United States v. Artlet Smith

629 F.2d 650
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 17, 1980
Docket79-1578
StatusPublished
Cited by35 cases

This text of 629 F.2d 650 (United States v. Artlet Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Artlet Smith, 629 F.2d 650 (10th Cir. 1980).

Opinion

SEYMOUR, Circuit Judge.

After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be of material assistance in the determination of this appeal. See Fed.R. App.P. 34(a); Tenth Cir. R. 10(e). The cause is therefore ordered submitted without oral argument.

The defendant, Artlet Smith, was convicted after a jury trial of violating 21 U.S.C. § 841(a)(1) by distributing cocaine to an undercover agent, Charlie Barry. In the same proceeding, a mistrial was declared as to four separate charges: two counts of distributing cocaine to an informant, William Young, and two counts of violating 21 U.S.C. § 843(b) by using the telephone to facilitate the sales to Young. We affirm the conviction.

On appeal, Smith urges two grounds for reversal. He alleges that evidence of deeds of misconduct and offenses not charged in the indictments was improperly admitted. He also argues that although the trial court ultimately gave an instruction on entrapment, it erred by advising counsel before closing argument that it would not give the requested instruction. Smith contends that his counsel was thereby precluded from fully arguing his theory of defense to the jury.

I.

Evidentiary Issues

“The materiality and relevance of proffered evidence resides in the sound discretion of the trial court, and an appellate court is bound to uphold the decision absent a clear abuse of discretion.” United States v. Martinez, 487 F.2d 973, 977 (10th Cir. 1973). In the exercise of this discretion, the court must determine whether the probative value of evidence is substantially outweighed by the danger of prejudice. Rule 403, Fed.R.Evid.; United States v. Krohn, 573 F.2d 1382, 1389 (10th Cir.), cert. denied, 436 U.S. 949, 98 S.Ct. 2857, 56 L.Ed.2d 792 (1978).

Smith contends it was error to admit evidence of an incident between Smith and the informant Young. Young testified that two weeks prior to trial, Smith followed Young home in his car, pulled into his driveway and made intimidating remarks and gestures. Evidence of threats to a prosecution witness is admissible as showing consciousness of guilt if a direct connection is established between the defendant and the threat, as it was here. *652 United States v. Rios, 611 F.2d 1335, 1349 (10th Cir. 1979); United States v. Davis, 487 F.2d 112, 125 (5th Cir. 1973), cert. denied, 415 U.S. 981, 94 S.Ct. 1573, 39 L.Ed.2d 878 (1974); United States v. Grillo, 468 F.2d 1233, 1240 (2d Cir. 1972), cert. denied, 410 U.S. 989, 93 S.Ct. 1501, 36 L.Ed.2d 188 (1973).

More troublesome is Young’s testimony that he was harassed and threatened by unidentified people in the drug community due to his informant activities. As pointed out in Rios, such testimony is generally not properly admissible when the conduct is not attributable to the defendant. However, defense counsel did not object to this testimony on the ground of prejudice. Moreover, he began his cross-examination by asking Young additional questions about his life as an informer and its undesirable consequences. Thus, any prejudice resulting from the original testimony was minimized when it was further developed by defense counsel. See United States v. Sturgis, 578 F.2d 1296, 1299 (9th Cir. 1978).

In addition, we noted above that the charges against Smith for distributing cocaine to informant Young were the subject of a mistrial. The mistrial was based on the jury’s failure to reach an unanimous verdict as to Smith’s guilt. If the jury failed to believe Young’s testimony that he sold cocaine to Smith, it is highly unlikely that Young’s testimony about anonymous threats and intimidation influenced the jury in finding Smith guilty of the sale to Barry, the police undercover agent. Under these circumstances, and in view of the overwhelming evidence of guilt in the sale to Barry, we find any error relating to admission of Young’s testimony to be harmless. See United States v. Lyles, 593 F.2d 182, 196 (2d Cir.), cert. denied, 440 U.S. 972, 99 S.Ct. 1537, 59 L.Ed.2d 789 (1979); Chase v. Crisp, 523 F.2d 595, 598 (10th Cir. 1975), cert. denied, 424 U.S. 947, 96 S.Ct. 1418, 47 L.Ed.2d 354 (1976).

Smith also urges as error the admission of taped telephone conversations between undercover agent Barry and Smith because they included references to unrelated drug transactions. The phone calls were made two days after the sale for which Smith was tried, and referred to that sale as well as other potential sales of marijuana and cocaine from Smith to Barry. Under Rule 404(b), Fed.R.Evid., evidence of other crimes is admissible “as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.” The admission of such evidence requires the trial court to weigh the probative value against the prejudicial effect. United States v. Bridwell, 583 F.2d 1135, 1140 (10th Cir. 1978). Smith’s defense to the Barry sale was that he only sold the cocaine upon Barry’s urging, and did so to enable Barry to resell the drug and raise enough money to make bail for the husband of a mutual friend. The evidence of Smith’s willingness and ability to make other sales was clearly relevant to show a plan or ongoing scheme to distribute drugs in order to refute this defense. The close proximity in time between the sale charged and the evidence of other proposed sales made the evidence highly probative. Id.

We conclude that the trial court did not abuse its discretion by admitting this relevant evidence, particularly in view of the instruction to the jury limiting its consideration to the purposes permitted by Rule 404(b).

II.

The Entrapment Instruction

As noted above, Smith’s entrapment defense was based on his contention that Barry induced him to make the sale to enable Barry to raise bail for a mutual friend.

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