United States v. Swapp

695 F. Supp. 1140, 1988 U.S. Dist. LEXIS 10484, 1988 WL 97348
CourtDistrict Court, D. Utah
DecidedJuly 18, 1988
Docket2:88-cr-00006
StatusPublished
Cited by5 cases

This text of 695 F. Supp. 1140 (United States v. Swapp) is published on Counsel Stack Legal Research, covering District Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Swapp, 695 F. Supp. 1140, 1988 U.S. Dist. LEXIS 10484, 1988 WL 97348 (D. Utah 1988).

Opinion

*1142 MEMORANDUM OPINION

JENKINS, Chief Judge:

The court, sitting en banc, holds that the Sentencing Reform Act of 1984, which establishes the mechanism by which the new Sentencing Guidelines applicable in this case were promulgated, is unconstitutional because it violates the separation and allocation of governmental powers mandated by the United States Constitution, because it constitutes an unlawful delegation of legislative authority and because it violates the procedural requirements of article I of the Constitution. The court will therefore not apply the guidelines in cases now pending before it.

I.

The Sentencing Reform Act of 1984, Pub.L. No. 98-473, title II, §§ 211-39, 98 Stat.1987, was enacted as part of the Comprehensive Crime Control Act of 1984, Pub. L. No. 98-473, 98 Stat.1837, to remedy the inequities perceived by some persons allegedly resulting from the claimed disparate sentences given convicted criminals in federal court. The act creates the United States Sentencing Commission and designates it “an independent commission in the judicial branch of the United States.” 28 U.S.C. § 991(a). The commission consists of seven voting members and one nonvoting member (the Attorney General or his designee). The President appoints the seven voting members with the advice and consent of the Senate. 2 Three of the seven members must be federal judges, selected from a list of six judges recommended by the Judicial Conference of the United States. Id. § 991(a). The federal judges on the commission are not required to resign from the bench, but all commissioners serve full-time for the first six years, and the chairman of the commission serves full-time thereafter. Id. § 992(c). Commissioners may be reappointed to a second, six-year term. See id. § 992(b).

Members of the commission are “subject to removal ... by the President only for neglect of duty or malfeasance in office or for other good cause shown.” Id. § 991(a).

The stated purpose of the commission is to “establish sentencing policies and practices for the Federal criminal justice system” and to “develop means of measuring the degree to which the sentencing, penal, and correctional practices are effective in meeting the purposes of sentencing,” id. § 991(b), which are set forth in 18 U.S.C. § 3553(a)(2). 3

The commission is charged with the responsibility of promulgating guidelines “for use of a sentencing court in determining the sentence to be imposed in a criminal case.” 28 U.S.C. § 994(a). The guidelines are to establish a sentencing range “for each category of offense involving each category of defendant.” Id. § 994(b)(1). The statute sets out factors for the Sentencing Commission to consider in establishing categories of offenses and categories of defendants, id. § 994(c) & (d), as well as factors the commission is not to consider, id. § 994(d), (e) & (k). In fulfilling its duties, the commission is instructed to consult with authorities on various aspects of the federal criminal justice system. Id. § 994(o).

Under the Sentencing Reform Act, for all federal crimes committed after November *1143 1, 1987, courts are required to impose sentences within the range established by the guidelines “unless the court finds that there exists an aggravating or mitigating circumstance of a kind, or to a degree not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a sentence different from that described.” 18 U.S.C. § 3553(b) as amended by Sentencing Act of 1987, Pub.L. No. 100-182, § 3, 101 Stat. 1266, 1266.

A defendant may appeal his sentence if it is greater than the sentence specified in the applicable guideline, and the government may appeal a defendant’s sentence if it is less than the sentence specified in the guideline. Id. § 3742.

If a defendant wants the guidelines modified in his case based on “changed circumstances unrelated to the defendant,” the Sentencing Commission must approve his petition. 28 U.S.C. § 994(s).

II.

This court is not the first to address the constitutionality of the Sentencing Reform Act. The issue has been hotly debated ever since the sentencing guidelines went into effect on November 1, 1987, and will continue to be debated until the Supreme Court decides the issue, hopefully in the fall. 4 By our tally, over fifty decisions have been rendered to date, with the cases running more than two to one against the constitutionality of the act. Thus, we are not writing on a clean slate. Nevertheless, we shall “indulge the conceit that something [we] may say might figure in the ultimate outcome.” United States v. Mendez, 691 F.Supp. 656 (S.D.N.Y.1988).

We start with the proposition that questions of constitutionality do not turn on the court’s idea of what constitutes prudent public policy. The most foolish statute in the world may still be constitutional. It is not for this court or any court to second-guess the wisdom of the policy decisions of Congress or to read the court’s own values into the Constitution so as to foreclose experimental solutions put forth by the legislature to difficult social problems.

“By the same token, the fact that a given law or procedure is efficient, convenient, and useful in facilitating functions of government, standing alone, will not save it if it is contrary to the Constitution. Convenience and efficiency are not the primary objectives — or the hallmarks — of democratic government____” INS v. Chadka, 462 U.S. 919, 944, 103 S.Ct. 2764, 2780, 77 L.Ed. 2d 317 (1983). The only check on the legislative judgment (outside of the political process) is the Constitution. The legislature may not ignore constitutional limitations on its powers. If it does so, the court must vindicate the constitutional provision.

Perhaps the most important check on governmental power the Constitution provides is the separation of governmental powers into three branches, “the better to secure liberty,” in Justice Jackson’s famous phrase. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 635, 72 S.Ct. 863, 870, 96 L.Ed. 1153 (1952) (Jackson, J., concurring).

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709 F. Supp. 1036 (D. Utah, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
695 F. Supp. 1140, 1988 U.S. Dist. LEXIS 10484, 1988 WL 97348, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-swapp-utd-1988.