United States v. William James Cuthel, Dade Frank Sokoloff, Wilbur Harwood Hoover, Jay William Marden

903 F.2d 1381, 30 Fed. R. Serv. 652, 1990 U.S. App. LEXIS 10075, 1990 WL 74353
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 22, 1990
Docket88-5625
StatusPublished
Cited by79 cases

This text of 903 F.2d 1381 (United States v. William James Cuthel, Dade Frank Sokoloff, Wilbur Harwood Hoover, Jay William Marden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William James Cuthel, Dade Frank Sokoloff, Wilbur Harwood Hoover, Jay William Marden, 903 F.2d 1381, 30 Fed. R. Serv. 652, 1990 U.S. App. LEXIS 10075, 1990 WL 74353 (11th Cir. 1990).

Opinion

EDMONDSON, Circuit Judge:

Appellants Sokoloff, Hoover, Marden and Cuthel appeal their convictions for violations of the federal narcotics laws. Appellants claim reversible error from (1) the failure of the district judge to conduct a post-verdict investigation of alleged jury misconduct; (2) alleged prosecutorial misconduct regarding a potentially exculpatory witness’s invocation of the fifth amendment; (3) allegedly prejudicial opening remarks of the prosecutor; and (4) allegedly improper wording of the jury instruction on the elements of conspiracy. We find no merit to these claims and affirm the convictions. 1 We discuss two of the contentions in some detail.

1.

Several days after the jury returned a verdict, Marden moved the trial court to interview the jurors. The motion was prompted by an anonymous telephone call allegedly received by Marden the day after the verdict was rendered. A woman, possibly a juror, reportedly stated that “we were pressured into making our decision” and that she wanted to let Marden know that she was sorry. Marden later supplemented this motion with evidence of a letter sent to the prosecutor after the trial by an alternate juror; in this letter the alternate juror expressed her views of the trial, the lawyers and the defendants (See Appendix). Marden, joined by the other appellants, contended that the letter indicated that the jurors considered the merits of the case before they were instructed to begin deliberations.

The government opposed Marden’s motion, citing the “good cause” requirement for interviewing jurors under Local Rule 16 E of the Southern District of Florida 2 and Fed.R.Evid. 606(b), which prohibits post-verdict inquiry into juror deliberations. Following a hearing, the district court denied Marden’s motion, reasoning that the letter and anonymous phone call “provided no colorable showing that any external influence had affected the jury’s verdict,” that Rule 606(b) precluded “any inquiry for the purpose of uncovering the internal deliberative process,” and that Marden’s motion failed to demonstrate good cause under the Local Rule. United States v. Sokoloff, 696 F.Supp. 1451, 1458 (S.D.Fla.1988).

The district court has discretion to determine whether evidence of premature deliberation warrants an evidentiary hearing. See United States v. Chiantese, 582 F.2d 974, 978-80 (5th Cir.1978); accord United States v. Yonn, 702 F.2d 1341, 1345 (11th Cir.1983) (discretion extends to initial decision whether to interrogate jurors); United States v. Edwards, 696 F.2d 1277, 1282 (11th Cir.1983) (decision within “sound discretion of trial judge especially when the alleged prejudice results from statements made by jurors themselves, and not from media publicity or other outside influences”); Grooms v. Wainwright, 610 F.2d 344, 347 (5th Cir.1980) (same). We therefore review the trial court’s decision not to hold an evidentiary hearing for abuse of discretion. Chiantese, 582 F.2d at 978.

No per se rule requires the trial court to investigate the internal workings *1383 of the jury whenever a defendant asserts juror misconduct. United States v. Barshov, 733 F.2d 842, 851 (11th Cir.1984). “The duty to investigate arises only when the party alleging misconduct makes an adequate showing of extrinsic influence to overcome the presumption of jury impartiality.” Id. (citation omitted). To justify a post-trial hearing involving the trial’s jurors, the defendant must do more than speculate; he must show “ ‘clear, strong, substantial and incontrovertible evidence ... that a specific, nonspeculative impropriety has occurred.' ” United States v. Ianniello, 866 F.2d 540, 543 (2d Cir.1989) (quoting United States v. Moon, 718 F.2d 1210, 1234 (2d Cir.1983)). “The more speculative or unsubstantiated the allegation of misconduct, the less the burden to investigate.” United States v. Caldwell, 776 F.2d 989, 998 (11th Cir.1985). We agree with the district court that the letter and the alleged phone call failed to show that the integrity of the trial process was impugned. There was no abuse of discretion. 3 See Barshov, 733 F.2d at 852.

Largely for reasons of finality in litigation, the district court may not question the jurors after the verdict is rendered, thereby impeaching the verdict. See Tanner v. United States, 483 U.S. 107, 120-21, 107 S.Ct. 2739, 2747-48, 97 L.Ed.2d 90 (1987). This is so even where the inquiry concerns misconduct prior to the deliberations. Id. There are two exceptions: jurors may testify to extraneous information brought to their attention and to outside influences brought to bear upon a juror. Fed.R.Evid. 606(b); United States v. Badolato, 710 F.2d 1509, 1515 (11th Cir.1983). But here there was no allegation of extraneous prejudicial information being brought to the jury’s attention; nor was there evidence of improper outside influence sufficient to warrant an inquiry. The anonymous allegation that “we [the jurors] were pressured into making our decision” can suggest the normal dynamic of jury deliberations, with the intense pressure often required to reach a unanimous decision.

Even assuming that Rule 606(b)’s shield does not apply to alternate jurors, the decision of the trial judge not to question the alternate juror was no abuse of discretion on these facts. We reject appellant’s characterization of the alternate juror as an outsider who influenced the jury: it is impossible for the alternate to have been an “outsider” until the deliberations started; and, after deliberations did start, the alternate was separated from the rest of the jury.

The letter fails to state that the jury deliberated prematurely. At most, the letter suggests that the alternate juror reached personal conclusions prior to the close of trial. Any pre-verdict discussions reflected in the letter were on counsel’s style and not on the merits.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Demarcus Sears v. Warden GDCP
73 F.4th 1269 (Eleventh Circuit, 2023)
United States v. Sebastian Ahmed
73 F.4th 1363 (Eleventh Circuit, 2023)
Robinson v. Requejo
S.D. Florida, 2021
United States v. Demetrius Brooks
987 F.3d 593 (Sixth Circuit, 2021)
Juan Torres v. First Transit, Inc.
979 F.3d 876 (Eleventh Circuit, 2020)
United States v. Johnny Clyde Benjamin, Jr.
958 F.3d 1124 (Eleventh Circuit, 2020)
United States v. Philip N. Antico
934 F.3d 1278 (Eleventh Circuit, 2019)
KST Data, Inc. v. DXC Tech. Co.
344 F. Supp. 3d 1132 (C.D. California, 2018)
United States v. Carlos Rodriguez Nerey
877 F.3d 956 (Eleventh Circuit, 2017)
United States v. Nael Sammour
816 F.3d 1328 (Eleventh Circuit, 2016)
People v. Clark
2015 COA 44 (Colorado Court of Appeals, 2015)
United States v. Mark Mason Alexander
782 F.3d 1251 (Eleventh Circuit, 2015)
United States v. Manuel Aguilar
743 F.3d 1144 (Eighth Circuit, 2014)
United States v. Thomas C. Correa
519 F. App'x 602 (Eleventh Circuit, 2013)
Cummings v. Ortega
716 S.E.2d 235 (Supreme Court of North Carolina, 2011)
United States v. Alexander Menendez
440 F. App'x 906 (Eleventh Circuit, 2011)
United States v. Wesley Trent Snipes
440 F. App'x 709 (Eleventh Circuit, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
903 F.2d 1381, 30 Fed. R. Serv. 652, 1990 U.S. App. LEXIS 10075, 1990 WL 74353, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-james-cuthel-dade-frank-sokoloff-wilbur-harwood-ca11-1990.