University of Louisville v. O'BANNON

770 S.W.2d 215, 1989 Ky. LEXIS 12, 1989 WL 9321
CourtKentucky Supreme Court
DecidedFebruary 9, 1989
Docket87-SC-604-MR
StatusPublished
Cited by25 cases

This text of 770 S.W.2d 215 (University of Louisville v. O'BANNON) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
University of Louisville v. O'BANNON, 770 S.W.2d 215, 1989 Ky. LEXIS 12, 1989 WL 9321 (Ky. 1989).

Opinions

WINTERSHEIMER, Justice.

This appeal is from a decision of the Court of Appeals which denied a petition seeking to prohibit the trial of a medical [216]*216malpractice suit against the University of Louisville and one of its medical faculty.

The issue is whether the circuit court can exercise jurisdiction over such an action after the enactment of K.R.S. 44.073 which states in part that “no action for damages may be maintained” against the Commonwealth or its agents except in the Board of Claims.

The litigation was commenced by Archie Hall and his wife Elina against Humana of Virginia, Inc.; Humana, Inc.; University of Louisville Hospital, Inc.; University of Louisville and John R. Johnson, M.D., seeking recovery for alleged negligent medical treatment in connection with a puncture wound on Archie Hall’s left foot. Hall claims improper administration of an antibiotic drug resulted in permanent ringing in his ears. All defendants denied any liability-

Dr. Johnson and the University of Louisville pleaded sovereign immunity and moved to dismiss the action as to them. The Court of Appeals refused to prohibit the trial. An appeal has now been perfected in this Court.

Dunlap v. University of Kentucky Student Health Services Clinic, Ky., 716 S.W.2d 219 (1986), held that K.R.S. 164.-939-944 was a waiver of governmental immunity for the University of Kentucky to the extent of the statutorily provided insurance fund. A similar statutory insurance fund exists for the University of Louisville and its medical department and Dunlap, supra, would extend the same waiver of immunity to it. Subsequent to the decision in Dunlap, the General Assembly enacted K.R.S. 44.072 and 44.073. K.R.S. 44.073(8) provides that no action for negligence may be brought in any court against any agency of the Commonwealth, and in Subsection 12 states that no action for damages may be maintained. K.R.S. ch. 164 was also amended so as to explicitly provide that state institutions of higher learning are agencies of the state and immune from suit.

Kestler v. Transit Authority of Northern Kentucky, Ky., 758 S.W.2d 38 (1988) reflects the fact that K.R.S. 44.072 does not provide a defense of sovereign immunity to either of these appellants as it will not be applied retroactively. This claim was filed March 4, 1986 and was pending on July 15, 1986, the effective date of the statute in question.

Retroactive application of legislation absent a clear legislative intent in that respect is impermissible. Shaw v. Seward, Ky.App., 689 S.W.2d 37 (1985). If the legislature had intended to have the statute be retroactive, it would have expressly stated. A statute will not be given retroactive effect unless it is clearly expressed therein. Roberts v. Hickman County Fiscal Court, Ky., 481 S.W.2d 279 (1972). Unless the legislative intent is clear, the presumption is for prospective application. Everman v. Miller, Ky.App., 597 S.W.2d 153 (1979).

K.R.S. 446.080(3) provides that no statute shall be construed to be retroactive unless expressly so declared. K.R.S. 44.073(14) contains no express provision making it retroactive. 1986 Acts Ch. 499 § 2. Therefore the statute should not have any retroactive application.

The reduction of the jurisdiction of the Court, when considered in regard to pending cases, should be applied only when it can be demonstrated that the legislative body intended to make it so apply. Cf. Matter of District of Columbia Workmen’s Compensation Act, 554 F.2d 1075, 1078-81 (D.C.Cir.1976).

The interpretation of K.R.S. 44.073(12) as a reduction of the jurisdiction of the court applicable to pending cases would be contrary to the intent of the legislature.

We cannot quarrel with the right of the General Assembly to define or extend the provisions for suit against the state embodied in Constitution Sec. 231. However, any changes in the law or extension of sovereign immunity is a substantive and not a procedural matter. The General Assembly can by appropriate statute vitiate the interpretations of the statutory law made by this Court but, unless expressly provided, it can do so only in a prospective or future sense or in futuro as distinguished from retroactively or in an ex post facto manner.

[217]*217Here the meaning of “maintain” as it is used in the context of K.R.S. 44.073(8), (11) and (12) means essentially the same as brought or begun. The word “maintain” in a statute relating to the existence of a cause of action may refer to “commence” or “to continue” or both, depending on the context. To maintain a suit may mean to commence or institute it; the term imports the existence of a cause of action. Maintain is also applied to actions already brought but not yet reduced to judgment. Black’s Law Dictionary, 5th Ed., page 859.

K.R.S. 446.080(3) provides that no statute shall be retroactive unless expressly declared so. The application of the legislative act to the facts in question would produce a retroactive limitation on the right of the plaintiffs to recover which did not exist at the time of the alleged negligence or at the time of the commencement of the suit. Consequently it would be an ex post facto act to prohibit the trial in this case.

Whether a particular circumstance constitutes a cause of action against a specific entity is a matter of substantive law as distinguished from procedural law. As such a statute on the subject has no retroactive application unless such is specified in the statute. The use of the word “maintain” in K.R.S. 44.073(12) must be considered in context. The context is explained by understanding that subsections 11,12 and 13 are a package. Subsection 13 explains that subsections 11 and 12 deal with the preservation of sovereign immunity. It states: “The preservation of sovereign immunity referred to in §§ 11 and 12 of this section includes....” The sentence in subsection 12 including the words “no action for damages may be maintained” in its entirety is simply a further explanation of subsection 11 which specifies that the Commonwealth does not intend by this statute to waive sovereign immunity or any other immunity or privilege except as otherwise provided. The subsection of K.R.S. 44.073 that has procedural rather than substantive application is subsection 8 which provides that no action for negligence may be brought in any court or forum other than the Board of Claims.

If the General Assembly had intended procedural impact upon suits already in progress, subsection 8 could have stated “no action for negligence could be brought or maintained....” It is highly debatable whether the General Assembly could, if it wished, terminate substantive rights, such as an existing cause of action under prior statutes and case law interpreting those statutes. However, there is no reason to interpret the statutory language when considered in context as attempting to do so.

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Bluebook (online)
770 S.W.2d 215, 1989 Ky. LEXIS 12, 1989 WL 9321, Counsel Stack Legal Research, https://law.counselstack.com/opinion/university-of-louisville-v-obannon-ky-1989.