United States v. Luis Fernando Bertulucci Castillo

568 F. App'x 774
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 10, 2014
Docket12-16520
StatusUnpublished

This text of 568 F. App'x 774 (United States v. Luis Fernando Bertulucci Castillo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Luis Fernando Bertulucci Castillo, 568 F. App'x 774 (11th Cir. 2014).

Opinion

PER CURIAM:

Luis Fernando Bertulucci Castillo (“Castillo”) appeals his conviction for one count of conspiracy to possess with intent to distribute five kilograms or more of cocaine while on board an aircraft registered in the United States and one count of making a false statement of aircraft ownership to facilitate a controlled substance offense.

The government arrested Castillo in the Dominican Republic based on his participation in a conspiracy to use an aircraft registered in the United States to transport cocaine into the United States. Castillo agreed to cooperate with the government and provide information relevant to ongoing drug trafficking investigations. The government asked that the case be sealed based on these ongoing investigations. Castillo pleaded guilty pursuant to a plea agreement in which the government stated that it would consider whether Castillo’s cooperation merited a motion for reduction of sentence under U.S.S.G. § 5K1.1 based on its evaluation of Castillo’s assistance. The government also agreed to recommend that Castillo receive a three-level reduction for acceptance of responsibility so long as, among other things, he did not commit any misconduct after entering into the agreement. After several continuations of his sentencing hearing, the government terminated Castillo’s cooperation because he had allegedly told other detainees details of his cooperation with the government and offered to sell his proposed testimony against a Mexican drug trafficker. The government also requested that the case be unsealed, and Castillo did not object. Prior to sentencing, the government objected to the three-level reduction for acceptance of responsibility and declined to file a § 5K1.1 motion. In both a written pro se motion and orally at sentencing through counsel, Castillo moved to withdraw his guilty plea based on ineffective assistance of counsel. The district court denied both the written and oral motions.

On appeal, Castillo argues that the sentence appeal waiver in his plea agreement is unenforceable because the government breached the plea agreement and that the district court abused its discretion in denying his motion to withdraw his guilty plea. He also argues that his conviction should be reversed based on discovery violations. *777 Finally, he argues that the indictment should be dismissed because it fails to state an offense and because the district court lacked jurisdiction due to the fact that the government arrested, detained, and abducted him in the Dominican Republic.

I.

Whether the government breached the plea agreement is a question of law that we review de novo. United States v. De La Garza, 516 F.3d 1266, 1269 (11th Cir.2008). However, if the defendant did not object on this basis before the district court, we review only for plain error. Puckett v. United States, 556 U.S. 129, 134-35, 143, 129 S.Ct. 1423, 1428-29, 1433, 173 L.Ed.2d 266 (2009). Under the plain error standard, error is reversible if: “(1) an error occurred, (2) the error was plain, (3) the error affected substantial rights in that it was prejudicial and not harmless, and (4) the error seriously affected the fairness, integrity, or public reputation of a judicial proceeding.” United States v. Olano, 507 U.S. 725, 734, 113 S.Ct. 1770, 1777, 123 L.Ed.2d 508 (1993).

“The government is bound by any material promises it makes to a defendant as part of a plea agreement that induces the defendant to plead guilty.” United States v. Taylor, 77 F.3d 368, 370 (11th Cir.1996). Whether a plea agreement is violated is determined according to the defendant’s reasonable understanding when he entered the plea. United States v. Horsfall, 552 F.3d 1275, 1281 (11th Cir.2008).

Under U.S.S.G. § 5K1.1, the district court may depart from the guidelines “[u]pon motion of the government stating that the defendant has provided substantial assistance in the investigation or prosecution of another person who has committed an offense.” U.S.S.G. § 5K1.1. We do not evaluate the assistance rendered by a defendant “unless and until the government makes a [§] 5K1.1 motion for downward departure based on substantial assistance.” United States v. Forney, 9 F.3d 1492, 1501 (11th Cir.1993). In this respect, “the courts are precluded from intruding into prosecutorial discretion.” Id. An unkept promise “to make ” a § 5K1.1 motion, as opposed to consider making one, may breach the plea agreement and allow withdrawal of the plea, but absent an agreement to file such a motion, the government’s decision “to make or withhold a § 5K1.1 motion is a form of prosecutorial discretion that is not reviewable for arbitrariness or bad faith.” Id. at 1502 n. 5 (emphasis in original) (quotations omitted). Where the plea agreement reserves to the government the sole discretion to make or withhold a § 5K1.1 motion, as opposed to a plea agreement that contains a specific contractual agreement to file a § 5K1.1 motion, we limit our review “to those cases in which a constitutionally impermissible motive has been alleged.” Id.

A defendant may receive a two-level reduction under the sentencing guidelines if he “clearly demonstrates acceptance of responsibility for his offense.” U.S.S.G. § 3El.l(a). A defendant may qualify for an additional one-level reduction for acceptance of responsibility if he assisted authorities by timely providing information to the government about his own misconduct or by timely notifying authorities of his intent to plead guilty and thereby permitting to government to avoid preparing for trial and the district court to allocate resources efficiently. See id. § 3El.l(b). “Because the Government is in the best position to determine whether the defendant has assisted authorities in a manner that avoids preparation for trial, an adjustment under subsection (b) may only be granted upon a formal motion by the Government at the time of sentencing.” Id. *778 § 3E1.1, comment (n. 6). Whether or not to grant the additional one-level reduction is a matter of determining only whether the defendant timely provided information and notified authorities of his intention to enter a plea of guilty. United States v. McPhee, 108 F.3d 287, 289-90 (11th Cir.1997). A defendant’s obstructionist conduct following a guilty plea is irrelevant to determining whether the defendant is entitled to the one-level reduction for acceptance of responsibility. Id. at 290.

Here, Castillo’s appeal waiver is enforceable because the government did not breach the plea agreement. He argues that the government breached the plea agreement by: (1) declining to file a § 5K1.1 motion; (2) unsealing the case and thereby exposing him and his family to harm; and (3) objecting to him receiving a reduction for acceptance of responsibility under § 3El.l(a), (b). Castillo, at the hearing and proceeding pro se

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Bluebook (online)
568 F. App'x 774, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-luis-fernando-bertulucci-castillo-ca11-2014.