United States v. Sutton

31 M.J. 11, 1990 CMA LEXIS 1025, 1990 WL 126812
CourtUnited States Court of Military Appeals
DecidedSeptember 6, 1990
DocketNo. 61,708; ACM 26876
StatusPublished
Cited by19 cases

This text of 31 M.J. 11 (United States v. Sutton) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sutton, 31 M.J. 11, 1990 CMA LEXIS 1025, 1990 WL 126812 (cma 1990).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

Notwithstanding Sutton’s pleas of not guilty, a general court-martial convicted him of wrongful use of cocaine in August 1987, in violation of Article 112a, Uniform Code of Military Justice, 10 USC § 912a. It then sentenced him to a bad-conduct discharge, confinement and forfeiture of $200.00 pay per month for 6 months, and reduction to the lowest enlisted grade. The convening authority approved these results, and the Court of Military Review affirmed by a divided vote. 27 MJ 578 (1988).

In this Court, appellant challenges the correctness of the military judge’s pretrial ruling that a “negative” urinalysis report could be used by the prosecution in cross-examining potential defense character witnesses and in cross-examining appellant, if he subsequently took the stand and denied ever having used drugs. Moreover, appellant attacks the majority’s holding in the Court of Military Review that he waived appellate review of the judge’s ruling by his failure to testify in this manner or to offer any defense character witnesses. 28 MJ 458 (1989). On both contentions, we agree with appellant.

I

In a pretrial session held under Article 39(a), UCMJ, 10 USC § 839(a), appellant moved to suppress “any reference” to a urinalysis performed on a specimen that appellant had produced by command direction on September 25, 1987. The laboratory report in question and other evidence indicated that appellant’s specimen had been tested by radioimmunoassay (RIA); that this procedure had indicated a presence of cocaine below the 300 ng/ml minimum required by Department of Defense directives for a “positive” report; and that, consequently, the specimen had been discarded without confirmation by the more sophisticated and accurate gas chromatograph-mass spectrometry (GC/MS) procedure.

Essentially, the defense argued that, because the screening urinalysis had resulted in a “negative” report, without any subsequent confirmation testing, this report should not be used by the Government during cross-examination or for rebuttal. In response, the prosecution urged that, depending on how the defense case unfolded, it could “foresee a number of uses that could be made of this evidence” — such as [13]*13to impeach or to show Sutton’s knowledge or lack of mistake.1

After hearing substantial evidence concerning reliability of the RIA procedure, the military judge found that the test was of the type upon which experts could reasonably rely and that, accordingly, an expert could use the test as a basis for testimony. However, the judge ruled that the challenged evidence would not be admissible until its relevance was established at the time of its proffer.

Later in the trial, after the Government had rested its case, the defense moved in limine to determine admissibility of the test if the accused were to take the stand and deny any illegal drug use or if the defense were to call character witnesses. The military judge ruled that, in either instance, the results could be used by the prosecution in cross-examination but that extrinsic evidence of the results could not be used. Then, the defense announced that, because of this ruling, Sutton would not testify and the defense would call no character witnesses.

On appeal to the Court of Military Review, appellant challenged the military judge’s ruling. However, citing Luce v. United States, 469 U.S. 38, 105 S.Ct. 460, 83 L.Ed.2d 443 (1984), the majority of the court below concluded that it should not review this issue, because Sutton’s failure to take the stand or offer character witnesses prevented it from determining whether appellant had been prejudiced even if the judge had erred. In so reasoning, the majority acknowledged:

Luce does appear to represent a departure from prior military practice as discussed by the Court of Military Appeals in describing how issues such as those raised by the appellant’s motion in limine are preserved. See United States v. Cofield, 11 M.J. 422, 431 (C.M.A.1981). We note, however, that Luce has subsequently been cited favorably by that Court. United States v. Welch, 25 M.J. 23, 26 (C.M.A.1987). This suggests to us that the Court of Military Appeals accepts, at least in principle, the validity of the rule announced therein.

27 MJ at 581.

In dissenting from this position, Judge Blommers did not agree either that Luce applied or that, under these circumstances, an accused should be placed on the horns of a dilemma whether to testify and present character evidence in the face of the judge’s ruling or to risk losing appellate review of that ruling. As to this dilemma, he observed:

I believe there is no doubt but that an accused person’s right to testify and present other evidence on his or her behalf are fundamental and substantial trial rights. If there is a valid basis for use of impeachment or rebuttal evidence as a trial unfolds, and for tactical reasons the accused decides to waive those rights in order to keep such evidence from coming before the court, then so be it. Id. [Luce v. United States, supra ]. If there is no valid basis for the introduction of such evidence, then a rule that forces an accused to consider giving up those rights in light thereof offends my sense of justice.

27 MJ at 581. It is in relation to this latter point that Judge Blommers distinguished Luce:

There is nothing in that [Luce ] opinion that would lead me to conclude other than that the evidence the Government possessed was a properly documented prior conviction which fully met the procedural requirements for admissibility under Federal Rule of Evidence 609, assuming the defendant took the stand and “opened the door.” Thus the [valid basis for use of the challenged evidence under some circumstances] had already been satisfied.

27 MJ at 582.

II

A

In Luce, the defendant had contended on appeal that the trial court had erred “in [14]*14denying the motion in limine [to prohibit use of a prior conviction to impeach his credibility] without making an explicit finding [as required by Fed.R.Evid. 609(a)] that the probative value of the prior conviction outweighed its prejudicial effect.” 469 U.S. at 40, 105 S.Ct. at 462 (footnote omitted). However, six of the eight Justices who participated in the decision held “that to raise and preserve for review the claim of improper impeachment with a prior conviction, a defendant must testify.” 469 U.S. at 43, 105 S.Ct. at 464. Since Luce had not testified, the Court affirmed the refusal below to review the trial court’s in limine ruling.

In arriving at its conclusion, the Court noted that “[a] reviewing court is handicapped in any effort to rule on subtle evidentiary questions outside a factual context.” For instance, the Court observed that any number of factors might well subject the ruling to change during the course of the trial, depending on other factors, and that this fluidity of the admissibility ruling made harm to the accused from the ruling “wholly speculative.” Id.

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Cite This Page — Counsel Stack

Bluebook (online)
31 M.J. 11, 1990 CMA LEXIS 1025, 1990 WL 126812, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sutton-cma-1990.