Vega-Encarnacion v. Babilonia

344 F.3d 37, 2003 U.S. App. LEXIS 18935, 2003 WL 22111104
CourtCourt of Appeals for the First Circuit
DecidedSeptember 12, 2003
Docket03-1120
StatusPublished
Cited by69 cases

This text of 344 F.3d 37 (Vega-Encarnacion v. Babilonia) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vega-Encarnacion v. Babilonia, 344 F.3d 37, 2003 U.S. App. LEXIS 18935, 2003 WL 22111104 (1st Cir. 2003).

Opinion

BOUDIN, Chief Judge.

Victor Vega-Encarnación appeals from a district court order granting defendants’ motion to dismiss his civil rights complaint against eight federal officials.

According to Vega’s complaint, on February 2, 2001, Probation Officers Babilonia and Encarnación-Canales telephoned Vega and ordered him to report to the Probation Office in Hato Rey, Puerto Rico. At the time, Vega was serving a five-year term of supervised release. When Vega arrived, he was arrested by Deputy Marshals Pér-ez and Zayas for violating unspecified terms of his supervised release. Pérez and Zayas seized from Vega a number of personal items, including the keys to a Nissan Pathfinder, which Vega had left parked across the street from a 7-11 Store on Chardon Avenue near the Probation Office.

Vega says in his complaint that he was allowed to call his brother to arrange for the retrieval of his personal items and his car. According to Vega, he called his brother shortly after 3 p.m. in the presence of Encarnación, Babilonia, Pérez, and Zayas. He told his brother where the car was parked and instructed him to come to the Probation Office, recover the keys from Encarnación and Babilonia, and drive it back to Vega’s house. The defendants deny that Vega successfully contacted his brother or anyone else to arrange for the retrieval of the car.

Vega says in his complaint that his brother arrived at the Probation Office at approximately 4:50 p.m. accompanied by a paralegal who worked for Vega’s attorney. According to Vega, his brother saw that the car was not where Vega had reported it to be, and he went into the Probation Office and asked to speak with the probation officers, but was told they were unavailable. Vega says that a phone call by the paralegal to the Probation Office also proved futile. Defendants apparently deny that Vega’s brother came to the Probation Office that day.

In all events, after arresting Vega, the marshals took Vega to be booked and processed. Then, Deputy U.S. Marshals Es-cobar and Pérez used the key seized from Vega to drive Vega’s car to a secure lot. There they conducted an inventory search of the vehicle. Vega asserts that during the course of this search, Escobar and Pérez broke open Vega’s locked briefcase and discovered within it $7,000 in loose cash and 32 pill-like tablets. The marshals reported their findings to AUSA Vázquez, who in turn relayed the information to DEA agents González and Santiago. Gon-zález and Santiago then had a trained narcotics dog sniff the tablets, and the dog “alerted positive.”

Defendants admit that they seized the car and that they conducted an inventory search of it. They claim that the search was conducted in accordance with written U.S. Marshals Service guidelines. Defen *40 dants say that they found the money and the tablets in the car; they do not say whether they broke open Vega’s briefcase during the search.

DEA Agents Gonzalez and Santiago then went before a magistrate judge, seeking a search warrant for Vega’s car. Vega alleges that González and Santiago deliberately omitted from their warrant application the fact that the car had already been subject to an inventory search, which had turned up incriminating evidence. Defendants admit applying for the search warrant, but do not say whether the inventory search results were omitted from the application. The magistrate judge issued the warrant, and González and Santiago seized the cash and the tablets, which turned out to be the illegal drug known as Ecstasy.

On February 27, 2002, Vega (now in jail) filed a pro se civil action against Probation Officers Babilonia and Encarnación, Deputy U.S. Marshals Pérez and Zayas, and DEA agents González and Santiago in the federal district court in Puerto Rico. The complaint sought compensatory and punitive damages for violations of Vega’s Fourth Amendment rights. See Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). Vega later amended his complaint to add as defendants AUSA Vázquez and Deputy U.S. Marshal Escobar. The defendants answered, and thereafter moved to dismiss Vega’s amended complaint for, inter alia, failure to state a claim and lack of personal jurisdiction over AUSA Vázquez due' to insufficient service of process.

On October 28, 2002, the district court, believing defendants’ motion to be unopposed, granted it and entered judgment for the defendants. Vega’s motion to extend the filing deadline for his response to defendants' motion arrived the same day as the entry of judgment, but the district court ruled that it was moot. After filing two post-judgment motions, which were both denied, Vega filed this appeal.

In reviewing the district court’s brief, one-page order, we are uncertain of the basis for dismissal. In substance, it says only that “[ajbsent opposition, and it appearing that dismissal of the complaint is warranted due to plaintiffs failure to state a claim upon which relief can be granted, ... Defendants’ Motion to Dismiss ... is hereby GRANTED.”

Possibly dismissal was granted because Vega failed to file timely opposition. In the district court in Puerto Rico, failure to respond to a motion “renders a party susceptible to involuntary dismissal, pursuant to [Federal Rule of Civil Procedure] 41(b), for failure to prosecute.” Negron-Gaztambide v. Hernandez-Torres, 35 F.3d 25, 26 n. 4 (1st Cir.1994) (citing Local Rule 313.3 (D.P.R.)). In this case, our own review of the record suggests that, even under the prisoner mail-box rule, Morales-Rivera v. United States, 184 F.3d 109, 110-11 (1st Cir.1999), Vega’s motion to enlarge the time for his response was late by approximately one week. See Fed. R.Civ.P. 6(a); Local Rule 311.5 (D.P.R.).

Nevertheless, Vega’s tardiness does not automatically result in dismissal, NEPSK, Inc. v. Town of Houlton, 283 F.3d 1, 7 (1st Cir.2002), and the district court does not mention failure to prosecute or Local Rules 311.5 and 313.3. Given that Vega was a prisoner proceeding pro se at the time the district court entered its decision, we are doubtful that dismissal was imposed as punishment for a missed deadline, cf. Bachier-Ortiz v. Colon-Mendoza, 331 F.3d 193, 195 (1st Cir.2003) (generally reserving the sanction of dismissal for lack of prosecution to situations where plaintiffs misconduct is “serious, repeated, *41 contumacious, extreme, or otherwise inexcusable”).

Another possible reading of the district court’s order is that, “[a]bsent opposition,” the district court accepted the description of events in defendants’ motion to dismiss as accurate.

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344 F.3d 37, 2003 U.S. App. LEXIS 18935, 2003 WL 22111104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vega-encarnacion-v-babilonia-ca1-2003.