Vernoff v. Astrue

Court of Appeals for the Ninth Circuit·Decided June 17, 2009·No. 08-55049·Published

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

GABRIELA VERNOFF, on her own  behalf and on behalf of her minor child BRANDALYNN VERNOFF, Plaintiff-Appellant, No. 08-55049 v.

 D.C. No.

CV-04-03237-CJC

MICHAEL J. ASTRUE, of Social Security, in his official capacity, OPINION and his employees, agents and successors in office, Defendant-Appellee.

Appeal from the United States District Court for the Central District of California Cormac J. Carney, District Judge, Presiding

Argued and Submitted

May 6, 2009—Pasadena, California

Filed June 17, 2009

Before: Cynthia Holcomb Hall, Andrew J. Kleinfeld, and Barry G. Silverman, Circuit Judges.

Opinion by Judge Hall

VERNOFF v. ASTRUE 7181

COUNSEL

James T. Raetz and Wallace R. Vernoff, Coulter Vernoff & Pearson, Pasadena, California, for the appellant.

Gregory G. Katsas, Assistant Attorney General, and Kelsi Brown Corkran, Attorney, Civil Division, Department of Justice , Washington, D.C. for the appellee.

OPINION

HALL, Circuit Judge:

Gabriela Vernoff (“Vernoff”), on her own behalf and on behalf of her minor child Brandalynn Vernoff (“Brandalynn”), appeals the district court’s summary judgment in favor of the Commissioner of the Social Security Administration’s (“SSA”) denial of her claim for child survivor benefits. The SSA determined that Brandalynn did not meet the eligibility requirements because she could not establish that she was dependent upon the deceased insured at the time of his death under California law, due to her posthumous conception. Vernoff also appeals the district court’s denial of her claim that the SSA’s exclusion of certain posthumously- conceived children violates the Equal Protection Clause. We affirm.

7182 VERNOFF v. ASTRUE I. Background

Vernoff and the insured, Bruce Vernoff, were married for five years when Bruce died of accidental causes in July 1995. Shortly after his death, Vernoff directed a physician to extract five vials of Bruce’s semen. The couple had no children, and there is no evidence to suggest that Bruce consented to the procedure or had ever contemplated having a child postmortem . In June 1998, Vernoff underwent in vitro fertilization using Bruce’s sperm and Brandalynn was born March 17, 1999.

In October 1999, Vernoff filed her initial claim for child survivor benefits with the Social Security Administration, on behalf of both Brandalynn and herself, as the mother of a surviving child. Her claim was denied both by the SSA and on appeal before an Administrative Law Judge (“ALJ”) before she appealed to the district court. While her appeal was pending , this court decided Gillett-Netting v. Barnhart, 371 F.3d 593 (9th Cir. 2004), and the SSA subsequently issued an Acquiescence Ruling to the decision on September 22, 2005. See Social Security Acquiescence Ruling 05-1(9) (“SSAR”), 70 Fed. Reg. 55,656 (Sept. 22, 2005). The district court remanded the case to the SSA for further proceedings in light of the two decisions. The SSA reaffirmed its final decision in December 2006, and the district court affirmed the decision in 2007.

II. Standard of Review

We review de novo the district court’s decision to uphold the SSA’s denial of benefits. See Mayes v. Massanari, 276 F.3d 453, 458-59 (9th Cir. 2001). The agency’s final decision denying benefits must be affirmed unless the findings are based on legal error or are unsupported by substantial evidence . Id. “Considerable weight” must be given to the construction of the Act adopted by the Commissioner of the SSA, who has statutory authority to interpret and enforce the Social

VERNOFF v. ASTRUE 7183 Security Act (“Act”) under 42 U.S.C. § 405(a). See Das v. Dep’t of Health & Human Servs., 17 F.3d 1250, 1254 (9th Cir. 1994).

III. Discussion

1. The Gillett-Netting Decision

In Gillett-Netting, we contemplated the Act’s application to posthumously-conceived children for the first time. The case centered around twins conceived 10 months after their father’s passing. Gillett-Netting, 371 F.3d at 595. Their father, Netting, delayed cancer treatment in order to deposit semen for later use by his wife. Id. at 594. Before he died, he confirmed that he wanted his wife to have their child using his frozen sperm. Id. at 595.

[1] We first noted that to receive benefits under the Act, a claimant must show that: (1) he or she is a “child,” under the Act; and (2) he or she “was dependent on the insured wage earner at the time of his death.” Id. at 596 (citing 42 U.S.C. § 402(d)(1)). We then interpreted the word “child,” for purposes of 42 U.S.C. § 416(e), “to mean the natural, or biological , child of the insured.” Id. In doing so, this court held that, contrary to the SSA’s interpretation, a child did not also have to satisfy the terms of § 416(h)(2), (3) (demonstrating right to take through intestacy laws of the State and other means of establishing paternity) where parentage was not disputed. Id. at 596-97.

We next examined the dependency requirement of § 402(d). The Act does not require proof of actual dependency for those children that are deemed dependent, through a determination either that they are the legitimate child of the insured under state law or a deemed legitimate child through compliance with § 416(h). See § 402(d)(3).1 Applying Ari-

1 Section 402(d)(3) reads as follows: A child shall be deemed dependent upon his father . . . at the time . . .

7184 VERNOFF v. ASTRUE zona law, we held that the twins were the deemed dependents of Netting because they were his legitimate children under state law, which recognizes “[e]very child [as] the legitimate child of its natural parents.” Gillette-Netting, 371 F.3d at 598 (quoting Ariz. Rev. Stat. § 8-601). Netting was the “natural parent” of the twins, in turn, as the “biological father of a child born using artificial insemination” of his spouse. Id. at 599 (citing Ariz. Rev. Stat. § 25-501).2

2. The Social Security Acquiescence Ruling

[2] In the SSAR, the SSA reaffirmed its interpretation of § 416(e)—that to meet the Act’s definition of “child” for purposes of § 416(e) a child must also demonstrate a sufficient connection to the insured through compliance with § 416(h)(2), (3)—but acquiesced to Gillett-Netting’s interpretation of § 416(e) for the Ninth Circuit only. 70 Fed. Reg. 55,657. The SSAR also reaffirmed that, in the usual circumstances , this means a “child” can only be deemed a legitimate child for dependency purposes, under § 402(d)(3), if she has already first complied with § 416(h)(2) and shown that she is

[of death] unless, at such time, such individual was not living with or contributing to the support of such child and —

(A) such child is neither the legitimate nor adopted child of such individual, or

(B) such child has been adopted by some other individual.

For purposes of this paragraph, a child deemed to be a child of a fully or currently insured individual pursuant to section 416(h)(2)(B) or section 416(h)(3) of this title shall be deemed to be the legitimate child of such individual.

2 This court also specifically noted that even Arizona law would not treat every sperm donor as a “natural parent,” and thus legitimate, solely by demonstrating a biological relationship to the insured. See Gillett-Netting, 371 F.3d at 599 n.7. In Gillett-Netting, the “natural parent” requirement was satisfied because the insured was the spouse of the biological mother at the time he agreed to the posthumous conception. See Ariz. Rev. Stat. § 25-501(B).

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