United States v. Washington

890 F.3d 891
Court of Appeals for the Tenth Circuit·Decided May 15, 2018·No. 17-6079·Published·Cited by 46 cases

Opinion

FILED

United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS May 15, 2018

Elisabeth A. Shumaker

FOR THE TENTH CIRCUIT Clerk of Court

UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 17-6079 CORY DEVON WASHINGTON,

Defendant - Appellant.

Appeal from the United States District Court for the Western District of Oklahoma (D.C. Nos . 5:16-CV-00763-HE and 5:11-CR-00099-HE-1)

Grant R. Smith, Assistant Federal Public Defender (Virginia L. Grady, Federal Public Defender, with him on the briefs), Denver, Colorado, for Defendant-Appellant.

Steven W. Creager, Assistant United States Attorney (Mark A. Yancey, United States Attorney; Ashley Altshuler, Assistant United States Attorney, with him on the brief), Oklahoma City, Oklahoma, for Plaintiff-Appellee.

Before TYMKOVICH, Chief Judge, BALDOCK, and HOLMES, Circuit Judges.

BALDOCK, Circuit Judge.

In 2011, Defendant Cory Devon Washington pleaded guilty in the Western District of Oklahoma to two firearm-related offenses. The district court sentenced him to fifteen years’ imprisonment under the Armed Career Criminal Act (ACCA).

After Johnson v. United States, 135 S. Ct. 2551 (2015), invalidated the ACCA’s residual clause, Defendant filed a motion to vacate his sentence pursuant to 28 U.S.C. § 2255. Notably, this motion was his second § 2255 motion. The district court dismissed the motion because Defendant did not establish the sentencing court relied on the residual clause for any of his ACCA predicate offenses. Exercising jurisdiction under 28 U.S.C. § 2253(a), we affirm.

I.

In June 2011, pursuant to a plea agreement, Defendant pleaded guilty to one count of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1) and one count of possessing an unregistered firearm in violation of 26 U.S.C. §§ 5861(d) and 5845(f). Under the ACCA, a defendant convicted of being a felon in possession of a firearm faces a minimum of fifteen years’ imprisonment if the defendant has three previous convictions for violent felonies or serious drug offenses. 18 U.S.C. § 924(e)(1). At the time of Defendant’s sentencing, a violent felony was defined as “any crime punishable by imprisonment for a term exceeding one year” that (1) “has as an element the use, attempted use, or threatened use of physical force against the person of another” (the elements clause); (2) “is burglary, arson, or extortion, involves use of explosives” (the enumerated offense clause); or (3) “otherwise involves conduct that presents a serious potential risk of physical injury to another” (the residual clause). § 924(e)(2)(B).

Defendant’s presentence investigation report (PSR) recommended an enhanced sentence under the ACCA based on three prior felony convictions: (1) a juvenile

adjudication for pointing a weapon; (2) assault and battery with a dangerous weapon; and (3) burglary in the second degree. Defendant objected to the PSR’s recommended sentence, arguing only that the juvenile adjudication for pointing a weapon did not qualify as a predicate offense under the ACCA. Defendant argued the adjudication arose from a misdemeanor charge, it was not a conviction, and it was ultimately dismissed. At a sentencing hearing in December 2011, the district court rejected all three arguments and held Defendant’s juvenile adjudication qualified as an ACCA predicate offense. Pursuant to the ACCA, the district court imposed the mandatory minimum sentence of 180 months’ imprisonment. We affirmed on direct appeal.1 United States v. Washington, 706 F.3d 1215 (10th Cir. 2012). In 2014, Defendant filed a § 2255 motion to vacate, set aside, or correct his sentence, alleging ineffective assistance of counsel. The district court denied this motion, and Defendant did not appeal.

In 2015, the Supreme Court’s decision in Johnson struck the ACCA’s residual clause as unconstitutionally vague but left the elements clause and enumerated offense clause intact. 135 S. Ct. at 2563. The Supreme Court later held Johnson is retroactive in cases on collateral review, allowing defendants previously sentenced under the ACCA’s residual clause to challenge their sentences. Welch v. United

1 We note that a juvenile adjudication can be a “conviction” for the purpose of the ACCA. See 18 U.S.C. § 924(e)(2)(C) (“[T]he term ‘conviction’ includes a finding that a person has committed an act of juvenile delinquency involving a violent felony.”); United States v. Carney, 106 F.3d 315, 317 (10th Cir. 1997) (“[C]onsider[ing] a defendant’s prior juvenile adjudications for sentencing purposes[] is entirely consistent with Oklahoma law.”).

States, 136 S. Ct. 1257, 1268 (2016). After the Supreme Court decided Johnson and Welch, Defendant obtained authorization from us to file a second or successive § 2255 motion. In his motion, Defendant argued Johnson rendered his ACCA sentencing enhancement unconstitutional as to his three prior convictions. The district court disagreed and held Defendant did not raise Johnson-based claims but rather raised Mathis-based claims, which were barred.2 The court then dismissed this second or successive motion pursuant to § 2244. Defendant filed a motion for a certificate of appealability, which the district court denied. Defendant then filed a timely notice of appeal. We granted a certificate of appealability on two issues: (1) whether Defendant’s motion satisfied the requirements of § 2244(b); and if so, (2) whether, on the merits, the district court unconstitutionally enhanced Defendant’s sentence under the ACCA.

II.

Defendants who file a second or successive § 2255 motion must pass through two gates before a court may consider the merits of the motion. See 28 U.S.C. § 2255(h); United States v. Murphy, 887 F.3d 1064, 1067–68 (10th Cir. 2018); see

2 Mathis v. United States, 136 S. Ct. 2243 (2016) held the modified categorical approach—which allows a court to look at “a limited class of documents . . . to determine what crime, with what elements, a defendant was convicted of”—may only be used when a statute lists alternative elements, rather than alternative means. 136 S. Ct. at 2249, 2251. The district court held Defendant’s “Mathis-based claims” were barred because Mathis did not announce a new substantive rule that applies retroactively and Defendant did not obtain authorization to raise a Mathis claim. Mathis becomes relevant to our inquiry today if and only if, as further explained below, Defendant shows his motion relied on a new rule of constitutional law—i.e., the rule articulated in Johnson.

also Case v. Hatch, 731 F.3d 1015, 1026–29 (10th Cir. 2013) (adopting the same gatekeeping process but in the context of second or successive § 2254 motions). At the first gate, a defendant initially must obtain authorization from the court of appeals to file the second or successive § 2255 motion in the district court. Case, 731 F.3d at 1026; § 2244(b)(3). To obtain this authorization, a defendant must make a prima facie showing that his motion relies on:

(1) newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense; or

(2) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.

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