United States v. Theodore Persico, Robert Zambardi, and Richard Fusco

164 F.3d 796, 1999 U.S. App. LEXIS 564, 1999 WL 13269
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 15, 1999
DocketDocket 97-1456L, 97-1457, 98-1008CON
StatusPublished
Cited by39 cases

This text of 164 F.3d 796 (United States v. Theodore Persico, Robert Zambardi, and Richard Fusco) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Theodore Persico, Robert Zambardi, and Richard Fusco, 164 F.3d 796, 1999 U.S. App. LEXIS 564, 1999 WL 13269 (2d Cir. 1999).

Opinion

*798 JON O. NEWMAN, Circuit Judge:

These appeals by three defendants who participated in a street war between factions of an organized crime family primarily present issues arising from the Government’s failure, before trial, to disclose both the informant role of a co-conspirator and aspects of an FBI agent’s allegedly outrageous conduct in dealing with the informant. In particular, we are required to apply the standard for granting a motion to withdraw a guilty plea, after conviction but before sentencing, on the ground of newly discovered Brady/Giglio material. These issues arise on appeals from judgments of the District Court for the Eastern District of New York (Charles P. Sifton, Chief Judge) convicting Theodore Pérsico, Richard Fusco, and Robert Zambardi of racketeering offenses.

Pérsico was convicted, after a ten-week jury trial, of racketeering and racketeering conspiracy, conspiracy to commit murder in aid of racketeering, loansharking, and carrying a firearm in connection with crimes of violence. Fusco was convicted, on a plea of guilty, of racketeering conspiracy. Zambardi was convicted, also on a plea of guilty, of a substantive count of racketeering. Fusco and Zambardi challenge the denial of their motions to withdraw their guilty pleas. Pér-sico and Zambardi seek dismissal of the indictment because of allegedly outrageous government misconduct, or, alternatively, a new trial for Pérsico and an initial trial for Zambardi. Pérsico also seeks reversal of his firearms conviction, as well as a remand for resentencing because of an allegedly insufficient sentencing proceeding. We affirm the judgments in all respects.

Background

The charges and the Pérsico trial. The charges in this ease arose from an internal war between the Pérsico and the Orena factions of the Colombo organized crime family, which was fought on the streets of New York City from mid-1991 through the end of 1994. The war was the subject of numerous indiet-ments and has already precipitated several decisions of this Court, which recount its complex details. 1

Appellant Pérsico, the brother of the Colombo family boss, Carmine Pérsico, Jr., was a member of the Pérsico faction. He was tried in this case with four other members of that faction, Joseph and Anthony Russo (hereinafter “the Russos”), Joseph Montel-eone, and Lawrence Fiorenza. Appellants Fusco and Zambardi, who pled guilty, were also members of the Pérsico faction.

The trial focused on a conspiracy among members of the Pérsico faction to murder members of the Orena faction and on three murders of Orena faction members that occurred during the conspiracy: John Minerva and Michael Imbergamo, killed in one incident, and Lorenzo Lampesi, killed separately. Evidence was also presented showing many other incidents in which one or more of the defendants plotted or attempted to kill members of the Orena faction.

The proof consisted largely of the testimony of four cooperating accomplice witnesses: Carmine Sessa (the former consigliere of the Colombo family’s Pérsico faction), Lawrence Mazza, Joseph Ambrosino (both lower-level soldiers in the Pérsico faction), and Salvatore Miciotta (a soldier in the Orena faction). These witnesses all testified from their personal knowledge of the conspiracy and the murders, and the defendants’ participation in them. Them testimony was corroborated by tape-recorded conversations, law enforcement surveillances, and evidence seized through lawful searches.

Persico’s defense consisted mainly of attacks on the credibility of the Government witnesses. Pérsico attempted to show that he was not involved in a conspiracy to murder and that there was no real war at all, but only a series of personal vendettas of Sessa and Gregory Scarpa, Sr., a soldier in the Pérsico faction, who is the central figure in the claim of outrageous government conduct discussed below. In one claim relevant to this appeal, Pérsico contended that he never *799 carried a firearm to his meetings with the other members of the faction. He conceded that he was a member of the Colombo family and that he might be guilty of usury, but claimed that there was no evidence of violence or the threat of violence when he extended or collected loans. When the Government showed that he had been bringing messages from the imprisoned family boss, his brother Carmine, Pérsico claimed that the messages counseled “peace.” The jury found Pérsico guilty of racketeering, 18 U.S.C. § 1962(c), racketeering conspiracy, 18 U.S.C. § 1962(d), conspiracy to murder in aid of racketeering, 18 U.S.C. § 1959(a)(5), loan-sharking conspiracy, 18 U.S.C. §§ 892, 894, and carrying a firearm in connection with crimes of violence, 18 U.S.C. § 924(c)(1).

The Scarpa disclosure. After Persico’s trial, the Government made several disquieting disclosures concerning Scarpa, the Pérsi-co faction member who had been identified at trial as a target of an assassination attempt by the Orena faction. First, the Government acknowledged that for many years Scarpa had been an informant for the FBI. Second, it was disclosed that Scarpa had lied about or misrepresented his own involvement in some of the murders occurring during the intra-family war and had falsely attributed some of these murders to others. Finally, it was disclosed that Scarpa’s “handling” FBI agent, R. Lindley DeVecehio, might have improperly given Scarpa sensitive FBI information that would have helped him wage war against the Orena faction and also avoid the arrest of himself and others. See United States v. Orena, 145 F.3d 551 (2d Cir.1998).

Following the disclosures, Pérsico and his four trial co-defendants supplemented their previously filed motions for a new trial. In essence, they claimed that the prosecution had violated its obligations under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and its progeny, by failing to disclose exculpatory evidence that Scarpa was an informant. They argued that (1) because Scarpa was an informant, his out-of-court statements should not have been admitted as co-conspirator hearsay, (2) the Scarpa hearsay and its misrepresentations so permeated and tainted the proceedings as to undermine confidence in the verdict, (3) certain material in the FBI reports concerning Scarpa could have been used to impeach the credibility of the out-of-court declarations, and (4) in dealing with Scarpa, DeVecehio had engaged in “outrageous conduct” requiring the dismissal of the indictments. 2 The District Court granted the motion for a new trial of the Russos, except as to the loansharking convictions, and granted the motion of Monteleone (who was not charged with loan-sharking) in its entirety. The Court denied the motions of Pérsico and Fiorenza.

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Cite This Page — Counsel Stack

Bluebook (online)
164 F.3d 796, 1999 U.S. App. LEXIS 564, 1999 WL 13269, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-theodore-persico-robert-zambardi-and-richard-fusco-ca2-1999.