United States v. Rodea

Court of Appeals for the Fifth Circuit·Decided December 24, 1996·No. 96-40018·Published

Opinion

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 96-40018

UNITED STATES OF AMERICA, Plaintiff-Appellant,

versus

JOSE RODEA, JR.; JOSE RODEA-HERNANDEZ, Defendants-Appellees.

Appeal from the United States District Court for the Southern District of Texas

December 24, 1996

Before BARKSDALE, EMILIO M. GARZA, and BENAVIDES, Circuit Judges. RHESA HAWKINS BARKSDALE, Circuit Judge:

Primarily at issue is the exigent circumstances exception to the Fourth Amendment warrant requirement. The United States appeals the suppression (1) of evidence seized in the search of a mobile home occupied by, among others, appellees Jose Rodea- Hernandez (Rodea-Hernandez) and Jose Rodea, Jr. (Rodea), and (2) of statements made by Rodea. We REVERSE and REMAND.

I.

In September 1995, assisted by a confidential informant, Drug Enforcement Administration Special Agent Silva, acting in an undercover capacity, arranged to purchase marijuana from appellees’ co-defendant Juan Lopez-Gonzalez. After a meeting between the informant, the Agent, and Lopez-Gonzalez, at which the marijuana

price was agreed upon, surveillance units followed Lopez-Gonzalez, the informant, and another of appellees’ co-defendants to a mobile home in an isolated, rural area.

After the informant advised Agent Silva that the marijuana had been delivered to that home, but before further arrangements for consummation of the transaction could be made, it was determined that Lopez-Gonzalez, who was in the informant’s car on the way to meet again with Agent Silva, had detected one of the Agents conducting surveillance. Lopez-Gonzalez was arrested because Agent Silva feared that he would alert the individuals at the mobile home. Believing that those individuals would become suspicious when Lopez-Gonzalez did not contact them or return to the mobile home, and that they might attempt to flee and/or remove the marijuana, Agent Silva directed the Agents conducting surveillance to approach the mobile home and seek consent to search it.

As the Agents approached the home, one occupant fled, and the other occupants, including the two appellees, refused initially to exit. Eventually, the appellees exited voluntarily, but the remaining occupants had to be removed from the mobile home by the Agents. All were arrested. The Agents conducted a protective sweep to ensure that no one remained in the mobile home.

After being arrested, Rodea-Hernandez consented to a search of the mobile home; 459 pounds of marijuana, scales, and drug ledgers were seized, but no weapons were found. Post-arrest, Rodea made a statement outside the mobile home; and he and Rodea- Hernandez made statements at the DEA offices.

Rodea and Rodea-Hernandez (and five others, all of whom have pleaded guilty) were charged with conspiracy to possess with the intent to distribute marijuana, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(B), and 846; and with possession of marijuana with the intent to distribute, in violation of 21 U.S.C. § 841(a)(1) and 841(b)(1)(B). Suppression of appellees’ statements and the evidence seized during the search was sought on the bases that the Agents did not have probable cause to search; the Government created the exigent circumstances, if any, justifying the entry; Rodea-Hernandez’s consent to search was involuntary, and his statements were tainted by the Agents’ prior unlawful conduct; and Rodea did not receive Miranda warnings prior to making his statements, he was pressured by the Agents, and his statements were the fruit of an illegal search. In response, the Government claimed the exigent circumstances and consent exceptions to the Fourth Amendment’s warrant requirement.

Following a suppression hearing on December 4 and 5, 1995, the district court granted Rodea-Hernandez’s motion to suppress his statements, but denied the motions in all other respects. (The Government does not appeal the suppression of Rodea-Hernandez’s statements.) But, three days after the hearing, the district court granted the motions.

The Government moved for reconsideration; and, later in December, the district court explained that it was “not persuaded that exigent circumstances existed prior to the [Agents’] approach to the [mobile home]”, and that the Agents’ actions had caused the

exigency necessitating their warrantless entry. This order contained additional findings of fact, including that the mobile home occupants were unaware of the surveillance, that no effort was made to obtain a warrant, that the marijuana could not have been removed or destroyed easily, and that the informant never told Agent Silva that weapons were in the home.

II.

The Government contends that Lopez-Gonzalez’s detection of the surveillance was an unforeseeable occurrence that necessitated immediate action by the Agents to prevent the other suspects from fleeing or from removing or destroying evidence; that the decision to approach the mobile home and seek consent was a reasonable response to that exigency; and that additional exigent circumstances justified the warrantless entry and protective sweep. In the alternative, the Government asserts that Rodea was lawfully arrested without a warrant, that the protective sweep that followed his arrest was valid, and that his statements are admissible as the product of a lawful arrest. (As noted, the Government does not contest the suppression of Rodea-Hernandez’s statements.)

When reviewing a suppression ruling, questions of law, such as whether law enforcement officers engaged in unreasonable investigative tactics, are reviewed de novo. United States v. Carrillo-Morales, 27 F.3d 1054, 1060 (5th Cir. 1994), cert. denied, ___ U.S. ___, 115 S. Ct. 1163 (1995); see also Ornelas v. United States, ___ U.S. ___, 116 S. Ct. 1657 (1996) (ultimate determinations of reasonable suspicion and probable cause are to be

reviewed de novo on appeal). For findings of fact, “[w]e consider the evidence in the light most favorable to the [prevailing party], and accept the district court’s factual findings unless clearly erroneous or influenced by an incorrect view of the law.” Carrillo-Morales, 27 F.3d at 1060.

Exigent circumstances vel non is a factual finding reviewed for clear error. See United States v. Vasquez, 953 F.2d 176, 179 (5th Cir.), cert. denied, 504 U.S. 946 (1992). Under the well- known standard, a factual finding is clearly erroneous "when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed." Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 573 (1985) (citation omitted).

Because they did not have a warrant to enter the mobile home or to arrest the appellees, the Agents’ “actions must have been supported by probable cause and necessitated by exigent circumstances.” Carrillo-Morales, 27 F.3d at 1060. The appellees do not seriously dispute that the Agents had probable cause to search the mobile home and arrest the occupants once Agent Silva received the telephone call from the informant at 2:20 p.m., confirming the marijuana delivery to that home. See id. at 1061 (“[t]he reasonable belief that the defendants were inside the body shop with a controlled substance constitutes probable cause to believe that a crime was being committed and that the persons to be arrested were involved”). Accordingly, the issues are narrowed to

whether exigent circumstances existed and, if so, whether they were created by the Government.

A.

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