United States v. Tharpe

38 M.J. 8, 1993 CMA LEXIS 111, 1993 WL 389434
CourtUnited States Court of Military Appeals
DecidedSeptember 27, 1993
DocketNo. 67,861; CMR No. 90 1082
StatusPublished
Cited by21 cases

This text of 38 M.J. 8 (United States v. Tharpe) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tharpe, 38 M.J. 8, 1993 CMA LEXIS 111, 1993 WL 389434 (cma 1993).

Opinions

Opinion of the Court

COX, Judge:

Appellant pleaded guilty to a lengthy list of sordid specifications of rape, sodomy, and indecent assault of his stepdaughter.1 His sexual attacks began upon her when she was 6 years old and continued until she was 10. They did not cease until appellant was assigned an overseas tour in Okinawa. The scope, frequency, and intensity of this conduct is detailed in appellant’s guilty plea admissions and in a stipulation of fact agreed upon by appellant and the Government as part of a detailed pretrial agreement. It is also pertinent to note that, during the time appellant was privately committing these acts upon his stepdaughter, he was in the process of being charged, tried, convicted by a general court-martial—and treated—for indecently exposing himself on a number of occasions to the wives of fellow Marines. The bad-conduct discharge awarded as punishment in that case was suspended by the convening authority as a result of an elaborate pretrial agreement.

Because of the instant charges, appellant faced a sentence which included confinement for life, a dishonorable discharge, total forfeitures, and reduction to the lowest enlisted grade. In spite of these serious charges (each of the 11 rape specifications alone carried the potential for a life sentence) and appellant’s prior sex-related conviction, counsel for appellant was able to negotiate a plea bargain that limited any confinement included in appellant’s sentence to I2V2 years.

Appellant now complains that his lawyer was ineffective in that he “failed to investigate and present evidence of appellant’s childhood sexual abuse and expert testimony concerning the effect that abuse may have had on his sexual behavior as an adult.”2 Furthermore, he complains that [10]*10the Court of Military Review erred by failing to order the Navy to provide a confidential expert to assist his appellate counsel in preparing his appeal from this negotiated guilty plea.3 For the reasons set forth below, we hold that no error prejudicial to the substantial rights of appellant was committed. Art. 59(a), Uniform Code of Military Justice, 10 USC § 859(a).

The issues on appeal are somewhat complex. To understand them, it is necessary to digress to the underlying theory of appellant’s petition to this Court. First of all, appellant claims that his trial defense lawyer was ineffective in the sentencing phase of the trial because he did not investigate and exploit the theory that appellant himself may have been abused as a child. Appellant argues that, had his defense counsel done so, some such evidence would have been available to present to the military judge and would have persuaded the judge to give appellant a sentence to confinement less than the 1272 years he ultimately received.

Secondly, appellant advances the novel argument that, in order for his appellate defense counsel to prepare his appeal, counsel should have available a confidential expert, specifically Lieutenant Commander Nacev, a clinical psychologist who is agreeable to provide this service, to peruse the numerous reports of psychiatric and psychological examinations performed on appellant as a result of the pending charges in this case and arising out of the counseling appellant received as a result of his first general court-martial. The expert would also, apparently, be given some “privileged information” not available in the record of trial or the allied papers.

This confidential expert could then advise appellate defense counsel concerning the evidence, her client, and the conduct of the case. Appellate defense counsel, in turn, would be better able to decipher and argue the evidence—and omissions—of record to the Court of Military Review, and so aid its judges in reviewing the case as required by Article 66, UCMJ, 10 USC § 866.

Adequacy of Representation

In United States v. Scott, 24 MJ 186 (CMA 1987), we applied the rules announced by the United States Supreme Court for testing whether an accused received the effective assistance of counsel. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). We have consistently applied these rules and have not hesitated to grant an accused a rehearing under circumstances demonstrating a lack of effective performance by counsel. United States v. Scott, supra; United States v. Lonetree, 35 MJ 396 (1992), cert. denied, — U.S. —, 113 S.Ct. 1813, 123 L.Ed.2d 444 (1993); United States v. Polk, 32 MJ 150 (1991). In Polk, construing Strickland v. Washington, supra, we articulated a three-part analysis to resolve claims of ineffective assistance of counsel:

1. Are the allegations made by appellant true; and, if they are, is there a reasonable explanation for counsel’s actions in the defense of the ease?

2. If they are true, did the level of advocacy “fall[ ] measurably below the performance ... [ordinarily expected] of fallible lawyers”?

[11]*113. If ineffective assistance of counsel is found to exist, “is ... there ... a reasonable probability that, absent the errors, the factfinder would have had a reasonable doubt respecting guilt?”

Id. at 153 (citations omitted).

Likewise, we have applied this test to the question whether an accused should be afforded a new sentencing hearing where counsel’s lack of effective assistance may have resulted in a harsher sentence. United States v. Lonetree, supra.

Applying this analysis to the facts presented here, we conclude appellant does not get beyond the first test. It is true that trial defense counsel did not pursue appellant’s claim of having been abused extensively as a child—but then trial defense counsel was not even aware of this dubious claim, made by appellant primarily to a brig counselor in Okinawa. Not being aware of this “information” and given appellant’s established pattern of misconduct, counsel’s tactic “was to focus away from all his past attempts at therapy and to stress his few good military traits, his remorse, and his willingness to seek help.” Prom our review of the record, this was an appropriate tactic under the circumstances, one that a reasonable, competent, and effective lawyer would employ in the defense of a client. Thus, the first prong of the analysis is not met.

In any event, failure to pursue this line of potential mitigation is inconsequential under the circumstances. According to trial defense counsel’s uncontroverted post-trial affidavit, “Corporal Tharpe was evaluated by psychiatrists and psychologists on six (6) different occasions between September, 1986 and September, 1989, [and] never in any of those sessions did he make any of the same drastic claims that he made” later in Okinawa. The six reports relied upon by the defense counsel indicate a normal childhood and an initial “sexual experience ... at the age” of 17. The reports contain absolutely no assertion by appellant that he had been abused as a child, and in some cases the reports indicate appellant’s specific denial of having been abused as a child.

Further, as trial defense counsel persuasively argues in his affidavit, even if he had known of the counseling statement from Okinawa, he would not have dared used it.

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Cite This Page — Counsel Stack

Bluebook (online)
38 M.J. 8, 1993 CMA LEXIS 111, 1993 WL 389434, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tharpe-cma-1993.