United States v. William 'Buddy' Lester

491 F.2d 680, 1974 U.S. App. LEXIS 10121
CourtCourt of Appeals for the Sixth Circuit
DecidedFebruary 11, 1974
Docket73-1289
StatusPublished
Cited by18 cases

This text of 491 F.2d 680 (United States v. William 'Buddy' Lester) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William 'Buddy' Lester, 491 F.2d 680, 1974 U.S. App. LEXIS 10121 (6th Cir. 1974).

Opinions

EDWARDS, Circuit Judge.

Appellant was convicted after jury trial on three counts of operating an unregistered still, in violation of 26 U.S.C. §§ 5173(a), 5179(a) and 5222(a) (1970). On his appeal he invokes a long-standing rule of this Circuit that while prior inconsistent statements of a witness may be accepted to rebut that witness’ testimony, and to impeach his credibility before the court, such prior inconsistent statements cannot be employed as substantive proof of a criminal offense. United States v. LaRose, 459 F.2d 361 (6th Cir. 1972); United States v. Lipscomb, 425 F.2d 226 (6th Cir. 1970); United States v. Classen, 424 F.2d 494 (6th Cir. 1970); United States v. Crowder, 346 F.2d 1 (6th Cir. 1965); United States v. Barnes, 319 F.2d 290 (6th Cir. 1963).

In the instant ease, after a raid on a house where a still was found to be in operation, and the arrest of the owner Bevins, Bevins was called as a government witness against appellant who was a codefendant. At trial Bevins and Bevins’ wife testified that Lester had been at the house and had fled at the approach of the officers, but that he had [681]*681not been engaged in operating the still. A Treasury Agent was then allowed to take the stand and testify that both Bevins and his wife previously had told him that appellant Lester had not only been at the house, but had been engaged in helping in the operation of the still. No objection was made to this evidence, but, of course, it was admissible for purposes of impeachment of Bevins and Bevins’ wife.

The District Judge, however, in instructing the jury, did not instruct the jury that this testimony could only be used for impeachment of Bevins and his wife, and not as substantive proof of Lester’s guilt. The record does not disclose any other direct evidence that appellant Lester operated the still.

Appellee, the United States Government, through the United States Attorney for the Eastern District of Kentucky, concedes that if we follow our circuit’s long-standing rule, as set forth in the LaRose, Crowder and Barnes cases cited above, we must reverse this conviction. The government earnestly urges that we reconsider the rule and adopt the rationale of certain text writers and other circuits. 3 J. Wigmore, Evidence § 1018 (3d ed. 1940); Model Code of Evidence rule 503(b) (1942); C. McCormick, Evidence § 39 (1954); Maguire, The Hearsay System: Around and Through the Thicket, 14 Vand.L. Rev. 741 (1961); Morgan, Hearsay Dangers and the Application of the Hearsay Concept, 62 Harv.L.Rev. 177, 192-96 (1948). This we decline to do. Much as we respect the views of the authorities cited to us, we are repelled by in-grafting on the American system of justice a rule which would allow a person to be convicted of a felony on the repetition of an inculpatory statement made by a third party concerning a person charged with crime, which statement was not under oath, not in the presence of the person charged, and was not subject to confrontation and cross-examination at the time when it was made. We' do not think that the deficiencies in the nature of the proof tendered are cured by the fact that the third party whose accusatory statement is relied upon by the prosecution is called to the witness stand at the trial of the defendant and there subjected to confrontation and cross-examination.

The leading case on this subject (which has never been overruled) is Bridges v. Wixon, 326 U.S. 135, 65 S.Ct. 1443, 89 L.Ed. 2103 (1945). There the Supreme Court held that prior inconsistent statements were admissible to impeach, “But they certainly would not be admissible in any criminal case as substantive evidence.” Bridges v. Wixon, supra at 153, 65 S.Ct. at 1452.

In its brief and oral argument, the United States Attorney argued that this court should regard itself as bound by the holding of the United States Supreme Court in California v. Green, 399 U.S. 149, 90 S.Ct. 1930, 26 L.Ed.2d 489 (1970). On the contrary, California v. Green did not decide the issue with which we are presently concerned at all. The Green case dealt with the federal constitutionality of a state statute making admissible as substantive evidence a prior inconsistent statement of a third party concerning a person charged with crime. It held that the Federal Constitution did not bar such a statute. But the opinion for the court expressly noted that it was not deciding whether such a rule accorded with federal evidentiary rules and cited cases which hold the contrary. See California v. Green, 399 U.S. 149, 163-164 n.15, 90 S.Ct. 1930 (1970).

In Bruton v. United States, the Court stated in a lengthy footnote:

“We emphasize that the hearsay statement inculpating petitioner was clearly inadmissible against him under traditional rules of evidence, see Krulewitch v. United States, 336 U.S. 440 [69 S.Ct. 716, 93 L.Ed. 790]; Fiswick v. United States, 329 U.S. 211 [67 S.Ct. 224, 91 L.Ed. 196], the problem arising only because the statement was (but for the violation of Westover, supra, n. 1 [384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694]) admissible [682]*682against the declarant Evans. See C. McCormick, Evidence § 239 (1954); 4 J. Wigmore, Evidence §§ 1048-1049 (3d ed. 1940); Morgan, Admissions as an Exception to the Hearsay Rule, 30 Yale L.J. 355 (1921). See generally Levie, Hearsay and Conspiracy, 52 Mich.L.Rev. 1159 (1954); Comment, Post-Conspiracy Admissions in Joint Prosecutions, 24 U.Chi.L.Rev. 710 (1957); Note, Criminal Conspiracy, 72 Harv.L.Rev. 920, 984-990 (1959). There is not before us, therefore, any recognized exception to the hearsay rule insofar as petitioner is concerned and we intimate no view whatever that such exceptions necessarily raise questions under the Confrontation Clause. See Pointer v. Texas, 380 U. S. 400 [85 S.Ct. 1065, 13 L.Ed.2d 923]; Barber v. Page, 390 U.S. 719 [88 S.Ct. 1318, 20 L.Ed.2d 255]; Mattox v. United States, 156 U.S. 237 [15 S.Ct. 337, 39 L.Ed. 409]. See generally McCormick, supra, § 224; 5 Wigmore, supra, §§ 1362-1365, 1397; Morgan, Hearsay Dangers and the Application of the Hearsay Concept, 62 Harv.L.Rev. 177 (1948).” Bruton v. United States, 391 U.S. 123, 128 n. 3, 88 S.Ct. 1620, 1623, 20 L.Ed.2d 476 (1968).

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United States v. William 'Buddy' Lester
491 F.2d 680 (Sixth Circuit, 1974)

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Bluebook (online)
491 F.2d 680, 1974 U.S. App. LEXIS 10121, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-buddy-lester-ca6-1974.