JERRE S. WILLIAMS, Circuit Judge.
This case arises out of a Drug Enforcement Administration (DEA) investigation and an alleged precipitant arrest following the failure of a confidential informant’s transmitter during a drug deal. Appellants Warren G. Hultgren, Jr., and Donald T. Rondinelli challenge the district court’s denial of their motions to suppress the evidence seized pursuant to their warrantless arrests within the home of the third defendant to this appeal, Fonda G. Heliums. Further, appellants Hultgren and Heliums challenge their convictions on the ground that their indictments were factually insufficient in that they failed to state the period of time during which the conspiracy alleged was operative. We find that the warrant-less arrests of Hultgren and Rondinelli, as well as the search incident thereto, were proper. Further, we conclude that the indictments against Hultgren and Heliums were sufficient. Accordingly, we affirm.
I.
Facts
On February 2, 1982, using confidential informant Bruce Foster, DEA agents recorded a meeting concerning a drug transaction between appellant Heliums, co-defendant Stephen J. Sadowski
and Foster at Heliums’ residence. After Sadowski introduced Heliums to Foster, Heliums left the house. When she returned, she sold Foster approximately one ounce of cocaine. No arrests were made at that time.
On March 1, 1982, near midnight, Foster informed DEA agent Howard Whitworth that a cocaine deal with Hultgren and Heliums was to “go down” sometime on March 2, 1982. At 3:00 p.m. on March 2, Foster informed Whitworth that a sample was to be delivered at about 5:00 p.m. at Heliums’ home, located in a residential area of Midland, Texas. At that time the final arrangement for the transaction would be made. At 6:20 p.m., Foster again contacted the DEA agent and told him that he had met with Hultgren and Heliums, received a sample of the cocaine, and set the transaction for the larger quantity for 8:00 p.m. that evening. Foster then proceeded to a Midland hotel, pursuant to the agent’s instructions. The agent had the sample tested at 7:00 p.m. and ascertained that it was cocaine. Foster was then searched, as was his car, and Foster was fitted with a transmitter. At 7:30 p.m. Foster returned to Heliums’ house where the delivery was to take place. DEA surveillance was established, involving approximately six to eight officers. Although the deal was set for 8:00 p.m., Hultgren did not arrive until approximately 9:30 p.m. with appellant Rondinelli, who was hitherto unknown to the DEA agents. The DEA agents monitored the conversation between Foster, Heliums, Hultgren, and Rondinelli relating to
prices, quantities, setting up the scales, and future transactions.
Then, the transmitter being carried by Foster ceased broadcasting, for reasons unknown. Only static could be heard by the monitors. Whitworth alerted the other agents to prepare to enter the house, and minutes later, entrance was expediently accomplished. The agents entered the house by knocking and announcing their presence and then breaking down the front door when they saw or heard the people trying to escape. Heliums, Hultgren, and Rondinelli were apprehended as they attempted to leave the house through the back door. While searching the house for other persons, the agents discovered in the bedroom a set of triple beam scales, a small plastic bag containing a white powdery substance, and a “baggie” of marijuana.
Hultgren, Heliums and Rondinelli were charged with conspiracy to possess cocaine with intent to distribute during a period from February 25 to March 2, 1982. Heliums was charged with conspiracy to possess with intent to distribute during the period from February 1 to February 2,1982 and with possession of cocaine on February 2, 1982. Rondinelli, Hultgren and Heliums were also charged with possession of cocaine on March 2, 1982. All three appellants moved to suppress the evidence seized at the time of their warrantless arrests at Heliums’ residence on March 2, 1982. The district court held the suppression hearing on May 20, 1982, and denied the motions to suppress.
Appellants waived the right to trial by jury. By agreement between the government and appellants, the case was tried before the court on stipulated facts and evidence and the testimony heard at the suppression hearing. The court found Heliums guilty of conspiracy to possess cocaine with intent to distribute on February 1 through 2, 1982. It found Hultgren and Rondinelli guilty of conspiracy to possess with intent to distribute from February 25 to March 2, 1982. The other charges against appellants were dismissed. Each appellant was then sentenced to a term of five years with eligibility for parole pursuant to 18 U.S.C. § 4205(b)(2). Each appellant filed a timely notice of appeal.
II.
Warrantless Arrest and Search
A warrant to search or arrest was not issued at any time, nor was there an application for one. The district court concluded that probable cause for the issuance of a search warrant for the cocaine was not established until 6:20 p.m. on March 2,1982, when the sample was delivered to Foster.
Similarly, probable cause for the issuance of an arrest warrant on the possession charge, Count 4 of the indictment, did not arise at least until 6:20 p.m. on March 2.
The district court concluded, however, that
probable cause for the conspiracy charge in Count 2 of the indictment
arose by midnight on March 1, 1982.
The parties to this appeal do not take issue with the district court’s findings of probable cause. Rather, appellants Rondinelli and Hultgren contend that their warrantless arrest and search in the private home of a third person, Heliums, was impermissible since the government failed to obtain or even to seek a warrant when probable cause for an offense had earlier arisen.
They argue that the district court
erred in finding that “exigent circumstances” justified the warrantless arrest and search, and therefore their motions for suppression should have been granted.
The Supreme Court has had frequent occasion to address the narrow circumstances under which a warrantless arrest or search of one’s
own home
may be proper. In such cases, the Supreme Court has observed that in the absence of consent:
In terms that apply equally to seizures of property and to seizures of persons, the Fourth Amendment has drawn a firm line at the entrance to the house. Absent exigent circumstances, that threshold may not reasonably be crossed without a warrant.
Payton v. New York,
445 U.S. 573, 590,100 S.Ct. 1371,1382, 63 L.Ed.2d 639 (1980).
See Steagald v. United States,
Free access — add to your briefcase to read the full text and ask questions with AI
JERRE S. WILLIAMS, Circuit Judge.
This case arises out of a Drug Enforcement Administration (DEA) investigation and an alleged precipitant arrest following the failure of a confidential informant’s transmitter during a drug deal. Appellants Warren G. Hultgren, Jr., and Donald T. Rondinelli challenge the district court’s denial of their motions to suppress the evidence seized pursuant to their warrantless arrests within the home of the third defendant to this appeal, Fonda G. Heliums. Further, appellants Hultgren and Heliums challenge their convictions on the ground that their indictments were factually insufficient in that they failed to state the period of time during which the conspiracy alleged was operative. We find that the warrant-less arrests of Hultgren and Rondinelli, as well as the search incident thereto, were proper. Further, we conclude that the indictments against Hultgren and Heliums were sufficient. Accordingly, we affirm.
I.
Facts
On February 2, 1982, using confidential informant Bruce Foster, DEA agents recorded a meeting concerning a drug transaction between appellant Heliums, co-defendant Stephen J. Sadowski
and Foster at Heliums’ residence. After Sadowski introduced Heliums to Foster, Heliums left the house. When she returned, she sold Foster approximately one ounce of cocaine. No arrests were made at that time.
On March 1, 1982, near midnight, Foster informed DEA agent Howard Whitworth that a cocaine deal with Hultgren and Heliums was to “go down” sometime on March 2, 1982. At 3:00 p.m. on March 2, Foster informed Whitworth that a sample was to be delivered at about 5:00 p.m. at Heliums’ home, located in a residential area of Midland, Texas. At that time the final arrangement for the transaction would be made. At 6:20 p.m., Foster again contacted the DEA agent and told him that he had met with Hultgren and Heliums, received a sample of the cocaine, and set the transaction for the larger quantity for 8:00 p.m. that evening. Foster then proceeded to a Midland hotel, pursuant to the agent’s instructions. The agent had the sample tested at 7:00 p.m. and ascertained that it was cocaine. Foster was then searched, as was his car, and Foster was fitted with a transmitter. At 7:30 p.m. Foster returned to Heliums’ house where the delivery was to take place. DEA surveillance was established, involving approximately six to eight officers. Although the deal was set for 8:00 p.m., Hultgren did not arrive until approximately 9:30 p.m. with appellant Rondinelli, who was hitherto unknown to the DEA agents. The DEA agents monitored the conversation between Foster, Heliums, Hultgren, and Rondinelli relating to
prices, quantities, setting up the scales, and future transactions.
Then, the transmitter being carried by Foster ceased broadcasting, for reasons unknown. Only static could be heard by the monitors. Whitworth alerted the other agents to prepare to enter the house, and minutes later, entrance was expediently accomplished. The agents entered the house by knocking and announcing their presence and then breaking down the front door when they saw or heard the people trying to escape. Heliums, Hultgren, and Rondinelli were apprehended as they attempted to leave the house through the back door. While searching the house for other persons, the agents discovered in the bedroom a set of triple beam scales, a small plastic bag containing a white powdery substance, and a “baggie” of marijuana.
Hultgren, Heliums and Rondinelli were charged with conspiracy to possess cocaine with intent to distribute during a period from February 25 to March 2, 1982. Heliums was charged with conspiracy to possess with intent to distribute during the period from February 1 to February 2,1982 and with possession of cocaine on February 2, 1982. Rondinelli, Hultgren and Heliums were also charged with possession of cocaine on March 2, 1982. All three appellants moved to suppress the evidence seized at the time of their warrantless arrests at Heliums’ residence on March 2, 1982. The district court held the suppression hearing on May 20, 1982, and denied the motions to suppress.
Appellants waived the right to trial by jury. By agreement between the government and appellants, the case was tried before the court on stipulated facts and evidence and the testimony heard at the suppression hearing. The court found Heliums guilty of conspiracy to possess cocaine with intent to distribute on February 1 through 2, 1982. It found Hultgren and Rondinelli guilty of conspiracy to possess with intent to distribute from February 25 to March 2, 1982. The other charges against appellants were dismissed. Each appellant was then sentenced to a term of five years with eligibility for parole pursuant to 18 U.S.C. § 4205(b)(2). Each appellant filed a timely notice of appeal.
II.
Warrantless Arrest and Search
A warrant to search or arrest was not issued at any time, nor was there an application for one. The district court concluded that probable cause for the issuance of a search warrant for the cocaine was not established until 6:20 p.m. on March 2,1982, when the sample was delivered to Foster.
Similarly, probable cause for the issuance of an arrest warrant on the possession charge, Count 4 of the indictment, did not arise at least until 6:20 p.m. on March 2.
The district court concluded, however, that
probable cause for the conspiracy charge in Count 2 of the indictment
arose by midnight on March 1, 1982.
The parties to this appeal do not take issue with the district court’s findings of probable cause. Rather, appellants Rondinelli and Hultgren contend that their warrantless arrest and search in the private home of a third person, Heliums, was impermissible since the government failed to obtain or even to seek a warrant when probable cause for an offense had earlier arisen.
They argue that the district court
erred in finding that “exigent circumstances” justified the warrantless arrest and search, and therefore their motions for suppression should have been granted.
The Supreme Court has had frequent occasion to address the narrow circumstances under which a warrantless arrest or search of one’s
own home
may be proper. In such cases, the Supreme Court has observed that in the absence of consent:
In terms that apply equally to seizures of property and to seizures of persons, the Fourth Amendment has drawn a firm line at the entrance to the house. Absent exigent circumstances, that threshold may not reasonably be crossed without a warrant.
Payton v. New York,
445 U.S. 573, 590,100 S.Ct. 1371,1382, 63 L.Ed.2d 639 (1980).
See Steagald v. United States,
451 U.S. 204,101 S.Ct. 1642,1647, 68 L.Ed.2d 38 (1981);
Coolidge v. New Hampshire,
403 U.S. 443, 474-75, 91 S.Ct. 2022, 2042-43, 29 L.Ed.2d 564 (1971);
Johnson v. United States,
333 U.S. 10,13-15, 68 S.Ct. 367, 368-69, 92 L.Ed. 436 (1948). The purpose behind the warrant requirement, to allow a neutral judicial officer to assess whether the police have probable cause to make an arrest or conduct a search, is the same whether the home entered is one’s own or that of another. However, the interests underlying the warrant requirement leading to the sharp line-drawing at the threshold of the home, are less compelling in the case where the home of another is intruded upon. While in either case the individual interest in protecting his own liberty is identical, the interest in privacy against unwarranted intrusion is less compelling if the person complaining is not the owner. Thus, in the immediate case, where a warrantless arrest and search takes place in the home of a third person, we recognize that the presumption of its invalidity is not strong as it would be had the intrusion been into the complaining party’s own home.
At the suppression hearing, the government advanced five factors as showing the existence of exigent circumstances: (1) the lack of sufficient time to prepare an affidavit, locate a magistrate, and obtain a warrant after probable cause arose; (2) the danger to the government informant when the transmitter failed and the conversation could not be monitored; (3) the imminent danger of destruction of evidence; (4) the possibility that persons might escape; and (5) the necessity of having adequate time to brief the informant after probable cause arose. In its rulings on the motion to suppress, the district court found that exigent
circumstances justified the warrantless arrests of Rondinelli and Hultgren. We agree.
A.
Rondinelli
As to Rondinelli, the existence of exigent circumstances is apparent. Rondinelli’s participation in the illicit activities were unknown until he arrived with Hultgren at 9:35 p.m. on the evening of March 2; the DEA agents had not previously learned of his participation during the course of their ongoing investigation. Accordingly, as pointed out by the district court, probable cause for Rondinelli’s arrest did not arise until his arrival at 9:35 p.m. By that hour, amidst the agents’ surveillance and monitoring of the cocaine transaction “going down” in Heliums’ home, there was no time to obtain a warrant. Shortly after Rondinelli’s arrival, informant Foster’s transmitter failed for reasons unknown, precipitating the agents’ expeditious entry of the residence. After considering the record before the court on the motions to suppress, we conclude that the unexplained failure of the transmitter raised the possibility of danger to the informant who was inside and danger of the destruction of the evidence if entry into the house was not promptly effected.
See, e.g., Scott v. Maggio,
695 F.2d 916, 921 (5th Cir.),
cert.
denied,-U.S.-, 103 S.Ct. 3544, 77 L.Ed.2d 1393 (1983) (“Time lapsed in securing a warrant might have resulted in the destruction of valuable evidence and the escape of clearly identified suspects,” as exigent circumstances). Thus, the exigent circumstances arising only minutes after the agent’s knowledge of Rondinelli’s involvement without any doubt justified his warrantless arrest.
B.
Hultgren
The warrantless arrest of Hultgren presents a much more difficult question. Clearly, the same exigent circumstances precipitated the entry and arrest of both defendants on the evening of March 2. Hultgren, unlike Rondinelli, was identified as a participant in the illicit dealings under investigation significantly before the exigent circumstances arose. As found by the district court, and not at issue here, probable cause for Hultgren’s arrest on the conspiracy charge was established on March 1 and probable cause for the possession charge was established at 6:20 p.m. on March 2. The district court concluded, after considering the evidence presented at the suppression hearing, that the agents could have obtained a warrant for Hultgren’s arrest on the conspiracy charge but that ample time did not exist for obtaining a warrant on the possession charge. We find, in light of the record before the district court, that these conclusions were properly drawn.
The critical inquiry as to Hultgren, therefore, is whether the agents’ failure to avail themselves of the opportunity to obtain a warrant earlier, for the conspiracy conviction, is fatal to the government’s claim that subsequent exigent circumstances justified the warrantless arrest on this, as well as the possession, charges.
In a recent case,
United States v. Thompson,
700 F.2d 944, 950 (5th Cir.1983), this Court reaffirmed the principle that “the failure to obtain a warrant at the first opportunity is not a fatal defect.” Judge Randall for the Court surveyed the prior cases to this effect:
In
Cardwell v. Lewis,
417 U.S. 583, 94 S.Ct. 2464, 41 L.Ed.2d 325 (1974), the Supreme Court stated: “The exigency [necessitating seizure of an automobile] may arise at any time, and the fact that the police might have obtained a warrant earlier does not negate the possibility of a current situation’s necessitating prompt police action.”
Id.
at 596, 94 S.Ct. at 2472. Similarly, while strongly condemning the agents’ failure to obtain a warrant in
United States v. Mitchell,
538 F.2d 1230 (5th Cir.1976) (en banc),
cert. denied,
430 U.S. 945, 97 S.Ct. 1578, 51 L.Ed.2d 792 (1977), we upheld the agents’ search of an automobile when exigent circumstances did in fact arise. 538 F.2d at 1233.
See also United States v. Gardner,
[553 F.2d 946, 948 (5th Cir.1977),
cert. denied,
434 U.S. 1011, 98 S.Ct. 722, 54 L.Ed.2d 753 (1978) ] (“reasonableness of a search [in a home] under exigent circumstances is not foreclosed by the failure to obtain a warrant at the earliest practicable moment”). On the other hand, “the opportunity to obtain a warrant is one of the factors to be weighed in determining reasonableness.”
Vale v. Louisiana,
399 U.S. 30, 40, 90 S.Ct. 1969, 1975, 26 L.Ed.2d 409 (1970) (Black, J., dissenting);
see also, United States v. Chuke
[554 F.2d 260, 263 (6th Cir.1977) ];
United States v. Rubin
[474 F.2d 262, 268 (3d Cir.),
cert. denied,
414 U.S. 833, 94 S.Ct. 173, 38 L.Ed.2d 68 (1973)].
Ibid.
We went on to recognize, however, that a warrantless search may not be justified on the basis of exigent circumstances which are created by the government itself. We examined our prior decision of
United States v. Scheffer,
463 F.2d 567 (5th Cir.),
cert. denied,
409 U.S. 984, 93 S.Ct. 324, 34 L.Ed.2d 248 (1972) which characterized the government’s contention that it lacked time to procure a search warrant in the context of a planned and controlled drug delivery as “incredible.”
Thompson, supra,
700 F.2d at 950. The
Thompson
case further recognized that, pursuant to
Scheffer,
“ ‘[s]light delay or the inconvenience of presenting facts to a magistrate are not sufficient circumstances to by-pass the warrant requirement.’ ”
Thompson,
700 F.2d at 951 (quoting
Scheffer, supra,
463 F.2d at 575).
Applying these principles to the particular facts of the case at hand, we agree with the district court’s conclusion that the
government’s failure to obtain a warrant for Hultgren’s arrest on the prior conspiracy charge, upon which he was convicted, is not fatal to the subsequent arrest precipitated by exigent circumstances. We find the ongoing nature of the government’s investigation in the immediate case a significant factor in reaching our conclusion. The government is not compelled to effect an arrest upon the occurrence of probable cause to believe a crime has been committed. Rather, the government may await that move in the hope of ferreting out any hitherto unknown individuals involved in the illicit undertakings, gathering additional evidence substantiating the crimes believed to have been committed, or discovering any other offenses in which the suspects are involved. Indeed, in the case of the immediate ongoing investigation, new suspects and evidence of crimes committed became known only later in the investigation. Thus, unlike the case of the “routine” felony arrest, where a given individual and a distinct crime is involved, the fluidity of an ongoing investigation of the distribution of narcotics makes the obtaining of an adequate search warrant more difficult to time in the flow of events. While the possibility of discovering additional participants or evidence of crimes does not negate the warrant requirement, we find that it is one factor to weigh in determining the reasonableness of the government’s warrantless arrest.
In the immediate case, where the participation of one additional individual, Rondinelli, was not known and probable cause for one additional crime, possession of cocaine, did not arise until the evening of the arrest, this factor bears heavily upon our inquiry.
Also relevant is the fact that the time at which probable cause for the conspiracy arrest arose, March 1, was not far removed from the events of March 2 which precipitated the arrest. While, as found by the district court, sufficient time had existed in which to procure a warrant, the time lapse
was relatively brief. Further, during some of the period at issue, the agents were involved with the informant in planning and preparing for the subsequent day’s events as they began to unfold.
This is not a case where the exigent circumstances were deliberately created by the government. There is no evidence whatsoever that the government planned or “faked” the precipitating cause of the exigent circumstances, the transmitter failure. The transmitter’s failure remains wholly unexplained, and there is no evidence to support a conclusion that its failure was of the government’s own making. The failure of the transmitter created the genuine concern that the government informer had been exposed and that his life and those of the agents surrounding the house were in danger. Nor is this a case, as in
Scheffer, supra,
where the drug transaction under surveillance was a controlled delivery as to time and place. In the case at hand, the government acted pursuant to Foster’s information, which he had gotten from the suspects. Relevant times were in fact changed from those which had been set. It was not known until the last chapter of events unfolded on March 2 that Helium’s house would be the actual place of delivery. The fact that the exigency might have been foreseeable does not control.
United States v. Mitchell,
538 F.2d 1230, 1233 (5th Cir. 1976) (en banc),
cert. denied,
430 U.S. 945, 97 S.Ct. 1578, 51 L.Ed.2d 792 (1977). The important point, as in
Mitchell,
is that the exigency while perhaps not
unexpected,
had not been
created
by the government.
See United States v. Thompson, supra,
700 F.2d at 950 n. 4.
We therefore conclude that the district court properly found that exigent circumstances justified the warrantless arrests. Relevant to our inquiry of the reasonableness of the warrantless entry under exigent circumstances, in light of the government’s failure to obtain a warrant at the earlier practical moment, are the facts that: the home invaded was not that of Hultgren, the arrest was precipitated amidst an ongoing investigation and its attendant uncertainties, the period of time which elapsed before the exigent circumstances arose was relatively short, and the precipitating factors for the arrest were not deliberately created by the government. Accordingly, we conclude that the warrant-less arrest of Hultgren was not improper.
C.
Plain View
Since we conclude that the warrantless arrests of both Rondinelli and Hultgren were justified by exigent circumstances, the motions to suppress the evidence seized at the time of their arrests were properly denied. The record amply supports the district court’s finding that the contraband at issue was in plain view of the agents effecting the arrests.
It is well established that evidence in plain view of officers properly on the premises is subject to immediate seizure.
Further, “[t]he fact
that the agents expected to find contraband, which is easily destroyed, on the premises does not preclude operation of the plain view exception to the warrant requirement.”
United States v. Thompson, supra,
700 F.2d at 951 (and cases cited therein). Accordingly, the evidence seized pursuant to the arrest was properly denied suppression.
III.
Sufficiency of the Indictments
Appellant Hultgren and Heliums were found guilty of separate counts of conspiracy to possess cocaine with the intent to distribute. On appeal, they complained that their indictments were factually insufficient, alleging that they failed to state the period of time during which the conspiracy was operative.
An indictment charging a violation of 21 U.S.C. § 846 is sufficient “if it alleges a conspiracy to distribute drugs, the time during which the conspiracy was operative and the statute allegedly violated.. .. ”
United States v. Marable,
578 F.2d 151, 154 (5th Cir.1978). The appellants relied upon
United States v. Cecil,
608 F.2d 1294, 1296-97 (9th Cir.1979), for their claim that the indictment returned against them did not sufficiently allege the time during which the conspiracies were operative. The indictment in
Cecil
alleged the time of the conspiracy as “beginning on or before July, 1975, and continuing thereafter until on or after October, 1975.... ”
Id.
at 1295. The Ninth Circuit found this indictment deficient because it “fail[ed] to allege sufficient facts to facilitate the proper preparation of a defense.”
Id.
at 1297.
In this case, Count 1 of the indictment charges Heliums with conspiracy “commencing on or before February 1, 1982, and continuing thereafter, up to and including, on or about February 2, 1982. ... ” Count 2 charges Hultgren with conspiracy “commencing on or before February 25, 1982, and continuing thereafter, up to and including, on or about March 2, 1982.... ” These indictments sufficiently allege the operative periods of the conspiracies to permit the preparation of a defense and to avoid double jeopardy problems. Within reasonable limits, the precise date of the offense is not required.
See United States v. Tunnell,
667 F.2d 1182, 1186 (5th Cir.1982). The indictments at hand are clearly more specific and less open ended than that found deficient in
Cecil.
We therefore conclude that the indictments upon which appellants Hultgren and Heliums were convicted were sufficient.
CONCLUSION
. The district court properly denied appellants Rondinelli and Hultgren’s motions to suppress. The warrantless arrests of Rondinelli and Hultgren were justified by exigent circumstances. Further, we conclude that the evidence at issue was properly seized pursuant to the arrest in plain view. Finally, the indictments against appellants Hultgren and Heliums were factually sufficient in their designation of the operative
period of the conspiracies of which those charged were convicted. Appellants’ convictions are
AFFIRMED.