United States v. Thomas Degovanni

104 F.3d 43, 1997 U.S. App. LEXIS 14, 1997 WL 1224
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 2, 1997
Docket96-1333
StatusPublished
Cited by15 cases

This text of 104 F.3d 43 (United States v. Thomas Degovanni) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thomas Degovanni, 104 F.3d 43, 1997 U.S. App. LEXIS 14, 1997 WL 1224 (3d Cir. 1997).

Opinion

OPINION OF THE COURT

GARTH, Circuit Judge:

In the context of U.S.S.G. § 3Bl.l(c) which authorizes an enhancement of two levels when a defendant is characterized as a “supervisor”, the question we must answer in this appeal is: when is a supervisor not a supervisor? In the instant case, we hold that one is only a “supervisor” under U.S.S.G. § 3Bl.l(c) when he is so involved in, and connected to, the illegal activity of others that he actually supervises their illegal conduct, and is not just a supervisor by virtue of his de jure position in the police department hierarchy.

I.

Defendant Thomas DeGovanni was a police sergeant in the 39th District Five Squad in the city of Philadelphia. On February 25, 1995, he was charged with Conspiracy to Commit Offenses Against the United States in violation of 18 U.S.C. § 371; Theft Concerning Program Receiving Federal Funds in violation of 18 U.S.C. § 666; Obstruction of Justice in violation of 18 U.S.C. § 1503; and two counts of Interference with Interstate Commerce by Robbery in violation of 18 U.S.C. § 1951. 1

On April 6,1995, DeGovanni pled guilty to one count of Interference with Interstate Commerce by Robbery and one count of Obstruction of Justice. DeGovanni was sentenced on April 15, 1996 to 84 months incarceration and a $1,000 fine. DeGovanni now appeals the sentence imposed, on grounds that his sentence was improperly enhanced under U.S.S.G. § 3Bl.l(c) for his role as a “supervisor”.

The district court had jurisdiction over this matter under 18 U.S.C. § 3231. We have appellate jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742. Our review of the district court’s interpretation of the Sentencing Guidelines is plenary, and we review the underlying factual findings for clear error. See United States v. Bethancourt, 65 F.3d 1074, 1080 (3d Cir.1995), cert. denied — U.S. -, 116 S.Ct. 1032, 134 L.Ed.2d 109 (1996); United States v. Katora, 981 F.2d 1398, 1401 (3d Cir.1992). Here, because there is no factual dispute concerning DeGovanni’s role as a supervisor in the police department or about the nature of his *45 activities within the conspiracy, we will exercise plenary review to determine whether § 3Bl.l(e) should apply to the facts in this case, so as to enhance DeGovanni’s sentence two levels.

II.

The sole question in this appeal is whether defendant DeGovanni, who served as a sergeant in the 89th District Five Squad, should be considered a supervisor in criminal activity—an activity which involved members of the Philadelphia police force, but did not require that he, DeGovanni, play an active, supervisory role in the criminal offenses committed.

The government charges that DeGovanni’s failure to report and otherwise deter his subordinates from engaging in criminal misconduct, constituted the supervision to which § 3Bl.l(e) refers. The government claims that “... DeGovanni can best be described as agreeing to go along with and profit[ing] from—as opposed to actually directing—the criminal conduct to which he has admitted.” Brief of Appellant DeGovanni at 7, quoting Presentence Memorandum of Government (Exhibit A at 3). As such, the government argues that, by virtue of DeGovanni’s supervisory title and responsibilities as sergeant, DeGovanni was a supervisor within the meaning of § 3Bl.l(c).

DeGovanni, on the other hand, asserts that he was no more than a de jure supervisor in the 39th District Five Squad, and did not actively participate in the criminal activities out of which the charges arose. Indeed, in his brief on appeal, DeGovanni characterizes his involvement as no more than passive. He argues that, although he was a sergeant in the police department, he did not supervise or manage his co-conspirators during the commission of their crimes. Although he admits participation in, and profiting from, the criminal activities, he contends that he played a secondary role, and that he was a mere ‘rank and file’ participant. See Brief of Appellant DeGovanni at 12-14.

DeGovanni further argues that his failure to report his co-conspirators, although viola-tive of his police oath and his responsibilities as a sergeant, was not a decision motivated by concerns for the group, and did not further the group’s activities. Finally, he claims that he “did not manage, direct, supervise, or lead the others or decide when, where or how the crimes with which he and the others were charged would be committed. The Government concedes as' much in its sentencing memorandum”. Id. at 12, citing Exhibit A at 1-3.

The district court held that DeGovanni’s participation in the conspiracy, coupled with his failure to report the activities of his co-conspirators, served to facilitate the commission of the crimes and was an abdication of his supervisory responsibility as a police sergeant. See Transcript of Hearing (App. 24a-27a; 31a-32a). Applying the recommendation of the Probation Department in the pre-sentence report and overriding DeGovanni’s objections, the court enhanced DeGovanni’s sentence by two levels pursuant to U.S.S.G. § 3Bl.l(c). 2

HI.

We hold that the district court improperly enhanced DeGovanni’s senténce. U.S.S.G. § 3B1.1 provides,

3B1.1. Aggravating Role
Based on the defendant’s role in the offense, increase the offense level as follows:
(a) If the defendant was an organizer or leader of a criminal activity that involved five or more participants or was otherwise extensive, increase by 4 levels.
(b) If the defendant was a manager or supervisor (but not an organizer or leader) and the criminal activity involved five or more participants or was otherwise extensive, increase by 3 levels.
(c) If the defendant was an organizer, leader, manager or supervisor in any criminal activity other than described in (a) or (b), increase by 2 levels.

*46 The Guidelines (in each of its three subsections) call for a determination of whether the defendant was a supervisor in the criminal activity.

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Cite This Page — Counsel Stack

Bluebook (online)
104 F.3d 43, 1997 U.S. App. LEXIS 14, 1997 WL 1224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thomas-degovanni-ca3-1997.