United States v. William James Huckins

53 F.3d 276, 95 Cal. Daily Op. Serv. 3023, 95 Daily Journal DAR 5279, 1995 U.S. App. LEXIS 9425, 1995 WL 237158
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 25, 1995
Docket94-30052
StatusPublished
Cited by71 cases

This text of 53 F.3d 276 (United States v. William James Huckins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William James Huckins, 53 F.3d 276, 95 Cal. Daily Op. Serv. 3023, 95 Daily Journal DAR 5279, 1995 U.S. App. LEXIS 9425, 1995 WL 237158 (9th Cir. 1995).

Opinion

O’SCANNLAIN, Circuit Judge:

We must determine the constitutionality of a sentence premised upon hearsay statements contained in a presentence report.

I

Huekins confessed to having committed a series of bank robberies in the states of Oregon and Washington. Huekins ultimately pled guilty to six counts of unarmed bank robbery in violation of 18 U.S.C. § 2113(a).

The Probation Office, in its presentence report (“PSR”), concluded that Huekins was a career offender, see U.S.S.G. § 4B1.1, and calculated his base offense level at 32. The Probation Office recommended that Huekins be given a three-level reduction for acceptance of responsibility, pursuant to U.S.S.G. § 3E1.1 for a total offense level of 29, resulting in an applicable sentencing range of 151 to 188 months.

Further, the Probation Office recommended that Huekins be sentenced at the high end of the sentencing range, “given the possibility that [Huekins] was carrying a firearm in some of the offenses.” 1 The Probation Office grounded this recommendation in statements — recounted in the PSR — made by Huekins’ accomplice, Dennis Miller, and by a bank teller victimized in one of the robberies. Miller gave a post-arrest statement to federal agents in which he stated that in one robbery both he and Huekins carried guns, and that in another, only Huekins was armed. The teller — victimized in a robbery in which Miller had not participated — told law enforcement officials that she believed Huekins had been armed during the crime because he put his hands in his pockets. The teller never saw any weapon, nor did Huc-kins state that he was armed.

Both Huekins and the government objected to the PSR’s reference to the possibility he was armed. As the government explained in its sentencing memorandum, “[the] government’s investigation produced no firearms allegedly possessed by the defendant, much less firearms matching the descriptions given by his accomplice.... In short, no evidence was obtained to corroborate in any way the statement of Huekins’ accomplice.”

At sentencing, the court announced that it had decided to give Huekins a two point reduction for acceptance of responsibility, rather than the three points recommended in the PSR. Although both Huekins and the government argued that Huekins merited the full three-level reduction, the court was unpersuaded and stated “I just don’t think that the facts and circumstances justify a three point reduction for acceptance of responsibility. Indicates to this court perhaps two. I’m even debating that, counsel, whether he’s entitled to two. But I’m going to go along with the two.”

The court then turned to the allegations that Huekins had been armed during three of the robberies. Huekins denied being armed. The government supported Huekins’ claim, arguing that it had no evidence to corroborate the statements of Miller and the teller. Neither Miller nor the teller testified at sentencing. Nonetheless, the court concluded:

The probation report, in justification of the high end, says there is a possibility [that Huekins was armed]. And I read this case, both in your pleading and the defen *279 dant’s. And in the court’s opinion, it’s not a possibility, it’s a probability that he had a gun, period.

The court then departed upwards from the recommended sentencing range and sentenced Huckins to 210 months in prison.

Huckins timely appealed.

II

Huckins first contends that the district court erred in denying him the full three-level downward adjustment for acceptance of responsibility. See U.S.S.G. § 3E1.1. The government agrees with Huckins’ contention.

The Sentencing Guidelines provide for a two-level reduction in a defendant’s offense level if the defendant “clearly demonstrates acceptance of responsibility for his offense.” U.S.S.G. § 3El.l(a). A defendant who accepts responsibility is entitled to an additional one point reduction if his base offense level is 16 or greater, and if his offer to enter a guilty plea is sufficiently timely as to “permit[ ] the government to avoid preparing for trial and permit! ] the court to allocate its resources efficiently.” U.S.S.G. § 3El.l(b)(2). Where the requirements of section 3El.l(b)(2) are met, the additional one point reduction in sentence level is mandated. See United States v. Colussi, 22 F.3d 218, 219 (9th Cir.1994).

Huckins, whose base offense level was 32, is eligible for a section 3El.l(b)(2) reduction. The undisputed evidence demonstrates that Huckins entered his plea of guilty at the earliest possible date. By doing so, Huckins relieved the government of the burden of preparing for trial. Because Huckins satisfied all requirements under section 3El.l(b)(2), the district court was required to grant Huckins the full three-level reduction, and it erred in refusing to do so.

III

Huckins next contends that the district court violated his right to due process of law by premising his sentence upon the post-arrest hearsay statements of an accomplice. We agree.

Generally, hearsay evidence indeed may be used in sentencing. See U.S.S.G. § 6A1.3(a). Because this court has held that “a defendant clearly has a due process right not to be sentenced on the basis of materially incorrect information,” however, we require that “some minimal indicia of reliability accompany a hearsay statement.” United States v. Petty, 982 F.2d 1365, 1369 (9th Cir.1993), cert. denied, — U.S. -, 114 S.Ct. 683, 126 L.Ed.2d 650 (1994).

Here, there were no such “indicia of reliability” accompanying the hearsay statements of Dennis Miller. The government presented no extrinsic evidence to corroborate Miller’s statement. Indeed, the government itself argued that Miller’s statements were unreliable.

Nor were Miller’s statements inherently reliable. Miller’s statements were not made under oath, nor at trial where he could be cross-examined. Rather, his statements were made in the context of plea negotiations with the government, in which Miller may very well have been hoping to curry favor with law enforcement officials by impheating his accomplice. See Lee v. Illinois, 476 U.S. 530, 546,106 S.Ct. 2056, 2065, 90 L.Ed.2d 514 (1986) (reiterating “the time-honored teaching that a co-defendant’s confession inculpating the accused is inherently unreliable”). Moreover, the fact that one of Miller’s statements was collateral to a statement that inculpated him fails to demonstrate reliability. As the Supreme Court noted in Williamson v. United States, — U.S. -, -, 114 S.Ct. 2431, 2435, 129 L.Ed.2d 476 (1994), “[t]he fact that a statement is self-inculpatory does make it more reliable; but the fact that a statement is collateral to a self-inculpatory statement says nothing at all about the collateral statement’s reliability.”

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Bluebook (online)
53 F.3d 276, 95 Cal. Daily Op. Serv. 3023, 95 Daily Journal DAR 5279, 1995 U.S. App. LEXIS 9425, 1995 WL 237158, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-james-huckins-ca9-1995.