Van Alstyne v. Cockrell

Court of Appeals for the Fifth Circuit·Decided April 9, 2002·No. 01-10708·Unpublished

Opinion

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 01-10708

GREGORY VAN ALSTYNE,

Petitioner-Appellant,

versus

JANIE COCKRELL, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION,

Respondent-Appellee.

Appeal from the United States District Court for the Northern District of Texas (2:97-CV-454)

April 8, 2002

Before HIGGINBOTHAM, WIENER, and BARKSDALE, Circuit Judges. PER CURIAM:* In opposition to the death sentence imposed in Texas state court, Gregory Van Alstyne seeks a certificate of appealability (COA) from the denial of federal habeas relief, claiming ineffective assistance of counsel (IAC) based on the assertions that, for the punishment phase, his trial counsel did not: request psychiatric assistance; secure the attendance of a witness (Van

*

Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4.

Alstyne’s mother); and file a continuance motion (required to be written and sworn) after that witness did not appear, thus precluding appellate review of the continuance-denial. COA DENIED.

I.

In April 1990, Van Alstyne and an accomplice ordered food to be delivered to the apartment of an acquaintance; they requested that the delivery man bring sufficient cash to change a $50 bill; and they were informed he would not carry that much cash. When the man arrived with the food, Van Alstyne attacked him; ordered his accomplice to open the victim’s vehicle; and threw him into the back seat.

The accomplice drove the vehicle to a deserted field, while Van Alstyne continued to beat and stab the victim. He pleaded for his life until he lost consciousness. Van Alstyne crushed the victim’s skull with a stone, and stabbed him in the stomach and neck. The victim died from loss of blood. Van Alstyne and his accomplice robbed him of the food and the approximate $20.00 in cash that he was carrying. Van Alstyne and his accomplice abandoned the victim’s car; when they returned to the acquaintance’s apartment, Van Alstyne bragged about the murder.

In 1992, Van Alstyne was convicted of capital murder; based on the jury’s answers to the special issues, he was sentenced to death. On direct appeal, the Texas Court of Criminal Appeals affirmed the conviction and sentence. Van Alstyne v. State, No.

71,500 (Tex. Crim. App. 7 June 1995) (unpublished). No petition for a writ of certiorari was filed with the Supreme Court of the United States.

In 1996, Van Alstyne filed his initial state post-conviction habeas application. The state trial court recommended denial. Ex Parte Van Alstyne, No. 30,941-B (47th Dist. Ct. for Potter County, Tex. 9 Apr. 1997) (unpublished). Relief was denied by the Texas Court of Criminal Appeals. Ex Parte Van Alstyne, No. 33-801-01 (Tex. Crim. App. 4 June 1997) (unpublished).

Van Alstyne filed for federal habeas relief in 1997. In a report and recommendation, the magistrate judge recommended denial. Van Alstyne v. Johnson, No. 2:97-CV-0454 (N.D. Tex. 16 Mar. 2001) (unpublished) (Van Alstyne-USDC). Van Alstyne filed objections to the report and recommendation; by a March 2001 order, the district court, after an independent review of the record, overruled the objections, adopted the report and recommendation, and denied relief. Id.

The magistrate judge construed Van Alstyne’s notice of appeal as a COA request, but recommended denial. Van Alstyne v. Johnson, No. 2:97-CV-0454 (N.D. Tex. 5 June 2001) (unpublished). The district court adopted the recommendation. Id.

II.

At issue is whether Van Alstyne is entitled to a COA premised on his punishment phase IAC claim. He makes this claim on three

independent bases, on his trial counsel’s not: (1) requesting psychiatric assistance; (2) securing the attendance of a witness (his mother); and (3) filing a sworn continuance motion after that witness did not appear, precluding appellate review of the continuance-denial.

The Antiterrorism Effective Death Penalty Act (AEDPA) applies, because Van Alstyne’s federal petition was filed after AEDPA’s April 1996 effective date. See Lindh v. Murphy, 521 U.S. 320, 336 (1997). Under AEDPA, Van Alstyne must be granted a COA in order to appeal the habeas-denial. 28 U.S.C. § 2253(c)(1)(A).

A COA may issue only upon “a substantial showing of the denial of a constitutional right”. 28 U.S.C. § 2253(c)(2). To meet this standard, Van Alstyne must show “reasonable jurists could debate whether (or, for that matter, agree that) the petition should have been resolved in a different manner or that the issues presented were adequate to deserve encouragement to proceed further”. Slack v. McDaniel, 529 U.S. 473, 484 (2000) (citation and internal quotation marks omitted).

When a claim is denied on the merits, Van Alstyne must demonstrate “reasonable jurists would find the district court’s assessment of the constitutional claims debatable or wrong”. Id. (COA-merits-standard) For a denial of relief on procedural grounds, Van Alstyne must show that “jurists of reason would find it debatable whether the petition states a valid claim of the

denial of a constitutional right and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling”. Id. (emphasis added) (COA-procedural- standard).

The ruling on whether a COA should issue “must be made by viewing ... [Van Alstyne]’s arguments through the lens of the deferential scheme laid out in 28 U.S.C. § 2254(d)”. Barrientes v. Johnson, 221 F.3d 741, 772 (5th Cir. 2000), cert. dismissed, 531 U.S. 1134 (2001). Under that scheme, a federal habeas court must defer to the decision of a state court where it has adjudicated a claim on the merits, unless the state court’s decision is “contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or ... resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding”. 28 U.S.C. § 2254(d)(1) & (2).

A state court decision is “contrary to [] clearly established Federal law, as determined by the Supreme Court of the United States .... if the state court arrives at a conclusion opposite to that reached by th[e] Court on a question of law or if the state court decides a case differently than th[e] Court has on a set of materially indistinguishable facts”. Williams v. Taylor, 529 U.S. 362, 412-13 (2000). A state court decision “involve[s] an

unreasonable application of [] clearly established Federal law, as determined by the Supreme Court of the United States .... if the state court identifies the correct governing legal principle from th[e] Court’s decisions but unreasonably applies that principle to the facts of the prisoner’s case”. Id.

For these questions, as well as whether the state court decision was based on an unreasonable determination of the facts in the light of the evidence presented in the state court proceeding, we must presume the state court’s findings of fact correct unless that presumption is rebutted by “clear and convincing evidence”. 28 U.S.C. § 2254(e)(1).

For the COA-merits-standard for each of the three claimed independent bases for IAC, Van Alstyne must address both parts of the well-known IAC test: (1) whether counsel’s performance was deficient in that it “fell below an objective standard of reasonableness”; and (2) whether the deficient performance resulted in prejudice — “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different”. Strickland v. Washington, 466 U.S. 668, 687-88, 694 (1984).

A.

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