Varela v. Hi-Lo Powered Stirrups, Inc.

424 A.2d 61, 1980 D.C. App. LEXIS 396
District of Columbia Court of Appeals·Decided October 28, 1980·No. 79-477·Published·Cited by 90 cases

Opinion

NEWMAN, Chief Judge:

We consider in this case the question of what interpretation is to be given to Super. Ct.Civ.R. 3 (hereinafter Rule 3); more specifically, we must decide whether the filing of a complaint, without more, tolls the applicable statute of limitations. The pertinent facts of this case are simple: appellant Varela filed his complaint before the statutory period of limitations ran but did not attempt service (by certified mail) until three days after the period had run. 1 The trial court granted appellees’ motion to dismiss this action based on the statute of limitations.

In Part I of this opinion we discuss the evolution and previous interpretations of Rule 3 and its predecessors. In Part II, we analyze present Rule 3, and the history and theory of Rule 3’s identical federal counterpart, Fed.R.Civ.P. 3 (hereinafter Fed.R. 3), as well as their interrelationships with their respective Rule 4. In Part III, we analyze the decisions from those eight federal circuit courts of appeals which have dealt with the interpretation of Fed.R. 3. Finally, in Part IV, we hold that Rule 3 requires only the filing of a complaint to commence an action and thereby toll the statute of limitations; any questions as to lack of diligence on the part of a plaintiff in obtaining service of process are to be addressed by a motion filed pursuant to Super.Ct.Civ.R. 41(b). We reverse and remand to the trial court.

I

Rule 3, which is identical to Fed.R. 3, states:

A civil action is commenced by filing a complaint with the court.

The District of Columbia Court Reform and Criminal Procedure Act of 1970, Pub. L.No. 91-358, title I, § 111, 84 Stat. 487 (1970), codified at D.C.Code 1973, § 11-946 (hereinafter the Court Reform Act) provided for the “adoption of the Federal Rules [of Civil Procedure (hereinafter the Federal Rules)] for use in the newly formed Superi- or Court.” Rieser v. District of Columbia, 188 U.S.App.D.C. 384, 394, 580 F.2d 647, 657 (1978). While, as the court noted in Rieser, “the Federal Rules .. . from their inception have applied in all of the District of Columbia Courts, local and federal,” id. at 392, 580 F.2d at 655, the fact is that, prior to 1970, under the Municipal Court Act, D.C.Code 1940 Supp., § 11-756(b), the rules adopted by the local courts only were required to “ ‘conform as nearly as may be practicable to the forms, practice, and procedure .. . [then] obtaining under the Federal Rules of Civil Procedure.’ ” Taylor v. Yellow Cab Co. of D.C., D.C.Mun.App., 53 A.2d 691, 692 (1947) (emphasis added), quoting D.C.Code 1940 Supp., § 11-756(b).

Prior to the implementation of the Federal Rules, the court in Maier v. Independent *63 Taxi Owner’s Ass’n, 68 App.D.C. 307, 96 F.2d 579 (1938), held that “[hjaving regard to the local custom, we think the proper rule to be applied in the District of Columbia is that when a bill or declaration is filed and subpoena issued and delivered to the marshal for service before the statute has run, the statute is tolled.” Id. at 310, 96 F.2d at 582 (emphasis added). 2

The first case in the District of Columbia, decided after the effective date of the Federal Rules of Civil Procedure, which addressed the question of the interpretation of Fed.R. 3 was Reynolds v. Needle, 77 U.S. App.D.C. 53, 132 F.2d 161 (1942), where the United States Court of Appeals stated succinctly that: “[t]his [the filing of the complaint] commenced the action. Rule 3. . . id. at 54 n.l, 132 F.2d at 162 n.l, thereby implying that such commencement tolled the statute of limitations. In Clark v. Keesee, D.C.Mun.App., 136 A.2d 394 (1957), we explicitly acknowledged that “[t]he Maier case was modified by the adoption of Rule 3 of the Federal Rules.... The Reynolds case did not involve any problem of diligence and only stands for the proposition that an action is commenced upon the filing of the complaint.” Id. at 396-97. However, eleven years later, in Criterion Insurance Co. v. Lyles, D.C.App., 244 A.2d 913 (1968), we virtually ignored the changes wrought by Fed.R. 3, by Reynolds, and by Clark, and reaffirmed the earlier interpretation of the local rule as established by Maier and Huysman:

Taking cognizance of this local custom, courts in this jurisdiction have developed the rule that an action is “commenced” when the complaint is filed and the summons is issued and delivered to the Marshal for service. Ordinarily, the applicable statute of limitations stops running at this point. Our rule ... [is] based upon the principle that an action commences when a plaintiff has done all that is incumbent upon him toward the issuance and service of process. Since local custom places an extra obligation upon the initiator of a civil action, the statute of limitations ordinarily does not cease to run until that obligation is fulfilled. [Id. at 914 (emphasis added) (footnote omitted) (citations omitted).]

Two points should be noted concerning the opinion in Criterion: first, it is clear from the above passage that the court accepted the common sense notion that “commencement” of an action implied the tolling of the statute of limitations. Secondly, the court also made clear the fact that the “extra obligation” placed on a plaintiff in order to toll the statute of limitations — of delivering the summons to the marshal for service — was derived from local custom, and was now being read into the plain language of Rule 3, i. e., the additional obligation did not derive from the underlying language of the rule itself.

The Court Reform Act was passed two years after Criterion. Exercising its “plenary” power to legislate for the District of Columbia under Art. I, § 8 cl. 17 of the Constitution, see Palmore v. United States, 411 U.S. 389, 397, 93 S.Ct. 1670, 1676, 36 L.Ed.2d 342 (1973); Rieser v. District of Columbia, supra 188 U.S.App.D.C. at 388, 580 F.2d at 651, the Congress mandated the Federal Rules for use in the new Superior Court. Id., 188 U.S.App.D.C. at 394, 580 F.2d at 657. D.C.Code 1973, § 11-946, states in part:

The Superior Court shall conduct its business according to the Federal Rules *64 of Civil Procedure .. . unless it prescribes or adopts rules which modify those Rules.

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Varela v. Hi-Lo Powered Stirrups, Inc., 424 A.2d 61, 1980 D.C. App. LEXIS 396 (D.C. 1980).

424 A.2d 61 (Varela v. Hi-Lo Powered Stirrups, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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