United States v. Tomeny

144 F.3d 749, 1998 U.S. App. LEXIS 13476, 1998 WL 333382
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 24, 1998
Docket97-3089, 97-3090
StatusPublished
Cited by31 cases

This text of 144 F.3d 749 (United States v. Tomeny) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tomeny, 144 F.3d 749, 1998 U.S. App. LEXIS 13476, 1998 WL 333382 (11th Cir. 1998).

Opinion

KRAVITCH, Senior Circuit Judge:

Having pleaded guilty to one count each of making false statements in violation of 18 U.S.C. § 1001, Theodore S. Tomeny (“Tomeny”)- and Steve -Tomeny, Inc. (“Tomeny, Inc.”) appeal their convictions. Their sole contention is that 16 U.S.C. § 1857(1)(I), the criminal false statement provision of the Magnuson-Stevens Fishery Conservation and Management Act, 16 U.S.C. §§ 1801-1882 (“the Magnuson Act”), preempts 18 U.S.C. § 1Ó01, the general federal criminal false statement provision. 1 We hold that appellants did not waive the right to challenge their convictions, but we reject their preemption argument and thus affirm.

* Honorable Richard Mills, Senior U.S. District Judge for the Central District of Illinois, sitting by designation.

I.

In December 1992, the National Marine Fisheries Service (“NMFS”), acting pursuant to its authority under the Magnuson Act, issued an emergency interim rule establishing vessel trip limits for red snapper. See Reef Fish Fishery of the Gulf of Mexico, 57 Fed.Reg. 62,237 (1992) (emergency interim rule) (to be codified at 50 C.F.R. § 641.4(m) & (n)); 2 The rule imposed a trip limit of 2,000 pounds for any vessel with a red snapper endorsement on its reef fish permit and a trip limit of 200 pounds for a permitted vessel without such an endorsement. See id. An applicant could obtain an endorsement by documenting that a particular vessel that he or she owned or operated had landed 5000 pounds or more of red snapper in at least two of the three years of 1990, 1991, and 1992. See id.

Since 1989, Tomeny, as president and owner of Tomeny, Inc., operated the F/V Southerner, a fishing vessel owned by Tomeny, Inc. In January 1993, Tomeny submitted an application for a red snapper endorsement for the F/V Southerner to the NMFS Regional Office in St. Petersburg, Florida. In the application, Tomeny certified that the vessel had met the qualifying threshold of 5000 pounds in both 1990 and 1992, even though he knew that the vessel had not met the threshold in 1990. Although the NMFS initially informed Tomeny that the F/V Southerner was eligible for a red snapper endorsement for the 1993 season, the NMFS subsequently determined that Tomeny had submitted false information to obtain the endorsement.

A grand jury indicted both Tomeny and Tomeny, Inc. on one count each of making a false statement in violation of 18 U.S.C. § 1001. Appellants filed a motion to dismiss based on the theory that, under the facts of the ease, 16 U.S.C. § 1857(1)(I) preempted *751 18 U.S.C. § 1001. The district court denied this motion.

Appellants thereafter pleaded guilty to violating 18 U.S.C. § 1001, and appellants signed a written stipulation concerning the factual basis for the guilty plea. The district court sentenced Tomeny to six months’ home confinement and three years’ probation and fined him $20,000. The district court fined Tomeny, Inc. $12,000. This appeal followed.

II.

Appellants’ sole argument on appeal is that 16 U.S.C. § 1857(1)(I) preempts 18 U.S.C. § 1001. The government argues that appellants waived this issue by entering a guilty plea not conditioned upon the right to appeal the district court’s adverse rulings on pre-trial motions.

Although an unconditional guilty plea does waive non-jurisdietional defects in the proceedings against a defendant, see United States v. Fairchild, 803 F.2d 1121, 1124 (11th Cir.1986), it does not waive jurisdictional defects, see United States v. Meacham, 626 F.2d 503, 510 (5th Cir.1980). Whether a claim is “jurisdictional” depends on “whether the claim can be resolved by examining the face of the indictment or the record at the time of the plea without requiring further proceedings.” United States v. Caperell, 938 F.2d 975, 977-78 (9th Cir.1991). Accordingly, this court has held that a claim that the indictment failed to charge an offense is a jurisdictional claim not waived by the entry of a guilty plea. See Meacham, 626 F.2d at 510.

In arguing that 16 U.S.C. § 1857(1)(I) preempts 18 U.S.C. § 1001 as applied to the facts of this case, appellants effectively claim that the indictment failed to charge a legitimate offense. We hold that this claim is jurisdictional and that appellants did not waive it upon pleading guilty.

III.

We turn, therefore, to the merits of appellants’ contention. Appellants argue that the government was required to indict them under 16 U.S.C. § 1857(1)(I) rather than 18 U.S.C. § 1001 because § 1857(1)(I) preempts § 1001. Upon close examination of the relevant statutory provisions and case-law, we reject this contention.

16 U.S.C. § 1857 states in pertinent part:

It is unlawful-

(1) for any person

(I) to knowingly and willfiilly submit to a Council, the Secretary, or the Governor of a State false information (including but not limited to, false information regarding the capacity and extent to which a United States fish processor, on an annual basis, will process a portion of the optimum yield of a fishery that will be harvested by fishing vessels of the United States) regarding any matter that the Council, Secretary, or Governor is considering in the course of carrying out this chapter.

16 U.S.C. § 1857(1)(I) was enacted in 1986. See Pub.L. No. 99-659, § 107, 100 Stat. 3706, 3713 (1986).

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Bluebook (online)
144 F.3d 749, 1998 U.S. App. LEXIS 13476, 1998 WL 333382, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tomeny-ca11-1998.