United States v. Rodriguez

54 M.J. 156, 55 Fed. R. Serv. 1174, 2000 CAAF LEXIS 1080, 2000 WL 1401397
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 25, 2000
Docket99-0224/AR
StatusPublished
Cited by13 cases

This text of 54 M.J. 156 (United States v. Rodriguez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rodriguez, 54 M.J. 156, 55 Fed. R. Serv. 1174, 2000 CAAF LEXIS 1080, 2000 WL 1401397 (Ark. 2000).

Opinions

Chief Judge CRAWFORD

announced the judgment of the Court and delivered an opinion in which Judge EFFRON joined.

Contrary to his pleas, appellant was found not guilty by a military judge sitting alone of malingering but guilty of wounding himself without intent to avoid hazardous service, in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. The convening authority approved the sentence of a dishonorable discharge, 354 days’ confinement, total forfeitures, and reduction to the lowest enlisted grade. The Court of Criminal Appeals affirmed the findings and sentence. 49 MJ 528 (1998). We granted review of the following issue:

WHETHER THE MILITARY JUDGE ERRED WHEN HE DENIED THE DEFENSE MOTION TO SUPPRESS THE TESTIMONY OF DR. JOSE ALFANO BASED ON THE ERRONEOUS FINDING THAT THE PSYCHOTHERAPIST PRIVILEGE WAS NOT APPLICABLE AT COURTS-MARTIAL.

We hold that the military judge did not err in admitting the statement of Dr. Alfano.

FACTS

On May 2, 1996, appellant rigged an automatic weapon to shoot himself in the stomach. He was successful. There was extensive evidence that appellant shot himself, including his admissions to his platoon leader and his platoon sergeant. He was transferred from Bosnia to Landstuhl Regional Medical Center in Germany for treatment. In addition to the physical treatment, he was treated by Dr. Alfano, a [157]*157civilian psychiatrist. Dr. Alfano diagnosed appellant as having a dependent personality disorder. Appellant told Dr. Alfano “that he was not suicidal” but had intentionally discharged the weapon in an attempt to be reunited with his estranged wife in Baum-holder, Germany.

“At trial, appellant’s defense was that ... he abandoned his attempt to shoot himself but that the weapon accidentally fired while he was retrieving it. Appellant’s defense counsel challenged the admissibility of appellant’s statements to Dr. Alfano claiming they were protected by the federal psychotherapist-patient privilege recognized in Jaffee v. Redmond [,]” 518 U.S. 1, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996). See 49 MJ at 529.

The military judge denied appellant’s motion to suppress this evidence because under Mil.R.Evid. 501, Manual for Courts-Martial, United States (1998 ed.), and Article 36, UCMJ, 10 USC § 836, the federal psychotherapist-patient privilege “is not applicable” to the military.

DISCUSSION

The issue in this ease is whether the psychotherapist-patient privilege recognized by the Supreme Court in Jaffee as being part of federal common law is applicable to trials by courts-martial. This issue requires consideration of the relationship between the Federal Rules of Evidence and the Military Rules of Evidence.1

The Proposed Federal Rules of Evidence were submitted to the Supreme Court in October 1971. The Rules as originally approved by the Supreme Court on November 20, 1972, set forth in Article V nine noneonstitutional privilege rules applicable to federal trials, including a proposed psychotherapist-patient privilege. After these proposed Rules were sent to Congress, the Subcommittee on Criminal Justice of the Committee on the Judiciary of the House of Representatives held open hearings on the Proposed Rules. As a result of these hearings and numerous conferences, Congress did not accept the proposed privilege rules because a consensus could not be achieved as to a number of privileges. S.Rep. No. 1277, 93d Cong.2d Sess. (1974), reprinted in 1974 U.S.Code Congressional & Administrative News 7051, 7052, 7053, 7058; see also Title 28 USCA Federal Rules of Evidence (Rules 701 to End) 614, 615, 620. Instead, Congress adopted Fed.R.Evid. 501:

Except as otherwise required by the Constitution of the United States or provided by Act of Congress or in rules prescribed by the Supreme Court pursuant to statutory authority, the privilege of a witness, person, government, State, or political subdivision thereof shall be governed by the principles of the common law as they may be interpreted by the courts of the United States in the light of reason and experience. However, in civil actions and proceedings, with respect to an element of a claim or defense as to which State law supplies the rule of decision, the privilege of a witness, person, government, State, or political subdivision thereof shall be determined in accordance with State law.

The Rules, as revised by Congress, were approved by President Ford on January 2, 1975. Pub.L. No. 93-595, 88 Stat. 1926.

In contrast to the Federal Rules of Evidence, Congress has delegated to the President the authority to issue rules of evidence for courts-martial. See Art. 36. Under this authority, the President promulgated the Military Rules of Evidence in 1980, which were based upon the Federal Rules of Evidence, subject to exceptions based upon practicability and conformance with the Uniform Code of Military Justice. See Drafter’s Analysis of Mil.R.Evid. 501, Manual, supra (1998 ed.) at A22-37.

The President, in the Military Rules of Evidence, did not follow the approach taken by the Federal Rules of Evidence. In[158]*158stead of a general rule allowing the courts to develop privileges through a common-law approach, see Fed.R.Evid. 501, the rules promulgated by the President used a combination of specific rules and a limited authority to incorporate common-law privileges. As noted in the Drafter’s Analysis:

Unlike the Article III court system, which is conducted almost entirely by attorneys functioning in conjunction with permanent courts in fixed locations, the military criminal legal system is characterized by its dependence upon large numbers of laymen, temporary courts, and inherent geographical and personnel instability due to the worldwide deployment of military personnel. Consequently, military law requires far more stability than civilian law. This is particularly true because of the significant number of non-lawyers involved in the military criminal legal system. Commanders, convening authorities, non-lawyer investigating officers, summary court-martial officers, or law enforcement personnel need specific guidance as to what material is privileged and what is not.

Drafter’s Analysis of Mil.R.Evid. 501, Manual, supra (1998 ed.) at A22-37. The privileges set forth by the President “provide the certainty and stability necessary for military justice.” Id.

In United States v. Scheffer, 523 U.S. 303, 118 S.Ct.

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54 M.J. 156, 55 Fed. R. Serv. 1174, 2000 CAAF LEXIS 1080, 2000 WL 1401397, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rodriguez-armfor-2000.