United States v. William B. James

998 F.2d 74, 1993 U.S. App. LEXIS 15904, 1993 WL 243690
CourtCourt of Appeals for the Second Circuit
DecidedJune 29, 1993
Docket717, Docket 92-1390
StatusPublished
Cited by42 cases

This text of 998 F.2d 74 (United States v. William B. James) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William B. James, 998 F.2d 74, 1993 U.S. App. LEXIS 15904, 1993 WL 243690 (2d Cir. 1993).

Opinion

MESKILL, Chief Judge:

This is an appeal from a judgment of conviction entered on July 2, 1992 after a jury trial in the United States District Court for the Southern District of New York, Sprizzo, J. During the trial the jury heard evidence that James drove the getaway car from the scene of the armed bank robbery. The jury found appellant William James guilty of aiding and abetting an armed bank robbery in violation of 18 U.S.C. §§ 2113(a), (d) and 2. We affirm the judgment of conviction but remand for resentencing in accordance with our instructions.

James makes five arguments on appeal. First, he contends that the modified supplemental instruction Judge Sprizzo gave during jury deliberations telling the jury that James could be convicted of aiding and abetting the bank robbery even if he did not know of its occurrence until his co-defendant Harry Mackey exited the bank denied him due process and violated Fed.R.Crim.P. 30. James next argues that the district court’s modified supplemental instruction was legally erroneous. James also contends that the district court erroneously instructed the jury that he could be convicted of aiding and abetting an armed bank robbery even if he was unaware of the armed robbery prior to Mackey’s entering the getaway car. In addition, he argues that, even if the district court’s instruction on his liability for armed robbery were correct, there was insufficient evidence to convict him of an armed robbery. Finally, James contends that his sentence should not have been increased for Mackey’s use of a gun in the robbery when James did not know of the armed robbery until Mackey exited the bank. Alternatively, he contends that if we decide some enhancement of his sentence is appropriate for Mackey’s use of a gun it should be three levels, not four.

We reject all of James’ arguments except the one pertaining to his sentence. The district court properly modified its supplemental instruction to tell the jury that James could be convicted of aiding and abetting the bank robbery even if he first learned of the robbery after Mackey exited the bank. This instruction neither denied James due process nor violated Fed.R.Crim.P. 30. The district court’s charge on aiding and abetting an armed bank robbery was legally correct and the evidence was sufficient to support James’ conviction of this crime. We agree, however, with James’ alternative sentencing argument that a three level, not a four level, enhancement is appropriate.

BACKGROUND

On March 14, 1991, appellant William James drove Harry Mackey to a Citibank branch in Manhattan and waited outside in the car. Mackey entered the bank and committed an armed robbery. During the course of this crime, Mackey hit an assistant bank manager, Everton Rose, with his gun, knocking Rose to the ground. Mackey fled the bank with $250,000. When Rose attempted to follow him, Mackey turned and pointed his gun at him. Rose watched Mack-ey run toward the car in which James waited, which had started to pull away from the curb. Mackey entered the car and it sped away.

When the police caught up with the car, James drove the car up on a sidewalk, over a median, through a fence and eventually collided with two other vehicles. Both Mackey and James left the car and ran in the same direction. Two eyewitnesses testified that James was carrying a bag and that bundles of money were dropped as the two men fled. James and Mackey then split up. Both were caught and arrested.

On March 22, 1991, a three count indictment was filed. Count one charged James and Mackey with conspiracy to commit armed bank robbery, in violation of 18 U.S.C. § 371. Count two charged James and Mack- *77 ey with armed bank robbery in violation of 18 U.S.C. §§ 2113(a), (d) and 2. Count three charged Mackey alone with using and carrying a firearm during, and in relation to, an armed bank robbery, in violation of 18 U.S.C. § 924(c). On September 4, 1991, the district judge severed James’ and Mackey’s cases for trial.

James testified in his own defense. He claimed that he thought he was taking Mack-ey to a drug treatment program. James testified that he did not know that Mackey planned to enter the Citibank and rob it and that, when Mackey entered James’ ear after leaving the bank, Mackey forced James at gunpoint to drive away.

When discussing the issue of aiding and abetting at the charge conference, the judge stated that he would instruct the jury that to be guilty of aiding and abetting James had to have engaged in conduct designed to, and which in fact did, assist in the commission of the offense. In his summation to the jury, the prosecutor argued that the evidence supported the government’s theory that James knowingly and -willfully participated in the bank robbery by acting as the “getaway driver” and that James’ testimony was not credible. Defense counsel argued that the evidence did not show that James knew Mackey was going to rob the bank and urged the jury to accept James’ duress defense to explain why he drove the getaway car.

During his charge to the jury Judge Spriz-zo stated, “before you may find this defendant guilty on the theory of aiding and abetting, you must find that Mr. James not only knew that Mr. Mackey was In there robbing the bank, but that Mr. James intended by some conduct of his to assist Mr. Mackey in the commission of the bank robbery.” The judge also instructed the jury on the difference between armed and simple bank robbery and on the defense of duress.

During the second day of its deliberations, the jury sent a note to the judge inquiring whether James would have had the requisite knowledge under the law of aiding and abetting if he had only become aware of the robbery after the incident in the bank but then in the car decided to participate. Out of the presence of the jury, the judge pointed out to counsel that the government had not charged James as an accessory after the fact and stated that if James had knowledge only after the fact he would not be guilty as an aider and abettor. The government disputed that this was the law but could cite no specific authority for its contention. The court, therefore, gave a supplemental charge stating that aiding and abetting requires knowledge and participation with an intent to. assist the commission of the offense prior to the time that the offense is committed.

Later that day, the government provided Judge Sprizzo with legal authority that the supplemental charge on aiding and abetting he had given was legally incorrect. Defense counsel argued that if the judge reversed his previous two instructions it would be extremely prejudicial and would highlight the issue unfairly. When defense counsel conceded that he could find no cases that contradicted those which the government had provided, Judge Sprizzo, over defense objection, reversed his previous supplemental instruction. 1

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Bluebook (online)
998 F.2d 74, 1993 U.S. App. LEXIS 15904, 1993 WL 243690, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-b-james-ca2-1993.