Of Harold D. v. USDA
367 F. Supp. 3d 880 (N.D. Iowa, 2019)
St. Anthony Reg'l Hosp. v. Azar
294 F. Supp. 3d 768 (N.D. Iowa, 2018)
St. Louis Effort For AIDS v. John Huff
782 F.3d 1016 (Eighth Circuit, 2015)
Kehr Ex Rel. Kehr v. Yamaha Motor Corp., USA
596 F. Supp. 2d 821 (S.D. New York, 2008)
United States v. Clayton
Fifth Circuit, 2007
In re Cardiac Devices Qui Tam Litigation
221 F.R.D. 318 (D. Connecticut, 2004)
Simpson v. BIO-WASH PRODUCTS, INC.
172 F. Supp. 2d 372 (D. Connecticut, 2001)
Kent Village Associates Joint Venture v. Smith
657 A.2d 330 (Court of Special Appeals of Maryland, 1995)
Shalala v. St. Paul-Ramsey Medical Center
50 F.3d 522 (Eighth Circuit, 1995)
Fox v. Commissioner
1993 T.C. Memo. 277 (U.S. Tax Court, 1993)
Berry v. Chapter 13 Trustee
153 B.R. 66 (W.D. Washington, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
797 F.2d 603, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vicki-lynn-drake-v-honeywell-inc-v-wagoner-water-heater-co-inc-ca8-1986.