21-1291 (L) United States v. Collins
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 19th day of January, two thousand twenty-three.
PRESENT:
RICHARD J. SULLIVAN, ALISON J. NATHAN, SARAH A. L. MERRIAM, Circuit Judges. _____________________________________
UNITED STATES OF AMERICA,
Appellee,
v. Nos. 21-1291(L), 21-1305(Con) VANCE COLLINS, RAMON RAMIREZ,
Defendants-Appellants.* __________________________________
* The Clerk of Court is respectfully directed to amend the official case caption as set forth above. For Defendant-Appellant ERIC R. BRESLIN (Arletta K. Bussiere, on Vance Collins: the brief), Duane Morris LLP, Newark, NJ.
For Defendant-Appellant BEVERLY VAN NESS, New York, NY. Ramon Ramirez:
For Appellee: ADAM S. HOBSON (Jamie Bagliebter, Hagan Scotten, on the brief), Assistant United States Attorneys, for Damian Williams, United States Attorney for the Southern District of New York, New York, NY.
Appeal from judgments of the United States District Court for the Southern
District of New York (P. Kevin Castel, Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgments of the district court are
AFFIRMED.
Vance Collins and Ramon Ramirez appeal from judgments of conviction
after a jury trial in which both men were found guilty of murder-for-hire and
conspiracy to commit murder-for-hire, in violation of 18 U.S.C. § 1958, and Collins
was found guilty of possessing a firearm after having been previously convicted
of a felony, in violation of 18 U.S.C. § 922(g)(1). The district court sentenced
Collins to 144 months’ imprisonment, consisting of concurrent sentences of 120
2 months’ imprisonment for the murder-for-hire counts and a consecutive term of
twenty-four months’ imprisonment for the felon-in-possession charge, and
Ramirez to concurrent terms of 120 months’ imprisonment for the murder-for-hire
counts. On appeal, Collins and Ramirez raise four principal challenges to their
convictions and sentences, which we address in turn. We assume the parties’
familiarity with the underlying facts, procedural history, and issues on appeal.
I. Sufficiency of the Evidence
Ramirez and Collins challenge the sufficiency of the evidence underlying
their murder-for-hire convictions in two respects. First, they contend that the
evidence produced at trial was not sufficient to show that they hired Jakim Mowatt
to kill Eric Santiago. Second, they contend that the government failed to prove
that there was a sufficient nexus between the murder plot and the use of a facility
of interstate commerce. While we generally review the sufficiency of the
evidence de novo, United States v. Yannotti, 541 F.3d 112, 120–21 (2d Cir. 2008), we
apply the plain-error standard to this second challenge because the argument
pressed on appeal was not raised in the district court. See United States v. James,
998 F.2d 74, 78 (2d Cir. 1993).
3 “A defendant seeking to overturn a jury verdict on sufficiency grounds
bears a heavy burden,” because we will “uphold the conviction if any rational trier
of fact could have found the essential elements of the crime beyond a reasonable
doubt.” United States v. Anderson, 747 F.3d 51, 59 (2d Cir. 2014) (internal quotation
marks omitted). When considering a sufficiency challenge, we view the evidence
“in its totality, not in isolation,” United States v. Huezo, 546 F.3d 174, 178 (2d Cir.
2008) (internal quotation marks omitted), and “in a light that is most favorable to
the government, . . . with all reasonable inferences resolved in favor of the
government,” United States v. Persico, 645 F.3d 85, 104 (2d Cir. 2011) (internal
quotation marks omitted).
Here, there was more than sufficient evidence for the jury to conclude that
Ramirez and Collins hired Mowatt to kill Santiago. The government adduced
extensive evidence showing that Ramirez, after learning that Santiago was having
an affair with his wife, hatched a plan with Collins to “take care” of the situation.
App’x at 1038. At first, their plan was to hire someone to “beat up” Santiago, but
the plan escalated to “murder” within months. Id. at 545, 550. The hired hitman,
Mowatt, testified that he was promised $25,000 (among other benefits) for the job,
and that he, in turn, recruited Barry Johnson to help carry out the hit. The
4 government’s theory of the case was also supported by Ramirez’s post-arrest
statement, Johnson’s testimony, Santiago’s testimony, telephone records showing
frequent contact among the co-conspirators and hitmen, and the contents of
Mowatt’s cell phone, which included Santiago’s home address, photos of Santiago,
and videos of the trips that Mowatt and Johnson had conducted to surveil
Santiago. While Defendants maintain that Mowatt was not credible and insist
that the plan was still to beat up, rather than kill, Santiago, the jury was certainly
free to credit Mowatt’s testimony that Defendants “wanted [Santiago] dead.” Id.
at 558. Since we must “defer to the jury’s assessment of witness credibility and
the jury’s resolution of conflicting testimony,” we have no basis for disturbing the
jury’s verdict on appeal. United States v. Triumph Cap. Grp., Inc., 544 F.3d 149, 159
(2d Cir. 2008) (internal quotation marks omitted).
Defendants’ next argument – that the government failed to prove that the
murder plot involved the use of a facility of interstate commerce – fares no better.
Under section 1958, the government must prove that a defendant “use[d] or
cause[d] another (including the intended victim) to use . . . any facility of
interstate . . . commerce, with intent that a murder be committed.” 18 U.S.C.
§ 1958(a). This jurisdictional element can be proven by, among other things,
5 showing that an intrastate call in furtherance of the murder plot was made on an
interstate-telephone network. See United States v. Perez, 414 F.3d 302, 304–05 (2d
Cir. 2005); see also United States v. Francisco, 642 F. App’x 40, 44 (2d Cir. 2016)
(finding sufficient evidence to satisfy section 1958’s jurisdictional element when
pay phone was used to discuss murder plot).
Here, there was ample evidence showing that Defendants used their cell
phones – which they stipulated operated on national networks – in furtherance of
the plot to murder Santiago. App’x at 880–83. For example, Mowatt testified
that Collins communicated the plan to kill Santiago by phone “a month or two”
after the “summer of 2017,” id. at 548, 558, and while Defendants argue that this
call was not corroborated by the call records introduced at trial, the jury was free
to credit that testimony while making allowances for the possibility that Mowatt
may have been mistaken about the precise timing of the call. See United States v.
Chavez, 549 F.3d 119, 124 (2d Cir. 2008) (explaining that we must draw “every
inference that could have been drawn in the government’s favor”). Mowatt also
testified that he often called Collins with status updates concerning the
murder-for-hire plot during his surveillance trips. The call records did
corroborate these communications, and the government showed that Collins and
6 Ramirez spoke over the phone immediately after many of Mowatt’s calls to
Collins. And although there was no testimony as to what Collins and Ramirez
discussed during these calls, the jury could have reasonably inferred, based on the
timing of the calls and Mowatt’s testimony, that these calls were made in
furtherance of the plot to kill Santiago. We thus have no trouble concluding that
the evidence produced at trial was sufficient to prove the jurisdictional element of
section 1958.
II. Fourth Amendment
Collins argues that the district court erred in denying his motion to suppress
the three firearms seized from his home after he requested that officers permit him
to retrieve a coat from his house following his arrest. “In an appeal from a district
court’s ruling on a motion to suppress, we review legal conclusions de novo and
findings of fact for clear error.” United States v. Freeman, 735 F.3d 92, 95 (2d Cir.
2013). Under the Fourth Amendment, “a search authorized by consent is wholly
valid.” Schneckloth v. Bustamonte, 412 U.S. 218, 222 (1973). The question of
whether an individual consented to a search often turns on the credibility of
witnesses. A district court’s “factual determinations [as] to witness credibility”
are entitled to “special deference.” United States v. Jiau, 734 F.3d 147, 151 (2d Cir.
7 2013). Accordingly, when a district court’s “finding is based on [its] decision to
credit the testimony of one of two or more witnesses, each of whom has told a
coherent and facially plausible story that is not contradicted by extrinsic evidence,
that finding, if not internally inconsistent, can virtually never be clear error.”
Anderson v. City of Bessemer City, 470 U.S. 564, 575 (1985).
Collins cannot show that the district court erred in determining that he
consented to permit the officers to enter his residence and then voluntarily
disclosed the location of three firearms. At the suppression hearing, Detective
James Menton testified that Collins consented to the search after he was arrested
outside his home. According to Menton, Collins was shivering from the cold
when he asked if he could grab a jacket from inside his residence, which Menton
permitted on the condition that Collins agree to let officers accompany him and
conduct a protective sweep. In crediting Menton’s testimony, the district court
observed that Menton’s version of events was consistent with several undisputed
facts, including that Collins was shaking when officers arrested him, that Collins
was not wearing a jacket before officers escorted him inside his house, that Collins
left his home in a jacket, and that Collins never objected to the officers’ entering
his home or asked them to leave. Menton’s testimony was also corroborated by
8 Supervisory Special Agent Brendan Kenney, who testified that, before he entered
Collins’s home, Menton told him that Collins had “requested to go back inside the
house to grab a jacket.” App’x at 206. Because Menton’s testimony was
coherent, plausible, and internally consistent, see Anderson, 470 U.S. at 575, we
decline to disturb the district court’s finding that Collins consented to the search.
Collins further argues that the district court erred in determining that his
consent was voluntary under the totality of the circumstances. When the
government seeks to justify a search based on consent, it “has the burden of
proving that the consent was, in fact, freely and voluntarily given.” United States
v. O’Brien, 926 F.3d 57, 76 (2d Cir. 2019) (internal quotation marks omitted).
Whether consent to a search “was in fact ‘voluntary’ or was the product of duress
or coercion, express or implied, is a question of fact to be determined from the
totality of all the circumstances.” Schneckloth, 412 U.S. at 227. “Consent can be
found from an individual’s words, acts[,] or conduct.” Krause v. Penny, 837 F.2d
595, 597 (2d Cir. 1988).
While Collins argues that the circumstances of his arrest were so
“harrowing” that they would “intimidate nearly anyone,” Collins Br. at 29, we
discern no error in the district court’s assessment of the evidence. The district
9 court acknowledged that, at the time Collins consented to the search, some officers
still “had their weapons drawn” and that Collins “had already been arrested, was
in handcuffs, and had not been read his Miranda rights.” App’x at 430. But the
district court also considered that no one had threatened Collins; that “Collins is
an adult who understands written and spoken English; that he has past experience
with law enforcement; and that he asked for and received a jacket from inside his
house after being arrested outside.” Id. After balancing these factors, the district
court reasonably concluded that his consent was voluntary. We see no error in
the district court’s conclusion and have upheld findings of voluntariness in similar
circumstances. See, e.g., United States v. Ansaldi, 372 F.3d 118, 129 (2d Cir. 2004)
(affirming finding of voluntary consent where defendant was arrested outside his
house at gunpoint, placed in handcuffs, and advised of his Miranda rights),
abrogated on other grounds by McFadden v. United States, 576 U.S. 186 (2015); United
States v. Puglisi, 790 F.2d 240, 243–44 (2d Cir. 1986) (affirming finding of voluntary
consent where defendant had been arrested and handcuffed by officers with
weapons drawn before signing consent to search forms). Accordingly, the
district court did not err in denying Collins’s motion to suppress. 1
1 We do not reach the question whether the security sweep of Collins’s home, including Menton’s
10 III. Sixth Amendment
Collins next argues that his rights under the Sixth Amendment’s
Confrontation Clause were violated by the introduction of otherwise-inculpatory
statements by Ramirez in which references to Collins were deleted or replaced by
neutral pronouns. “Alleged violations of the Confrontation Clause are reviewed
de novo, subject to harmless[-]error analysis.” United States v. Vitale, 459 F.3d 190,
195 (2d Cir. 2006). In a joint trial, the admission of a non-testifying defendant’s
confession is prejudicial error in violation of the Confrontation Clause only to the
extent that it incriminates a co-defendant. See Bruton v. United States, 391 U.S 123,
135–36 (1968). But prejudice from such a confession may be avoided by a
“non-obvious redaction” that removes “any references to the [non-testifying]
defendant.” United States v. Lyle, 919 F.3d 716, 733 (2d Cir. 2019). We determine
whether modifications to the confession satisfy Bruton by considering whether
they “remove the ‘overwhelming probability’ that a jury will not follow a limiting
instruction that precludes its consideration of a redacted confession against a
defendant other than the declarant.” United States v. Jass, 569 F.3d 47, 60 (2d Cir.
inquiry as to whether Collins had any firearms in the residence, was proper under the public-safety exception to Miranda v. Arizona, 384 U.S. 436, 439 (1966), because Collins has not raised the issue on appeal.
11 2009). Our Circuit has held that, in making this determination, we must view the
redacted statement “separate and apart from any other evidence admitted at trial.”
Lyle, 919 F.3d at 733.
The redactions to Ramirez’s post-arrest statement do not violate Bruton. In
line with our precedent, the statement introduced at trial removed all references
to Collins and replaced his name with either nothing at all or a neutral noun or
pronoun. See id. (“We have consistently held that the introduction of a
co-defendant’s confession with the defendant’s name replaced by a neutral noun
or pronoun does not violate Bruton.”). Collins argues that the repeated use of
“you guys” and “the other guy” made it obvious that the statement was edited.
Collins Br. at 35. But the government introduced each phrase into the
transcript – which already included both of those neutral phrases – only once. As
a result, it is far more likely that the jury would have concluded that those were
Ramirez’s and the officer’s actual words, rather than a redacted or modified
version of them. And while Collins speculates that a “sophisticated juror”
listening to the statement would necessarily infer that it referred to Collins, Collins
Br. at 36, the statement on its face – which neither obviously references Collins nor
introduces awkward syntax – requires no such inference and could just as easily
12 have referred to someone else. See United States v. Tutino, 883 F.2d 1125, 1135 (2d
Cir. 1989) (approving substitution of “others,” “other people,” and “another
person” for names of co-defendants in confession of non-testifying defendant,
“with no indication to the jury that the original statement contained actual
names”). Considering the redacted statement “separate and apart from any
other evidence admitted at trial,” Lyle, 919 F.3d at 733, we cannot say that the
district court erred in admitting Ramirez’s post-arrest statement. 2
III. Sentencing
Ramirez challenges the procedural and substantive reasonableness of his
below-Guidelines sentence of 120 months’ imprisonment. We review Ramirez’s
procedural-reasonableness challenge for plain error because it was not raised in
the district court, see United States v. Ramos, 979 F.3d 994, 998 (2d Cir. 2020), and
2 While our Circuit has held that a co-defendant’s redacted out-of-court confession should be assessed in “isolation,” the Supreme Court has recently granted certiorari to determine whether such a statement should instead be considered in the context in which it is offered. See Samia v. United States, No. 22-196, 2022 WL 17586973 (Dec. 13, 2022). Nevertheless, we need not delay this appeal to await the Supreme Court’s resolution of this issue, because even assuming that the district court erred in admitting Ramirez’s post arrest statement, any such error was harmless beyond a reasonable doubt. See Jass, 569 F.3d at 64. As explained above, the properly admitted evidence of Collins’s guilt was nothing short of overwhelming, consisting of the testimony of multiple witnesses (including the two hitmen) and a host of cell phone records, photographs, and videos that corroborated the murder-for-hire plot, among other evidence. Moreover, any prejudice inflicted by admitting Ramirez’s statement was minimized by the fact that the statement itself was consistent with Collins’s defense at trial – namely, that the plan was to “beat up,” not murder, Santiago. App’x at 1044.
13 his substantive-reasonableness challenge for abuse of discretion, see United States
v. Thavaraja, 740 F.3d 253, 258 (2d Cir. 2014).
Ramirez first argues that his sentence was procedurally unreasonable
because the district court failed to fully consider the sentencing factors outlined in
section 3553(a). Specifically, he argues that the district court, in sentencing him
and Collins to the same term of incarceration for the murder-for-hire counts, failed
to consider the differences between Ramirez’s and Collins’s “background[s] and
characteristics,” and the fact that Ramirez would face deportation after serving his
sentence. Ramirez Br. at 41–42. But while district courts are encouraged to
consider such factors, they are by no means dispositive. See United States v. Frias,
521 F.3d 229, 236 (2d Cir. 2008) (noting that “disparities between co-defendants”
is not a required sentencing consideration); United States v. Thavaraja, 740 F.3d 253,
263 (2d Cir. 2014) (noting that the “impact deportation will have on the defendant”
is not a required sentencing consideration). At any rate, the record reflects that
the district did consider this evidence – it simply did not give it the weight that
Ramirez would have liked. See Ramirez App’x at 67 (“I have considered the
histor[ies] and characteristics of the defendants.”); id. (“[Ramirez is] a citizen of
Nicaragua and will be deported following the completion of his sentence.”).
14 Ramirez also contends that his sentence was substantively unreasonable.
But the few lines Ramirez devotes to this section of his opening brief are devoid of
any legal analysis. Because Ramirez references the substantive reasonableness of
his sentence in a “perfunctory manner, unaccompanied by some effort at
developed argumentation,” he has waived this argument. Tolbert v. Queens Coll.,
242 F.3d 58, 75 (2d Cir. 2001) (internal quotation marks omitted). Nevertheless,
even if we were to reach the merits of this argument, we would not be persuaded
that Ramirez’s sentence is substantively unreasonable. To be substantively
unreasonable, a sentence must be so “shockingly high, shockingly low, or
otherwise unsupportable as a matter of law” that it would “damage the
administration of justice.” United States v. Rigas, 583 F.3d 108, 123 (2d Cir. 2009).
Far from being “shockingly high,” Ramirez’s sentence is actually well below the
advisory Guidelines range of 210 to 240 months’ imprisonment. On this record,
it is “difficult to find that a below-Guidelines sentence is unreasonable.” United
States v. Perez-Frias, 636 F.3d 39, 43 (2d Cir. 2011). We therefore conclude that the
district court did not impose a substantively unreasonable sentence.
15 * * *
We have considered Ramirez’s and Collins’s remaining arguments and find
them to be without merit. Accordingly, we AFFIRM the judgments of the district
court.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk of Court